NextDecade Corp — Regulatory Filings 2017

Jan 6, 2017

8-K 1 f8k010517_harmonymerger.htm CURRENT REPORT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

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FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): January 5, 2017

HARMONY MERGER CORP.

(Exact Name of Registrant as Specified in Charter)

| Delaware | 001-36842 | 47-
5723951 |
| --- | --- | --- |
| (State
or Other Jurisdiction | (Commission | (IRS
Employer |
| of
Incorporation) | File
Number) | Identification
No.) |

| 777
Third Avenue, 37th Floor, New York, New York | 10017 |
| --- | --- |
| (Address
of Principal Executive Offices) | (Zip
Code) |

(212) 319-7676

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))

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Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard.

On January 5, 2017, Harmony Merger Corp. (the “ Company ”) received a notice from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) stating that the Company failed to hold an annual meeting of stockholders within 12 months after its fiscal year ended December 31, 2015, as required by Nasdaq Listing Rules 5620(a) and 5810(c)(2)(G). The Company will submit a plan to regain compliance pursuant to the procedures set forth in the Nasdaq Listing Rules no later than February 21, 2017. While the plan is pending, the Company’s securities will continue to trade on Nasdaq.

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| Dated:
January 6, 2017 | |
| --- | --- |
| By: | /s/
Eric S. Rosenfeld |
| | Eric
S. Rosenfeld |
| | Chief
Executive Officer |

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