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NEXTERA ENERGY INC — Director's Dealing 2012
Mar 19, 2012
29810_dirs_2012-03-19_a073bfdf-3bba-40be-9717-6d9d6b98b3ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2012-03-15
Reporting Person: ROBO JAMES L (President & COO, Director of Sub)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-15 | Common Stock | S | 8000 | $60.0183 | Disposed | 140239 | Direct |
| 2012-03-15 | Common Stock | M | 65959 | $27.56 | Acquired | 206198 | Direct |
| 2012-03-15 | Common Stock | S | 65959 | $60.083 | Disposed | 140239 | Direct |
| 2012-03-16 | Common Stock | M | 34041 | $27.56 | Acquired | 174280 | Direct |
| 2012-03-16 | Common Stock | A | 38231 | — | Acquired | 212511 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-15 | Employee Stock Option (Right to Buy) | $27.56 | M | 65959 | Disposed | 2013-02-13 | Common Stock (65959) | Direct |
| 2012-03-16 | Employee Stock Option (Right to Buy) | $27.56 | M | 34041 | Disposed | 2013-02-13 | Common Stock (34041) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2874 | Indirect |
| Common Stock | 58609 | Indirect |
Footnotes
F1: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2011.
F2: Weighted average sale price. Reporting person sold 8,000 shares through a trade order executed by a broker-dealer at prices ranging from $59.71 to $60.33 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F3: Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2011.
F4: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2011.
F5: Weighted average sale price. Reporting person sold 65,959 shares through a trade order executed by a broker-dealer at prices ranging from $60.00 to $60.33 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F6: Deferred stock grant made pursuant to Issuer's 2011 Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. Isuance of shares deferred in accordance with terms of grant.
F7: Includes 38,231 shares whose receipt is deferred pursuant to the deferred stock grant referenced in footnote (6) above.
F8: Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only.
F9: The option, representing a right to buy 100,000 shares, became exercisable in three substantially equal annual installments beginning on February 13, 2004, which was the first anniversary of the date on which the option was granted.