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NEXTERA ENERGY INC — Director's Dealing 2013
Feb 19, 2013
29810_dirs_2013-02-19_94a20d5d-6449-45ae-b753-9cae290e6a77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2013-02-15
Reporting Person: DEWHURST MORAY P (Vice Chairman & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-15 | Common Stock | F | 5065 | $72.50 | Disposed | 249878 | Direct |
| 2013-02-15 | Common Stock | A | 9688 | — | Acquired | 259566 | Direct |
| 2013-02-15 | Common Stock | A | 22820 | — | Acquired | 282386 | Direct |
| 2013-02-15 | Common Stock | F | 9572 | $72.50 | Disposed | 272814 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-15 | Phantom Shares | $ | A | 772 | Acquired | Common Stock () | Direct | |
| 2013-02-15 | Employee Stock Option (Right to Buy) | $72.50 | A | 49482 | Acquired | 2023-02-15 | Common Stock (49482) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3214 | Indirect |
Footnotes
F1: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 12, 2010, February 18, 2011 and February 17, 2012.
F2: Includes a total of 28,834 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated Long Term Incentive Plan (the "Deferred Stock Grant"), including 252 deferred shares deemed acquired on September 17, 2012 and 243 deferred shares deemed acquired on December 17, 2012 pursuant to a dividend reinvestment feature under the Deferred Stock Grant. Under the terms of the Deferred Stock Grant, shares are distributable in stock at the end of the deferral period.
F3: Restricted stock grant made pursuant to Issuer's 2011 Long Term Incentive Plan, exempt under Rule 16b-3.
F4: Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3.
F5: Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 15, 2013 in settlement of performance share awards.
F6: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($69.19 in 2012). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.
F7: Options to buy 16,494 shares become exercisable on each of 02/15/2014, 02/15/2015 and 02/15/2016.