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NEXGEL, INC. — Director's Dealing 2024
Nov 22, 2024
34976_dirs_2024-11-22_8c14d60f-bf12-4014-b6fb-a86a76474352.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXGEL, INC. (NXGL)
CIK: 0001468929
Period of Report: 2024-11-20
Reporting Person: glassman steven mark (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-20 | Common Stock | P | 9090 | $2.75 | Acquired | 154155 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-20 | Warrant to Purchase Common Stock | $4.25 | A | 4545 | Acquired | 2029-11-20 | Common Stock (4545) | Direct |
Footnotes
F1: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024.
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