AI assistant
NEXTERA ENERGY INC — Director's Dealing 2012
Oct 9, 2012
29810_dirs_2012-10-09_f930acf5-eaa9-4de6-8361-3542590c0111.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2012-10-05
Reporting Person: MCGRATH ROBERT L (EVP Eng, Const. & Corp Svs, EVP Eng, Const & Corp Svcs-Sub)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-05 | Common Stock | M | 13500 | $41.76 | Acquired | 45460 | Direct |
| 2012-10-05 | Common Stock | S | 13500 | $71.029 | Disposed | 31960 | Direct |
| 2012-10-05 | Common Stock | M | 9807 | $59.05 | Acquired | 41767 | Direct |
| 2012-10-05 | Common Stock | S | 9807 | $70.982 | Disposed | 31960 | Direct |
| 2012-10-05 | Common Stock | M | 14895 | $50.91 | Acquired | 46855 | Direct |
| 2012-10-05 | Common Stock | S | 14895 | $71.047 | Disposed | 31960 | Direct |
| 2012-10-05 | Common Stock | M | 13904 | $45.57 | Acquired | 45864 | Direct |
| 2012-10-05 | Common Stock | S | 13904 | $71.01 | Disposed | 31960 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-05 | Employee Stock Option (Right to Buy) | $41.76 | M | 13500 | Disposed | 2016-02-16 | Common Stock (13500) | Direct |
| 2012-10-05 | Employee Stock Option (Right to Buy) | $59.05 | M | 9807 | Disposed | 2017-02-15 | Common Stock (9807) | Direct |
| 2012-10-05 | Employee Stock Option (Right to Buy) | $50.91 | M | 14895 | Disposed | 2019-02-13 | Common Stock (14895) | Direct |
| 2012-10-05 | Employee Stock Option (Right to Buy) | $45.57 | M | 13904 | Disposed | 2020-02-12 | Common Stock (13904) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7178 | Indirect |
Footnotes
F1: Option exercise effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2012.
F2: Includes 4,950 shares deferred until reporting person's retirement.
F3: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2012.
F4: Weighted average sale price. Reporting person sold 13,500 shares through a trade order executed by a broker-dealer at prices ranging from $70.98 to $71.08 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F5: Weighted average sale price. Reporting person sold 9,807 shares through a trade order executed by a broker-dealer at prices ranging from $70.72 to $71.15 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F6: Weighted average sale price. Reporting person sold 14,895 shares through a trade order executed by a broker-dealer at prices ranging from $70.98 to $71.08 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F7: Weighted average sale price. Reporting person sold 13,904 shares through a trade order executed by a broker-dealer at prices ranging from $70.98 to $71.03 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F8: The option, representing a right to buy 13,500 shares, became exercisable in three substantially equal annual installments beginning on February 16, 2007.
F9: The option, representing a right to buy 9,807 shares, became exercisable in three substantially equal annual installments beginning on February 15, 2008.
F10: The option, representing a right to buy 14,895 shares, became exercisable in three substantially equal annual installments beginning on February 15, 2010.
F11: The option, representing a right to buy 20,856 shares, is exercisable in three substantially equal annual installments beginning on February 15, 2011.