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NEXTERA ENERGY INC — Director's Dealing 2014
Feb 18, 2014
29810_dirs_2014-02-18_97f93dbf-62e1-4a2e-ae54-8757a980a01f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2014-02-14
Reporting Person: Sieving Charles E (EVP & General Counsel, EVP of Sub)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-14 | Common Stock | A | 3629 | — | Acquired | 30174 | Direct |
| 2014-02-14 | Common Stock | A | 9718 | — | Acquired | 39892 | Direct |
| 2014-02-14 | Common Stock | F | 3421 | $93.27 | Disposed | 36471 | Direct |
| 2014-02-15 | Common Stock | F | 1707 | $93.27 | Disposed | 34764 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-14 | Phantom Shares | $ | A | 655 | Acquired | Common Stock () | Direct | |
| 2014-02-14 | Employee Stock Option (Right to Buy) | $93.27 | A | 14803 | Acquired | 2024-02-14 | Common Stock (14803) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1111 | Indirect |
Footnotes
F1: Restricted stock grant made pursuant to Issuer's 2011 Long Term Incentive Plan, exempt under Rule 16b-3.
F2: Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3.
F3: Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 14, 2014 in settlement of performance share awards.
F4: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 13, 2009, February 18, 2011, February 17, 2012 and February 15, 2013.
F5: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($85.62 in 2013). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.
F6: Options to buy 4,935 shares become exercisable on 02/15/2015 and options to buy 4,934 shares become exercisable on each of 02/15/2016 and 02/15/2017.