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NEXTERA ENERGY INC — Director's Dealing 2012
Sep 5, 2012
29810_dirs_2012-09-05_737c52bc-ffb6-407c-b1ed-581e2217c29c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2012-09-04
Reporting Person: HAY LEWIS III (Director, Exec Chairman, Director of Sub)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-04 | Common Stock | M | 150000 | $27.56 | Acquired | 471727 | Direct |
| 2012-09-04 | Common Stock | S | 150000 | $67.162 | Disposed | 321727 | Direct |
| 2012-09-04 | Common Stock | S | 20000 | $67.1851 | Disposed | 143416 | Indirect |
| 2012-09-04 | Common Stock | S | 40000 | $67.183 | Disposed | 114999 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-04 | Employee Stock Option (Right to Buy) | $27.56 | M | 150000 | Disposed | 2013-02-13 | Common Stock (150000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 116499 | Indirect |
| Common Stock | 4202 | Indirect |
Footnotes
F1: Options exercised in accordance with Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012.
F2: Includes 203,655 shares deferred until the reporting person's retirement.
F3: Sales effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on May 3, 2012.
F4: Weighted average sale price. Reporting person sold 150,000 shares through a trade order executed by a broker-dealer at prices ranging from $66.93 to $67.42 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F5: Weighted average sale price. Reporting person sold 20,000 shares through a trade order executed by a broker-dealer at prices ranging from $66.97 to $67.42 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F6: Sole general partner is an entity controlled by the reporting person and limited partners are two irrevocable trusts whose beneficiaries are the reporting person, his spouse and their descendants.
F7: Weighted average sale price. Reporting person sold 40,000 shares through a trade order executed by a broker-dealer at prices ranging from $66.93 to $67.41 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F8: Sole general partner is an entity controlled by the reporting person and the limited partners are the reporting person and his wife, as tenants by the entirety.
F9: The option, representing a right to buy 150,000 shares, became exercisable in three substantially equal annual installments beginning on February 13, 2004, which was the first anniversary of the date on which the option was granted.