Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Sign up Log in

Newton Resources Ltd Capital/Financing Update 2011

Jun 21, 2011

49785_rns_2011-06-20_cd24db98-dc27-489f-a020-90cfab5029a8.pdf

Capital/Financing Update

Open in viewer

Opens in your device viewer

HONG KONG PUBLIC OFFERING — WHITE FORM 香港公開發售[—] 白表

USE THIS APPLICATION FORM IF YOU WANT THE HONG KONG OFFER SHARES TO BE ISSUED IN YOUR NAME 如欲以閣下的名義登記獲配發的香港發售股份， 請使用本申請表格

Note: Unless defined herein, capitalized terms in this Application Form shall have the same meanings as those defined in the prospectus issued by Newton Resources Ltd dated June 21, 2011 (the“ Prospectus”) together with any supplement thereto. 附註：除本申請表格另有界定外，本申請表格所用詞彙與新礦資源有限公司日期為2011 年6 月21 日的招股章程（「招股章程」）及其任何補充文件所界定者具有相同涵義。

Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this Application Form.

==> picture [575 x 685] intentionally omitted <==

----- Start of picture text -----

Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this
Application Form.
Staple your 香港交易及結算所有限公司、香港聯合交易所有限公司（「聯交所」）及香港中央結算有限公司（「香港結算」）對本申請表格的內容概不負責，對其準確性或完整性亦不發表任何聲明，並明確表
示概不就因本申請表格全部或任何部分內容而產生或因依賴該等內容而引致的任何損失承擔任何責任。
payment here A copy of this Application Form, together with a copy of each of the Delivered to the Registrar of Companies and Available for Inspection” in Appendix IX to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Hong Kong YELLOW, GREEN, BLUE and LIGHT ORANGE Application Forms, the Prospectus and the other documents specified in the paragraph headed “Documents
請將股款 本申請表格連同 Companies Ordinance (Cap. 32). The Securities and Futures Commission in Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. 黃色、綠色、藍色 及 粉橙色 申請表格、招股章程及招股章程附錄九「送呈公司註冊處處長及備查文件」一段所述其他文件已根據香港法例第32章公司條例第342C條之規定送
緊釘在此 呈香港公司註冊處處長登記。證券及期貨事務監察委員會（「證監會」）及香港公司註冊處處長對任何該等文件的內容概不負責。 Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy nor shall there be any sale of Hong Kong Offer Shares in any jurisdiction in which such offer, solicitation or sale
would be unlawful. This Application Form and the Prospectus are not for distribution, directly or indirectly, in or into the United States, nor is this application an offer of Shares for sale in the United States. The Hong Kong Offer
Shares have not been and will not be registered under the U.S. Securities Act and may not be offered or sold except pursuant to registration or exemption from the registration requirements of the U.S. Securities Act. No Hong Kong
Public Offering of the Hong Kong Offer Shares will be made in the United States.
本申請表格或招股章程的內容概不構成於提呈出售、要約購買或出售任何香港發售股份即屬違法的司法權區內作出有關提呈或要約，亦不得在有關司法權區出售香港發售股份。本申請表格及招股章程不會於或向
美國境內直接或間接派發，或為於美國提呈發售股份的申請。香港發售股份未曾亦不會根據美國證券法登記，且不得於美國境內提呈發售或出售，惟已登記或獲豁免遵守美國證券法項下登記規定者除外。香港發
售股份將不會於美國進行香港公開發售。
This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted
under the law of that jurisdiction. This Application Form and the Prospectus are addressed to you personally. Any forwarding or distribution or reproduction of this Application Form or the Prospectus in whole or in part is
unauthorised. Failure to comply with this directive may result in a violation of the U.S. Securities Act or the applicable laws of other jurisdictions.
本申請表格及招股章程無論如何不會於任何根據司法權區法律不允許送遞、派發或轉載本申請表格及招股章程的司法權區，以任何方式送遞或派發或轉載全部或部分本申請表格及招股章
程。本申請表格及招股章程僅向閣下提出。並無授權任何送遞或派發或轉載全部或部分本申請表格及招股章程。未能遵守此項指示可能導致違反美國證券法或其他司法權區的適用法律。
(incorporated in the Cayman Islands with limited liability)
（於開曼群島註冊成立的有限公司）
GLOBAL OFFERING
Number of Offer Shares : 1,000,000,000 Shares comprising 800,000,000 new Shares and 200,000,000 Sale Shares (subject
to the Over-allotment Option)
Number of Hong Kong Offer Shares : 100,000,000 Shares (subject to adjustment)
Number of International Placing Shares : 900,000,000 Shares comprising 660,000,000 new Shares and 200,000,000 Sale Shares (subject
to adjustment and the Over-allotment Option) and 40,000,000 Reserved Shares
Offer Price : Not more than HK$2.35 per Offer Share (payable in full on application in Hong Kong dollars,
plus brokerage fee of 1%, Stock Exchange trading fee of 0.005%, SFC transaction levy of
0.003% and subject to refund) and not less than HK$1.75 per Offer Share
Nominal value : HK$0.10 each
Stock code : 1231
全球發售
發售股份數目 ： 1,000,000,000 股股份，包括 800,000,000 股新股份及 200,000,000 股銷售股份
（視乎超額配股權行使與否而定）
香港發售股份數目 ： 100,000,000 股股份（可予調整）
國際配售股份數目 ： 900,000,000 股股份，包括 660,000,000 股新股份及 200,000,000 股銷售股份
（可予調整及視乎超額配股權行使與否而定）及 40,000,000 股預留股份
發售價 ： 不超過每股發售股份2.35港元（另加1%經紀佣金、0.005%聯交所交易費及0.003%
證監會交易徵費，須於申請時以港元繳足，多繳股款將獲退還）及不低於每股
發售股份 1.75 港元
面值 ： 每股 0.10 港元
股份代號 ： 1231
Application form 申請表格
Applications will be accepted until 12:00 noon on June 24, 2011. 截止接受申請時間將為 2011 年 6 月 24 日中午十二時正。
You must read the conditions and instructions attached to this Application Form. 閣下務請細閱本申請表格附載的條件及指示。
To be valid, you must complete all applicable parts of this Application Form. 本申請表格各適用部分必須清楚填妥，方為有效。
Please write clearly. 請清楚填寫本申請表格。
To: Newton Resources Ltd 致： 新礦資源有限公司
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
Macquarie Capital Securities Limited 麥格理資本證券股份有限公司
Rothschild (Hong Kong) Limited 洛希爾（香港）有限公司
BOCOM International Securities Limited 交銀國際證券有限公司
Hong Kong Underwriters 香港包銷商
I/We: • apply for the number of Hong Kong Offer Shares set out below, on the terms and subject to the conditions of the Prospectus and 本人╱吾等： ‧ 按照招股章程及本申請表格所載條款及條件，以及貴公司章程大綱及章程細則之規定， 申請 下列數目的香港發
• enclose this Application Form, and subject to the Memorandum and Articles of Association of the Company; payment in full for the Hong Kong Offer Shares applied for, being not more than HK$2.35 per Offer Share (payable in full ‧ 售股份； 隨附 申請香港發售股份所需全數股款，每股發售股份不多於 2.35 港元（另加 1% 經紀佣金、0.005% 聯交所交易費
on application in Hong Kong dollars and subject to refund, plus 1% brokerage fee, 0.005% Stock Exchange trading fee and 0.003% 及 0.003% 證監會交易徵費，須於申請時以港元繳足，多繳股款將獲退還）；
• • • • • understand am, or the person for whose benefit I am applying is, a qualified institutional buyer within the meaning of Rule 144A under the US or taken up and will not indicate an interest for or take up any of the International Placing Shares (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering); undertake any requirement under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong or (b) I the meaning of Regulation S under the US Securities Act of 1933, as amended); and I am/we are outside the United States (within Securities Act of 1933, as amended; represent the definition of Regulation S) when completing and submitting the Application Form; or the allotment of or the application for the we are applying is within the United States (as defined in Regulation S under the US Securities Act of 1933, as amended) and I/ undertake declare that this is the only application made and the only application intended to be made by me/us whether on a we/the persons for whose benefit I am/we are applying will acquire the Hong Kong Offer Shares in an offshore transaction (within Hong Kong Offer Shares to or by whom or for whose benefit this application is made would require the Company to comply with I am/we are applying;being allotted or taking up, any Hong Kong Offer Shares; and that I am not/we are not/none of the persons for whose benefit I am/SFC transaction levy);restricted by any applicable laws of Hong Kong or elsewhere from making this application, paying any application monies for, or FormYELLOW Service Provider via the , and , Application Form or by giving warrant that this declaration and representation will be relied upon by the Company, the Joint Lead Managers, the Joint confirmagree and and to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to me/us on this application; declareundertakeHK eIPO White Form that I/we and the person for whose benefit I am/we are applying have not indicated an interest for that (a) I am not/we are not/none of the persons for whose benefit I am/we are applying is electronic application instructions service ( www.hkeipo.hk to HKSCC via CCASS or to the ), to benefit me/us or the person for whose benefit HK eIPO White WHITE or ‧‧‧‧‧‧ 配發或申請香港發售股份亦不會導致 貴公司須遵守香港以外任何地區任何法律或法規項下任何規定（不論具 承諾 有法律效力與否）；或資格機構買家； 承諾 人╱吾等為其利益而提出申請的人士會在離岸交易（定義見份；及本人╱吾等於填寫及遞交申請表格時身處美國境外（定義見份並已於本申請表格表明本人╱吾等欲根據本申請表格及招股章程所述手續，親身領取任何股票及╱或退款支任何香港發售股份； 授權 國際配售股份（根據優先發售申請的預留股份除外）； 明白 聲明是項申請為本人╱吾等為本身的利益或本人╱吾等為其利益而提出申請的人士的利益，以為其利益而提出申請的人士並非身處美國境內（定義見表格，或通過中央結算系統向香港結算或通過 聲明購指示 的持有人，及（在本申請表格及招股章程所載條款及條件規限下）以平郵方式寄發任何股票及╱或退款支票往本申請表格所示地址，郵誤風險概由本人╱吾等自行承擔，惟倘本人╱吾等已申請例限制提出本認購申請、支付任何申請股款或獲配發或承購任何香港發售股份；以及本人╱吾等╱本人╱吾等 貴公司將本人╱吾等的姓名╱名稱列入 貴公司股東名冊，以作為本人╱吾等所獲配發任何香港發售股份 貴公司、聯席牽頭經辦人、聯席保薦人及香港包銷商將依賴本聲明及陳述，以決定是否就是項申請配發、、及 保證確認同意 所作出及擬作出的唯一申請；及及接納所申請香港發售股份，或本人╱吾等根據是項申請獲分配的較少數目香港發售股份； 承諾聲明 (a)本人╱吾等及本人╱吾等為其利益而作出申請的人士，並無亦不會表示有意認購或承購任何本人╱吾等╱本人╱吾等為其利益而提出申請的人士並不受香港或其他地方的任何適用法(b) 本人或本人為其利益而提出申請的人士為 網上白表 服務19331933 年美國證券法（經修訂）( www.hkeipo.hk 年美國證券法（經修訂）S 規例）；或本人╱吾等或是項申請的受益人獲1933 年美國證券法（經修訂）第) 向 網上白表 1,000,000S 規例），且本人╱吾等╱本S服務供應商發出規例）購入香港發售股 股或以上香港發售股 白色 144A或 條所指合 黃色電子認 申請
Sponsors and the Hong Kong Underwriters in deciding whether or not to make any allotment of Hong Kong Offer Shares in response to this application; ‧ 票則除外； 要求 任何退款支票以本人╱吾等（或如屬聯名申請人，則以本申請表格內排名首位的申請人）為抬頭人，並（在本
• authorize the Company to place my/our name(s) on the register of members of the Company as the holder(s) of any Hong Kong 申請表格及招股章程所載條款及條件規限下）以平郵方式將退款支票寄往本申請表格所列地址，郵誤風險概由
Offer Shares to be allotted to me/us, and (subject to the terms and conditions set out in this Application Form and the Prospectus) to 本人╱吾等自行承擔，惟倘本人╱吾等已申請 1,000,000 股或以上香港發售股份並已於本申請表格表明本人╱吾
that I/we wish to collect any Share certificate(s) and/or refund cheque(s) in person in accordance with the procedures prescribed in Form (except where I/we have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated on this Application Form send any Share certificate(s) and/or refund cheque(s) by ordinary post at my/our own risk to the address given on this Application ‧‧ 同意 等欲根據本申請表格及招股章程所述手續，親身領取任何退款支票則除外； 已細閱 本人╱吾等作出的本申請、其任何接納及由此而訂立的合約，均受香港法例管轄，並須按其詮釋。本申請表格及招股章程所載條款與條件及申請手續，並 同意 受其約束；及
this Application Form and the Prospectus);
• request that any refund cheque(s) be made payable to me/us (or in the case of joint applicants, to the first-named applicant in this
refund cheque(s) by ordinary post and at my/our own risk to the address stated on this Application Form (except where I/we have Application Form), and (subject to the terms and conditions set out in this Application Form and in the Prospectus) to send any For broker use 此欄供經紀填寫
applied for 1,000,000 or more Hong Kong Offer Shares and have indicated on this Application Form that I/we wish to collect any
• have read refund cheque(s) in person in accordance with the procedures prescribed on this Application Form and the Prospectus); the terms, conditions and application procedures set out in this Application Form and in the Prospectus and agree to be Lodged by 申請由以下經紀遞交
bound by them; and
• agree that this application made by me/us, any acceptance of it and the resulting contract, will be governed by and construed in
accordance with the laws of Hong Kong. Broker No.
Signed by (all) applicant(s) (all joint applicants must sign):由（所有）申請人簽署（所有聯名申請人必須簽署）： 經紀號碼
.......................................................................................................................................................................................................................................................................................................................................................... Date: 日期： ................................/ ........................../ ........................... Broker’s Chop經紀印章
D 日 M 月 Y 年
Warning: 警告：
• It is important that you read the terms, conditions and application procedures overleaf. ‧
樣版
Sample
----- End of picture text -----

  • ‧ 閣下務必細閱背頁的條款、條件及申請手續。

  • You must complete this application in English (except for Chinese name) unless otherwise stated, otherwise the application is liable to be rejected.

  • ‧ 除非另有訂明，閣下必須以英文填妥本申請（中文名稱除外），否則申請可遭拒絕受理。

  • All applicable boxes in this application form must be completed, otherwise the application is liable to be rejected.

  • ‧ 本申請表格的所有申請空格均須填妥，否則申請可遭拒絕受理。

  • You must sign this application in writing (and not by way of personal chop), otherwise the application is liable to be rejected.

‧ 閣下必須親筆簽署本申請，不得以個人印章代替，否則申請可遭拒絕受理。 ‧ 任何人士僅限以 白色 或 黃色 申請表格，或通過中央結算系統向香港結算或通過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供 應商發出 電子認購指示 ，以受益人身份作出一次申請。倘出現下列情況，則有關申請概遭拒絕受理：以 白色 及╱或 黃色 申請表 格及╱或通過中央結算系統向香港結算或通過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供應商發出 電子認購指示 作出重複 或疑屬重複申請；及由一名申請人（或聯名申請人）以 白色 或 黃色 申請表格，或通過中央結算系統向香港結算或通過 網上白表 服 務 ( www.hkeipo.hk ) 向 網上白表 服務供應商發出 電子認購指示 認購超過 50,000,000 股香港發售股份（即香港公開發售初步可供公眾 人士認購的香港發售股份的 50%）；以及支票或銀行本票於首次過戶時不獲兌現。 ‧ 閣下如作出虛假聲明，可能會被檢控。

• Only one application may be made for the benefit of any person on a WHITE or YELLOW Application Form, or by giving electronic application instructions to HKSCC via CCASS or to the HK eIPO White Form Service Provider via the HK eIPO White Form service ( www.hkeipo.hk ). The following are liable to be rejected: multiple or suspected multiple applications on WHITE and/or YELLOW Application Form(s) and/or by giving electronic application instructions to HKSCC via CCASS or to the HK eIPO White Form Service Provider via the HK eIPO White Form service ( www.hkeipo.hk ) and applications made by one applicant (or joint applicants) on either a WHITE or YELLOW Application Form, or by giving electronic application instructions to HKSCC via CCASS or to the HK eIPO White Form Service Provider via the HK eIPO White Form service ( www.hkeipo.hk ), for more than 50,000,000 Hong Kong Offer Shares (being 50% of the Hong Kong Offer Shares initially made available for public subscription under the Hong Kong Public Offering); and where cheques or banker’s cashier orders are dishonoured upon the first presentation.

  • You may be prosecuted if you make a false declaration.

USE THIS APPLICATION FORM IF YOU WANT THE HONG KONG OFFER SHARES TO BE ISSUED IN YOUR NAME 如欲以閣下的名義登記獲配發的香港發售股份，請使用本申請表格

==> picture [575 x 754] intentionally omitted <==

----- Start of picture text -----

Number of Hong Kong Offer Shares applied for (unless provided otherwise, not to exceed 50,000,000 Hong Kong Cheque/banker’s cashier
Offer Shares, being 50% of the Hong Kong Offer Shares order number
initially made available for subscription by the public under the Hong Kong Public Offering) 支票╱ 銀行本票號碼
申請認購香港發售股份數目（除非另有規定，否則申
請數目不得超過 50,000,000 股香港發售股份，即根據香
港公開發售初步可供公眾人士認購的香港發售股份的
50%）
Total amount of payment Name of bank on which cheque/
股款總額 HK$ 港元 支票╱banker’s cashier order is drawn銀行本票之付款銀行名稱
Cheques or banker’s cashier orders should be crossed “Account Payee Only” and made payable to “Horsford Nominees Limited – Newton Resources Public Offer”.
 支票或銀行本票須以「只准入抬頭人賬戶」方式劃線開出，並須註明抬頭人為「浩豐代理人有限公司－新礦資源公開發售」。
To be completed in BLOCK letters in English in ink, except as stated otherwise. Joint applicants should give the address of the first-named applicant only.
除另有註明外，請用墨水筆或原子筆以英文正楷填寫。聯名申請人只須填寫排名首位的申請人地址。
Your name in English Family name or company name 姓氏或公司名稱 Forename(s) 名字
英文姓名╱名稱
Your name in Chinese Family name or company name 姓氏或公司名稱 Forename(s) 名字
中文姓名╱名稱
Your occupation Your Hong Kong Identity Card No./Passport No./
in English Hong Kong Business Registration No.
職業（以英文填寫） (Please delete as appropriate) +
閣下的香港身份證號碼╱護照號碼╱
香港商業登記號碼
（請刪除不適用者）+
Names of all other joint Hong Kong Business Registration No./
applicants in English (if any) (1) Hong Kong Identity Card No./Passport No. (1)
所有其他聯名申請人之 of all other joint applicants
(Please delete as appropriate) +
英文姓名╱名稱（如有） (2) 所有其他聯名申請人的香港商業登記號碼╱ (2)
香港身份證號碼╱護照號碼（請刪除不適用者）+
(3) (3)
Your address in English (Joint applicants
should give the address and telephone
number of the first-named applicant only)
(Only an address in Hong Kong will be
accepted)
申請人地址（以英文填寫）
（聯名申請人只須填寫排名首位申請人 Tel. No. 電話號碼
之地址及電話號碼）（僅接納香港地址 ）
+ (1) For individuals, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide your Hong Kong Identity Card
number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For bodies corporate, please provide your Hong Kong Business Registration number.
Your Hong Kong Identity Card number or passport number (if you are an individual) or Hong Kong Business Registration number (if you are a body corporate) will be used for
checking the validity of this Application Form and such data may be transferred to a third party for the accomplishment of such purpose. All joint applicants must give (if they are
individuals) their Hong Kong Identity Card numbers, or, where appropriate, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers.
如屬個人，閣下必須填寫香港身份證號碼或護照號碼。如閣下持有香港身份證，請填寫香港身份證號碼；否則，請填寫護照號碼。如屬法人團體，請填寫香港商業登
記號碼。閣下的香港身份證號碼或護照號碼（如閣下屬個人）或香港商業登記號碼（如閣下屬法人團體）將用作核實申請表格的效力，有關資料將轉交第三方辦理以上事
項。所有聯名申請人須填寫（如屬個人）其香港身份證號碼或（如適用）護照號碼，或（如屬法人團體）其香港商業登記號碼。
(2) Part of your Hong Kong Identity Card number/passport number, or, if you are joint applicants, part of the Hong Kong Identity Card number/passport number of the first-named
applicant, provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require
verification of your Hong Kong Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/
passport number may lead to delay in encashment of or may invalidate your refund cheque.
閣下所提供香港身份證號碼╱護照號碼，或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱護照號碼的部分資料，可能會印列在閣下的退款支票（如有）。該等
資料亦可能會轉交第三方作退款用途。閣下的銀行於兌現閣下的退款支票前可能會要求核實閣下的香港身份證號碼╱護照號碼。不正確填寫香港身份證號碼╱護照號
碼，可能導致閣下的退款支票延遲兌現或可能使閣下的退款支票失效。
For nominees: Please provide an account number or identification code for each beneficial owner (or in the case of joint beneficial owners, for each beneficial owner). If you are a nominee and you do not
complete this section, this application will be treated as being made for your benefit.
由代名人遞交：請填寫每名實益擁有人（或如屬聯名實益擁有人，則為每名實益擁有人）的賬戶號碼或身份識別編碼。如閣下為代名人但並無填寫此欄，是項申請將視作以閣下
的利益作出。
If you apply for 1,000,000 or more Hong Kong Offer Shares and wish to collect your Share certificate(s) and/or refund cheque(s) (where relevant) in person from Tricor Investor Services Limited at 26/F, Tesbury
Centre 28 Queen's Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on June 30, 2011 or such other dates as notified by the Company in the newspapers as the date of dispatch/collection of Share whole or in part)certificate(s)/e-Auto Refund payment instructions/refund cheque(s), please put a ” and “Refund of your money” for details of when and where to collect your Share certificate(s) and/or refund cheque(s) (where relevant).“✓” in the box on the left. Please see the sections overleaf headed “If your application for Hong Kong Offer Shares is successful (in
如閣下申請 1,000,000 股或以上香港發售股份，並擬於 2011 年 6 月 30 日上午九時正至下午一時正，或本公司在報章公布寄發╱領取股票╱電子自動退款指示╱退款支票的其他日期，親身
前往卓佳證券登記有限公司（地址為香港灣仔皇后大道東 28 號金鐘匯中心 26 樓）領取閣下的股票及╱或退款支票（如相關），請在左邊方格內填上「✓」號。有關領取股票及╱或退款支票
（如相關）的時間及地點詳情，請參閱背頁「倘成功申請（全部或部分）香港發售股份」及「退還股款」兩節。
ADDRESS LABEL 地址標貼
Please repeat your name(s) and address as set out above in BLOCK letters in English
請以英文 正楷 填寫上表所示姓名╱名稱及地址
Name(s) 姓名╱名稱
Address 地址
For Bank use 此欄供銀行填寫
樣版
Sample
----- End of picture text -----

USE THIS APPLICATION FORM IF YOU WANT THE HONG KONG OFFER SHARES TO BE ISSUED IN YOUR NAME

==> picture [575 x 634] intentionally omitted <==

----- Start of picture text -----

(Incorporated in the Cayman Islands with limited liability)
GLOBAL OFFERING
CONDITIONS OF YOUR APPLICATION • undertake and agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to you under the
Unless otherwise stated, terms used in these conditions have the same meanings ascribed thereto in the Prospectus. application;
A. Who can apply • authorize the Company to place your name(s) on the Company’s register of members as the holder(s) in Hong Kong of
1. You, the applicant(s), and any person(s) for whose benefit you are applying, must be 18 years of age or older. any Offer Shares allocated to you, and the Company and/or the Company’s agents to send any Share certificate(s) (where
2. If you are a firm , the application must be in the names of the individual members, not in the name of the firm. applicable) and/or any refund cheque (where applicable) to you or (in case of joint applicants) the first-named applicant
3. If you are a body corporate , the application must be stamped with the company chop (bearing the company name) and in this Application Form by ordinary post to the address stated on this Application Form at your own risk (except if you
signed by a duly authorized officer, who must state his or her representative capacity. have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated in this Application Form that you wish
4. Save as under the circumstances permitted by the Listing Rules, you you or any person(s) for whose benefit you are applying are/is: cannot apply for any Hong Kong Offer Shares if • to collect your refund cheque and/or Share certificates (where applicable) in person); agree that the processing of your application, including the dispatch of refund cheque(s) (if any), may be done by any of
• • • an existing beneficial owner of Shares in the Company;the chief executive or a director of the Company or any of its subsidiaries;an associate (as defined in the Listing Rules) of any of the above; • • our Company’s receiving bankers and is not restricted to the bank at which your Application Form is lodged; confirmunderstand that you are aware of the restrictions on the Global Offering of the Offer Shares described in the Prospectus; that these declarations and representations will be relied upon by the Company and the Joint Lead Managers
• a connected person (as defined in the Listing Rules) of the Company or a person who will become a connected person of the Company immediately upon completion of the Global Offering; • in deciding whether or not to allocate any Offer Shares in response to your application;if the laws of any place outside Hong Kong are applicable to your application, you agree and warrant that you have
• a legal or natural person of the PRC (except qualified domestic institutional investors); complied with all such laws and none of the Company, the Joint Lead Managers, the Joint Sponsors and the Hong Kong
• inside the United States (as defined in Regulation S under the US Securities Act 1933 as amended) when Underwriters, nor any of their respective officers or advisors will infringe any laws outside Hong Kong as a result of
completing and submitting this Application Form and you are not either (a) a person described in paragraph (h)(3) the acceptance of your offer to purchase, or any actions arising from your rights and obligations under the terms and
of Rule 902 of Regulation S under the US Securities Act 1933 as amended or (b) a qualified institutional buyer within the meaning of Rule 144A under the US Securities Act of 1933, as amended; • agree conditions contained in the Prospectus; with the Company, for itself and for the benefit of each shareholder of the Company (and so that the Company
• a person who does not have a Hong Kong address; or will be deemed by its acceptance in whole or in part of the application to have agreed, for itself and on behalf of
5. • The number of joint applicants may not exceed four.have been allocated or have applied for Shares under the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering). • each shareholder of our Company) (and if applicable, with each CCASS Participant giving instructionsagree with the Company and each shareholder of the Company, and the Company agrees with each of the Company’s ) to observe and comply with the Companies Law, the Memorandum and the Articles of Association; electronic application
B. C. (including the part of application made by HKSCC Nominees Limited acting on than an application (if any) made on a All • LIGHT ORANGE • • information, the application will be treated as being for your own benefit.A nominee who submits this Application Form on behalf of another person is deemed to have represented to and undertaken Participant); or (ii) using a If you are a nominee You may make more than one application for the Hong Kong Offer Shares if and only if you are a nominee, in which case on behalf of different beneficial owners. In the box on this Application Form marked “For nominees”, you must include:• • with the Company, the Joint Lead Managers, the Joint Sponsors and the Hong Kong Underwriters that he/she has been duly for each beneficial owner or, in the case of joint beneficial owners, for each such beneficial owner. If you do not include this you may make an application by: (i) giving authorized by such person (or, if more than one, all of them) to submit this application and to agree to the terms of this them may require for any of the purposes set out in the section below headed “Personal Data”. Lodge only one application for your benefit (or your and any of your joint applicants’ benefit) Multiple or suspected multiple applications will be rejected. Save as referred to in paragraph B above, Application Form on behalf of such person/every such person. You further undertake to supply to the Company, the Joint Lead Managers, the Joint Sponsors and the Hong Kong Underwriters such information about such person/every such person as any of rejected as multiple applications if you, or you and your joint applicant(s) together:• (including the part of the application made by HKSCC Nominees Limited acting on of your applications will also be rejected as multiple applications if more than one application is made for eIPO White Form on one conditionally and/or provisionally) International Placing Shares under the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering).accordance with paragraph B above);apply both (whether individually or jointly) on one service (apply (whether individually or jointly) on one application instructions initially made available for public subscription under the Hong Kong Public Offering; orhave applied for or taken up, or indicated an interest for, or have been or will be allocated or placed (including an account number; orsome other identification codeForm and/or by giving Provider via the make more than one application (whether individually or jointly with others) on a WHITEwww.hkeipo.hk application form in the capacity as a Qualifying NWD Shareholder). or HK eIPO White Form Service Provider via the YELLOWWHITE ) for more than 50,000,000 Hong Kong Offer Shares, being 50% of the Hong Kong Offer Shares to HKSCC or to the electronic application instructions or Application Form and give YELLOWBLUEelectronic application instructions service Application Form in the capacity as a Qualifying NWS Shareholder or on a Application Form, and lodging more than one application in your own name HK eIPO White FormHK eIPO White Form ( www.hkeipo.hkWHITEWHITEelectronic application instructions or Application Form and one to HKSCC or to the YELLOW ) (save in the case of applications made by nominees in service ( Service Provider via the to HKSCC via CCASS (if you are a CCASS electronic application instructions Application Form or by giving electronic application instructionswww.hkeipo.hkWHITEHK eIPO White FormYELLOW and/or ); to HKSCC or to the HK eIPO White FormallYELLOW Application Form or of your applications your benefit Application electronic but other Service ) will be HK H. G. the day which is the last day for the lodging of applications under the Hong Kong Public Offering and the Preferential Offering. be not more than HK$2.35 and is currently expected to be not less than HK$1.75. Applicants for the Hong Kong Offer Shares • if the Offer Price as finally determined is lower than HK$2.35. The Price Determination Date is expected to be on or around Company (on its own behalf and on behalf of the Selling Shareholder) on the Price Determination Date. The Offer Price will are required to pay, on application, the maximum Offer Price of HK$2.35 for each Offer Share together with brokerage fee of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%, subject to any necessary rounding and refund The Company, the Joint Lead Managers, the Joint Sponsors, the Hong Kong Underwriters, and their respective directors and any June 24, 2011 and, in any event, not later than June 28, 2011. The Sole Global Coordinator (on behalf of the Underwriters) ((which is HK$1.75 to HK$2.35 per Offer Share) at any time prior to the morning of the last day for the lodging of applications Offer Shares being offered under the Global Offering and/or the indicative Offer Price range below that stated in the Prospectus Determination of offer price The Offer Price is expected to be fixed by agreement between the Joint Bookrunners (on behalf of the Underwriters) and the authority of your attorney.Joint Sponsors, the Hong Kong Underwriters and their respective agents or nominees, each severally as the Company’s agent, You must complete this application in English, unless otherwise stated, and you or (in case of joint applicants) each of the joint applicants must sign this application in writing (and not by way of personal chop), otherwise the application is liable to be rejected.Power of attorney If your application is made by a person duly authorized under a power of attorney, the Company, the Joint Lead Managers, the made, given and assumed by and imposed on the applicants jointly and severally.other parties involved in the Global Offering are entitled to rely on any warranty, representation or declaration made by you in may, with the consent of the Company (on its own behalf and on behalf of the Selling Shareholder), reduce the number of in the South China Morning Post (in English), the Hong Kong Economic Times (in Chinese), on the Company’s Website under the Hong Kong Public Offering and the Preferential Offering. In such a case, an announcement will be published may accept your application at their discretion, subject to any conditions they think fit, including production of evidence of the this application. In the event of the application being made by joint applicants, all the warranties, representations, declarations • and obligations expressed to be made, given or assumed by or imposed on the joint applicants shall be deemed to have been • www.newton prospectus (and only then to the extent such liability is held to exist by a court with competent jurisdiction); and agree Offering are liable only for the information and representations contained in the Prospectus and any supplement to this Lead Managers and their respective advisors and agents any personal data and any other information which they require about you or the person(s) for whose benefit you have made the application.respective directors, officers, employees, partners, agents or advisors, and any other parties involved in the Global agree the holder thereof;shareholders, to observe and comply with the Companies Law, the Memorandum and the Articles of Association; agree to disclose to the Company, the Company’s Hong Kong Listed Share Registrar, the receiving bankers, the Joint that the Company, the Joint Lead Managers, the Joint Sponsors, the Hong Kong Underwriters and any of their with the Company and each shareholder of the Company that the Shares in the Company are freely transferable by -resources.com ) and on the Stock Exchange’s website ( www.hkexnews.com.hk ) not later than the morning of
If an application is made by an unlisted company and• • the principal business of that company is dealing in securities; andyou exercise statutory control over that company, the indicative Offer Price range is so reduced, such applications cannot be subsequently withdrawn. If, for whatever reason, the applications under the Hong Kong Public Offering and the Preferential Offering, then even if the number of Offer Shares and/or If applications for the Hong Kong Offer Shares have been submitted prior to the day which is the last day for the lodging of
then the application will be treated as being made for your own benefit. Company and the Joint Bookrunners are not able to agree on the Offer Price by June 28, 2011, the Global Offering (including
Unlisted company means a company with no equity securities listed on the Stock Exchange. the Hong Kong Public Offering) will not become unconditional and will lapse.
Statutory control in relation to a company means you: ALLOTMENT OF HONG KONG OFFER SHARES
D. • • • Allocation of Hong Kong Offer Shares — Pools A and B control the composition of the board of directors of that company; orcontrol more than half of the voting power of that company; orhold more than half the issued share capital of that company (not counting any part of it which carries no right to participate beyond a specified amount in a distribution of either profits or capital). basis of allotment of the Hong Kong Offer Shares on June 30, 2011 in the South China Morning Post (in English), the Hong Kong Economic Times (in Chinese), on the Company’s Website (No proceedings will be taken on applications for the shares and no allotment of any such shares will be made until after the closing of the application lists. The Company expects to release and announce the final Offer Price, the results of applications and the ( www.hkexnews.com.hk ). www.newton-resources.com ) and on the Stock Exchange’s website
The total number of Offer Shares available for subscription under the Hong Kong Public Offering (after taking into account Results of allocations of the Hong Kong Public Offering, and the Hong Kong Identity card/passport/Hong Kong business registration
any reallocation referred to below) is to be divided equally into two pools for allocation purposes: pool A and pool B. The numbers of successful applicants (where appropriate) will be made available in the manner described in the section headed “How
Hong Kong Offer Shares in pool A will be allocated on an equitable basis to applicants who have applied for the Hong Kong to apply for Hong Kong Offer Shares and Reserved Shares – Publication of Results, Despatch/Collection of Share Certificates and
Offer Shares with an aggregate subscription amount of HK$5 million (excluding brokerage fee, SFC transaction levy and Stock Refunds of Application Monies” in the Prospectus on June 30, 2010.
Exchange trading fee) or less. The Hong Kong Offer Shares in pool B will be allocated on an equitable basis to applicants who IF YOUR APPLICATION FOR HONG KONG OFFER SHARES IS SUCCESSFUL (IN WHOLE OR IN PART)
have applied for the Hong Kong Offer Shares with an aggregate subscription amount of more than HK$5 million (excluding No receipt will be issued for application monies paid. The Company will not issue temporary documents of title.
brokerage fee, SFC transaction levy and Stock Exchange trading fee) and up to the value of pool B. Investors should be aware If you have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated your intention on this Application Form to
that applications in pool A and applications in pool B may receive different allocation ratios. If the Hong Kong Offer Shares in collect your Share certificate(s) and/or refund cheque(s) (where relevant) in person from the Company’s Hong Kong Listed Share
one (but not both) of the pools are undersubscribed, the surplus Hong Kong Offer Shares may be transferred to the other pool Registrar, Tricor Investor Services Limited, and have provided all information required by this Application Form, you may collect your
to satisfy demand in the other pool and be allocated accordingly. Applicants can only receive an allocation of the Hong Kong Share certificate(s) and/or refund cheque(s) (where relevant) from:
Offer Shares from either pool A or pool B but not from both pools. When there is over-subscription, allocation of the Hong Tricor Investor Services Limited
Kong Offer Shares to investors under the Hong Kong Public Offering, both in relation to pool A and pool B, will be based 26/F, Tesbury Centre
solely on the level of valid applications received under the Hong Kong Offering. The basis of allocation in each pool may vary, 28 Queen’s Road East
depending on the number of Hong Kong Offer Shares validly applied for by each applicant. The allocation of Hong Kong Offer Wanchai
Shares could, where appropriate, consist of balloting, which would mean that some applicants may receive a higher allocation Hong Kong
than others who have applied for the same number of Hong Kong Offer Shares and those applicants who are not successful from 9:00 a.m. to 1:00 p.m. on June 30, 2011 or any other date notified by the Company in the newspapers as the date of despatch/
in the ballot may not receive any Hong Kong Offer Shares. Multiple or suspected multiple applications within either pool or collection of share certificates/e-Auto Refund payment instructions/refund cheques. If you are an individual who opts for personal
between pools and any application for more than 50,000,000 Hong Kong Offer Shares, being 50% of the Hong Kong Offer collection, you must not authorize any other person to make collection on your behalf. If you are a corporate applicant which opts
Shares initially being offered for subscription under the Hong Kong Public Offering will be rejected. Each applicant under the for personal collection, your authorized representative must attend bearing a letter of authorization from your corporation stamped
Hong Kong Public Offering will also be required to give an undertaking and confirmation in this Application Form submitted with your corporation’s chop. Both individuals and authorized representatives (if applicable) must produce, at the time of collection,
by him that he and any person(s) for whose benefit he is making the application have not received any International Placing evidence of identity acceptable to the Company’s Hong Kong Listed Share Registrar, Tricor Investor Services Limited. If you do not
Shares under the International Placing, and such applicant’s application is liable to be rejected if the said undertaking and/or collect your Share certificate(s) and refund cheque(s) (where relevant) in person within the time specified for collection, it/they will be
confirmation is breached and/or untrue (as the case may be). dispatched promptly to you by ordinary post to the address as specified in this Application Form at your own risk.
E. Supplemental information If you have applied for less than 1,000,000 Hong Kong Offer Shares or if you have applied for 1,000,000 or more Hong Kong Offer
If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending Shares but have not indicated in this Application Form that you wish to collect your Share certificate(s) and/or refund cheque(s) (where
on the information contained in the supplement) be notified that they can withdraw their applications. If application(s) has/ relevant) in person, your Share certificate(s) and/or refund cheque(s) (where relevant) will be dispatched promptly to you by ordinary
have not been so notified, or if applicant(s) has/have been notified but has/have not withdrawn their applications in accordance post to the address as specified in this Application Form at your own risk.
with the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to the CIRCUMSTANCES IN WHICH YOU WILL NOT BE ALLOTTED HONG KONG OFFER SHARES
above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented. You will not be allocated Hong Kong Offer Shares for any of the following reasons: 1. If your application is revoked:
F. Effect of completing and submitting this Application Form By completing and submitting an Application Form, you agree that your application cannot be revoked on or before the
By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for expiration of the fifth day after the closing of the application lists. This agreement will take effect as a collateral contract with
yourself or as agent or nominee and on behalf of each person for whom you act as agent or nominee: the Company, and will become binding when you lodge this Application Form. This collateral contract will be in consideration
• instruct and authorize the Company and/or the Joint Lead Managers (or their respective agents or nominees), each of the Company agreeing that it will not offer any Hong Kong Offer Shares to any person on or before the expiration of the
acting as an agent of the Company, to execute any transfer forms, contract notes or other documents on your behalf and fifth day after the closing of the application lists, except by means of one of the procedures referred to in the Prospectus. Your
to do on your behalf all other things necessary to effect the registration of any Offer Shares allocated to you in your application may only be revoked on or before the fifth day after the time of the closing of the application lists (excluding for
name(s) as required by the Articles and otherwise to give effect to the arrangements described in the Prospectus and this this purpose any day which is not a business day), if a person responsible for the Prospectus under section 40 of the Companies
Application Form; Ordinance (as applied by Section 342E of the Companies Ordinance) gives a public notice under that section which excludes or
• undertake to sign all documents and to do all things necessary to enable you to be registered as the holder of the Offer limits the responsibility of that person for the Prospectus.
Shares allocated to you, and as required by the Articles; If your application has been accepted, it cannot be revoked. For this purpose, acceptance of applications which are not rejected
• represent , warrant and undertake that (a) you are not, and none of the other person(s) for whose benefit you are will be constituted by notification in the press of the results of allocation, and where such basis of allocation is subject to certain
applying is, within the United States (as defined in Regulation S under the US Securities Act 1933, as amended) and conditions or provides for allocation by ballot, such acceptance will be subject to the satisfaction of such conditions or results of
will acquire the Hong Kong Offer Shares in an offshore transaction (within the meaning of Regulation S under the US Securities Act 1933, as amended) or (b) you are, or the person for whose account for whose benefit you are applying is, 2. At the discretion of the Company or its agents or nominees, your application is rejected: the ballot, respectively.
a qualified institutional buyer within the meaning of Rule 144A under the US Securities Act of 1933, as amended; The Company, the Joint Lead Managers (as agents of the Company) or their respective agents have full discretion to reject
• confirm that you have received a copy of the Prospectus and have only relied on the information and representations or accept any application, or to accept only part of any application without having to give any reasons for any rejection or
contained in the Prospectus in making this application, and not on any other information or representation concerning the Company save as set out in any supplement to the Prospectus and you agree that neither the Company, the Joint Lead 3. acceptance. If your application is rejected:
樣版
Sample
----- End of picture text -----

3. If your application is rejected: Your application may be rejected if:

  • the Company save as set out in any supplement to the Prospectus and you agree that neither the Company, the Joint Lead Managers, the Joint Sponsors and the Hong Kong Underwriters nor any of their respective directors, officers, employees, partners, agents, advisors or any other parties involved in the Global Offering will have any liability for any such other information or representations;

  • your application is a multiple or a suspected multiple application;

  • this Application Form is not completed correctly;

  • your payment is not made correctly or you pay by cheque or banker’s cashier order and the cheque or banker’s cashier order is dishonoured on its first presentation;

  • agree (without prejudice to any other rights which you may have) that once this application has been accepted, you may not rescind it due to an innocent misrepresentation;

  • you or the person for whose benefit you are applying have applied for or taken up, or indicated an interest for, or have been or will be placed or allotted (including conditionally and/or provisionally) International Placing Shares in the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering);

  • (if the application is made for your own benefit) warrant that this application is the only application which will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider via the HK eIPO White Form service ( www.hkeipo.hk );

  • the Company and the Joint Lead Managers (on behalf of the Company) believe that the acceptance of your application would violate the applicable securities or other laws, rules or regulations of the jurisdiction in which your application is completed and/or signed;

  • (if the application is made by an agent on your behalf) warrant that you have validly and irrevocably conferred on your agent all necessary power and authority to make this application;

  • (if you are an agent for another person) warrant that reasonable inquiries have been made of that other person that this application is the only application which will be made for the benefit of that other person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider via the HK eIPO White Form service ( www.hkeipo.hk ), and that you are duly authorized to sign this Application Form or to give electronic application instructions as that other person’s agent;

  • if you apply for more than 50% of the Hong Kong Offer Shares initially being offered in the public for subscription; or

  • • any of the Hong Kong Underwriting Agreement and/or the International Underwriting Agreement does not become unconditional or is terminated in accordance with the terms thereof.

4. If your allotment of Hong Kong Offer Shares is void:

  • Your allotment of Hong Kong Offer Shares, if made, will be void if the Listing Committee of the Stock Exchange (the “Listing Committee”) does not grant permission to list the Shares either:

  • agree that once your application is accepted, your application will be evidenced by the results of the Hong Kong Public Offering made available by the Company;

  • within three weeks from the closing date of the application lists; or

  • undertake and confirm that you (if the application is made for your benefit) or the person(s) for whose benefit you have made the application have not applied for, taken up or indicated an interest in, or received or been placed or allocated (including conditionally and/or provisionally) and will not apply for or take up or indicate any interest in any International Placing Shares in the International Placing, nor otherwise participate in the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering);

    • within a longer period of up to six weeks if the Listing Committee notifies the Company of that longer period within three weeks of the closing of the application lists.

5. If you make applications under the Hong Kong Public Offering as well as the International Placing: 

  - By filling in any of the Application Forms or giving **electronic application instructions** to HKSCC or the **HK eIPO White Form** Service Provider, you agree not to apply for International Placing Shares under the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering). Reasonable steps will be taken to identify and reject applications under the Hong Kong Public Offering from investors who have received International Placing Shares in the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering), and to identify and reject indications of interest in the International Offering (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering) from investors who have received Hong Kong Offer Shares in the Hong Kong Public Offering.

  • warrant the truth and accuracy of the information contained in this application;

  • agree to disclose to the Company, the Joint Lead Managers and their respective agents any information about you or the person(s) for whose benefit you have made the application which they require;

  • agree that your application, any acceptance of it and the resulting contract will be governed by and construed in accordance with the laws of Hong Kong;

USE THIS APPLICATION FORM IF YOU WANT THE HONG KONG OFFER SHARES TO BE ISSUED IN YOUR NAME

REFUND OF YOUR MONEY

If you do not receive any Hong Kong Offer Shares for any of, but not limited to, the above reasons, the Company will refund your application monies (together with brokerage fee, Stock Exchange trading fee and SFC transaction levy) to you without interest. If your application is accepted only in part, the Company will refund the appropriate portion of your application monies, brokerage fee, Stock Exchange trading fee and SFC transaction levy to you, without interest. If the Offer Price as finally determined is less than the price per Offer Share initially paid by you on application, the surplus application monies (including brokerage fee, Stock Exchange trading fee and SFC transaction levy attributable to such surplus) will be refunded to you without interest. All such interest accrued prior to the date of despatch of refund cheques will be retained for the benefit of the Company.

2. Purposes The personal data of the applicants and the holders of securities may be used, held and/or stored (by whatever means) for the following purposes:

  • processing of your application and verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocations of the Hong Kong Offer Shares;

  • enabling compliance with all applicable laws and regulations in Hong Kong and elsewhere;

  • registering new issues or transfers into or out of the name of holders of securities including, where applicable, in the name of HKSCC Nominees;

Refund cheques will be crossed “Account Payee Only”, and made out to you, or, if you are joint applicants, to the first-named applicant
on this Application Form. Part of your Hong Kong Identity Card number/passport number, or, if you are joint applicants, part of the
Hong Kong Identity Card number/passport number of the first-named applicant, provided by you may be printed on your refund cheque,
if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong
Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity
Card number/passport number may lead to delay in encashment of or may invalidate your refund cheque. Please also refer to the section
headed “If your application for Hong Kong Offer Shares is successful (in whole or in part)” above for details regarding collection of
refund cheques.
The Company intends to make special efforts to avoid undue delays in refunding application monies, brokerage fee, SFC transaction
levy and Stock Exchange trading fee where appropriate.
APPLICATION BY HKSCC NOMINEES LIMITED
Where this Application Form is signed by HKSCC Nominees on behalf of persons who have givenelectronic application instructions
to apply for the Hong Kong Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the
Prospectus shall not apply and provisions in the Prospectus shall prevail. Without limiting the generality of this paragraph, the
following sections of this Application Form are inapplicable where this Application Form is signed by HKSCC Nominees Limited:
•
all warranties on the first page, except the first warranty concerning application for Hong Kong Offer Shares on the terms and
conditions of the Prospectus and this Application Form, and subject to the Articles;
•
“Warning” on the first page;
•
“if you are a nominee”;
•
“Lodge only one application for your benefit (or your and any of your joint applicants’ benefit)”;
•
All representations and warranties under the section headed “Effect of completing and submitting this Application Form”, except
the first two regarding registration of Hong Kong Offer Shares in the applicant’s name and the signing of documents to enable
the applicant to be registered as the holder of the Hong Kong Offer Shares applied for;
•
“If your application for Hong Kong Offer Shares is successful (in whole or in part)”;
•
“Circumstances in which you will not be allotted Hong Kong Offer Shares”; and
•
“Refund of your money”.
PERSONAL DATA
Personal Information Collection Statement
The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”) came into
effect in Hong Kong on 20 December 1996. This Personal Information Collection Statement informs the applicant for and holder of the
Hong Kong Offer Shares of the policies and practices of the Company and its Hong Kong Listed Share Registrar in relation to personal
data and the Ordinance.
1.
Reasons for the collection of your personal data
From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct
personal data to the Company and its Hong Kong Listed Share Registrar when applying for securities or transferring securities
into or out of their names or in procuring the services of the Hong Kong Listed Share Registrar.
Failure to supply the requested data may result in your application for securities being rejected or delayed or inability of the
Company or its Hong Kong Listed Share Registrar to effect transfers or otherwise render their services. It may also prevent or
delay registration or transfer of the Hong Kong Offer Shares which you have successfully applied for and/or the dispatch of
share certificate(s) and/or e-Auto Refund payment instructions, and/or refund cheque(s) to which you are entitled.
It is important that holders of securities inform the Company and its Hong Kong Listed Share Registrar immediately of any
inaccuracies in the personal data supplied.
•
maintaining or updating the registers of holders of securities of the Company;
•
conducting or assisting to conduct signature verifications, any other verification or exchange of information;
•
establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues and bonus
issues;
•
distributing communications from the Company and its subsidiaries;
•
compiling statistical information and shareholder profiles;
•
making disclosures as required by any laws, rules or regulations (whether statutory or otherwise);
•
disclosing identities of successful applicants by way of announcement(s) or otherwise;
•
disclosing relevant information to facilitate claims on entitlements; and
•
any other incidental or associated purposes relating to the above and/or to enable the Company and its Hong Kong Listed
Share Registrar to discharge their obligations to holders of securities and/or regulators and/or other purpose to which the
holders of securities may from time to time agree.
3.
Transfer of personal data
Personal data held by the Company and its Hong Kong Listed Share Registrar relating to the applicants and the holders of
securities will be kept confidential but the Company and its Hong Kong Listed Share Registrar, to the extent necessary for
achieving the above purposes or any of them, may make such inquiries as they consider necessary to confirm the accuracy of the
personal data and in particular, they may disclose, obtain or transfer (whether within or outside Hong Kong) the personal data of
the applicants and the holders of securities to or from any and all of the following persons and entities:
•
the Company or its appointed agents such as financial advisors, receiving bankers and overseas principal share registrar;
•
HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where the
applicants have requested for the Hong Kong Offer Shares to be deposited into CCASS);
•
any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment
or other services to the Company and/or the Hong Kong Listed Share Registrar in connection with the operation of their
businesses;
•
the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and
•
any other persons or institutions with which the holders of securities have or propose to have dealings, such as their
bankers, solicitors, accountants or stockbrokers.
4.
Access and correction of personal data
The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company and/or
the Hong Kong Listed Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that
is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Listed Share Registrar have the right to
charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or
for information regarding policies and practices or the kinds of data held should be addressed to the Company for the attention
of the Company Secretary or (as the case may be) the Hong Kong Listed Share Registrar for the attention of the Privacy
Compliance Officer (for the purposes of the Ordinance).
By signing an Application Form or by giving electronic application instructions to HKSCC or the HK eIPO White Form Service
Provider, you agree to all of the above.
HOW TO MAKE YOUR APPLICATION
1.
Use the table set out below to calculate how much you must pay for the number of Hong Kong Offer Shares you want to
subscribe for. Your application must be for a minimum of 2,000 Hong Kong Offer Shares. Applications must be in one of the
numbers set out in the table headed “Number of Hong Kong Offer Shares that may be applied for and payments” below.No
application for any other number of Shares will be considered and any such application is liable to be rejected. You must
pay the maximum offer price of HK$2.35 per share, plus brokerage fee of 1%, the Stock Exchange trading fee of 0.005% and
the SFC transaction levy of 0.003%. The table below sets out the total amount payable for certain multiples of Hong Kong Offer
Shares.
2.
Complete the form correctly in accordance with the instructions and sign it. Only written signatures will be accepted.
3.
Staple your payment to the form. You must pay for the Shares applied for bychequeor bybanker’s cashier order.
Each application must be accompanied by either a separate cheque or banker’s cashier order.
If you pay by cheque, the cheque must:
•
be in Hong Kong dollars;
•
not be post-dated;
•
be drawn on your Hong Kong dollar bank account in Hong Kong;
•
show your account name. This name must either be pre-printed on the cheque, or be endorsed at the back by a person
authorized by the bank. This account name must be your name. If it is a joint application, the account name must be the
same as the name of the first-named applicant. If the cheque is drawn on a joint account, one of the joint account names
must be the same as the name of the first-named applicant;
•
be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”;
•
be crossed “Account Payee Only”; and
•
each application must be accompanied by either a separate cheque or banker’s cashier order.
Your application is liable to be rejected if your cheque:
•
does not meet all these requirements; or
•
is dishonoured on its first presentation.
If you pay by banker’s cashier order, the cashier order must:
•
be in Hong Kong dollars;
•
be issued by licensed banks in Hong Kong, and have your name certified at the back of the order by a person authorized
by the bank. The name on the back of the order and the name on this Application Form must be the same. If it is a joint
application, the name at the back of the order must be the same as the name of the first-named applicant;
•
not be post-dated;
•
be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”; and
•
be crossed “Account Payee Only”.
Your application is liable to berejectedif your cheque or banker’s cashier order does not meet all these requirements or is
dishonoured on its first presentation.
4.
Tear off this Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following
branches or subbranches of:
(a)
Standard Chartered Bank (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
88 Des Voeux Road Branch
88 Des Voeux Road Central, Central
North Point Centre Branch
North Point Centre, 284 King’s Road, North Point
Causeway Bay Branch
G/F., Yee Wah Mansion, 38-40A Yee Wo Street,
Causeway Bay
Kowloon
Kwun Tong Branch
1A Yue Man Square, Kwun Tong
Mongkok Branch
Shop B, G/F, 1/F & 2/F, 617-623 Nathan Road, Mongkok
Tsimshatsui Branch
G/F., 10 Granville Road, Tsimshatsui
Lok Fu Shopping Centre Branch
Shop G101, G/F., Lok Fu Shopping Centre
New Territories
New Town Plaza Branch
Shop 215-223, Phase 1, New Town Plaza, Shatin
Metroplaza Branch
Shop No. 175-176, Level 1, Metroplaza, 223 Hing Fong
Road, Kwai Chung
Yuen Long Fung Nin Road Branch Shop B at G/F and 1/F Man Cheong Building,
247 Castle Peak Road, Yuen Long
(b)
or any of the following branches of Bank of China (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
Bank of China Tower Branch
3/F., 1 Garden Road
409 Hennessy Road Branch
409-415 Hennessy Road, Wan Chai
North Point (Kiu Fai Mansion)
Branch
413-415 King’s Road, North Point
United Centre Branch
Shop 1021, United Centre, 95 Queensway
Kowloon
Kwun Tong Plaza Branch
G1 Kwun Tong Plaza, 68 Hoi Yuen Road, Kwun Tong
New Territories
Lucky Plaza Branch
Lucky Plaza, Wang Pok Street, Shatin
Castle Peak Road (Tsuen Wan)
Branch
201-207 Castle Peak Road, Tsuen Wan
(c)
or any of the following branches of Bank of Communications Co., Ltd. Hong Kong Branch:
District
Branch Name
Branch Address
Hong Kong Island
Hong Kong Branch
20 Pedder Street, Central
North Point Sub-Branch
442-444 King’s Road
Quarry Bay Sub-Branch
G/F., 981 C, King’s Road
Kowloon
Jordan Road Sub-Branch
1/F., Booman Building, 37U Jordan Road
New Territories
Sha Tsui Road Sub-Branch
122-124 Sha Tsui Road, Tsuen Wan
5.
This Application Form can be lodged during these times:
June 21, 2011
—
9:00 a.m. to 5:00 p.m.
June 22, 2011
—
9:00 a.m. to 5:00 p.m.
June 23, 2011
—
9:00 a.m. to 5:00 p.m.
June 24, 2011
—
9:00 a.m. to 12:00 noon
6.
The latest time for lodging your application is12:00 noon on June 24, 2011or, if the application lists are not open on that day,
then by 12:00 noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on
that day, subject only to weather conditions. The application lists will not open if there is:
•
a tropical cyclone warning signal 8 or above, or
•
a “black” rainstorm warning
in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on June 24, 2011. Instead they will be open between
11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force at any time between
9:00 a.m. and 12:00 noon.Business daymeans a day that is not a Saturday, Sunday or public holiday in Hong Kong.
7.
The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be
presented for payment before 12:00 noon on June 24, 2011. The Company will not give you a receipt for your payment. The
Company will keep any interest accrued on your application monies (up till, in the case of monies to be refunded, the date of
despatch of refund cheques). The right is also reserved to retain any share certificates and/or any surplus application money(ies)
or refunds pending clearance of your cheque or banker’s cashier order.
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
HK$
HK$
HK$
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1)
50,000,000 is the maximum number of Hong Kong Offer Shares that may
apply for.
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版		 Refund cheques will be crossed “Account Payee Only”, and made out to you, or, if you are joint applicants, to the first-named applicant
on this Application Form. Part of your Hong Kong Identity Card number/passport number, or, if you are joint applicants, part of the
Hong Kong Identity Card number/passport number of the first-named applicant, provided by you may be printed on your refund cheque,
if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong
Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity
Card number/passport number may lead to delay in encashment of or may invalidate your refund cheque. Please also refer to the section
headed “If your application for Hong Kong Offer Shares is successful (in whole or in part)” above for details regarding collection of
refund cheques.
The Company intends to make special efforts to avoid undue delays in refunding application monies, brokerage fee, SFC transaction
levy and Stock Exchange trading fee where appropriate.
APPLICATION BY HKSCC NOMINEES LIMITED
Where this Application Form is signed by HKSCC Nominees on behalf of persons who have givenelectronic application instructions
to apply for the Hong Kong Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the
Prospectus shall not apply and provisions in the Prospectus shall prevail. Without limiting the generality of this paragraph, the
following sections of this Application Form are inapplicable where this Application Form is signed by HKSCC Nominees Limited:
•
all warranties on the first page, except the first warranty concerning application for Hong Kong Offer Shares on the terms and
conditions of the Prospectus and this Application Form, and subject to the Articles;
•
“Warning” on the first page;
•
“if you are a nominee”;
•
“Lodge only one application for your benefit (or your and any of your joint applicants’ benefit)”;
•
All representations and warranties under the section headed “Effect of completing and submitting this Application Form”, except
the first two regarding registration of Hong Kong Offer Shares in the applicant’s name and the signing of documents to enable
the applicant to be registered as the holder of the Hong Kong Offer Shares applied for;
•
“If your application for Hong Kong Offer Shares is successful (in whole or in part)”;
•
“Circumstances in which you will not be allotted Hong Kong Offer Shares”; and
•
“Refund of your money”.
PERSONAL DATA
Personal Information Collection Statement
The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”) came into
effect in Hong Kong on 20 December 1996. This Personal Information Collection Statement informs the applicant for and holder of the
Hong Kong Offer Shares of the policies and practices of the Company and its Hong Kong Listed Share Registrar in relation to personal
data and the Ordinance.
1.
Reasons for the collection of your personal data
From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct
personal data to the Company and its Hong Kong Listed Share Registrar when applying for securities or transferring securities
into or out of their names or in procuring the services of the Hong Kong Listed Share Registrar.
Failure to supply the requested data may result in your application for securities being rejected or delayed or inability of the
Company or its Hong Kong Listed Share Registrar to effect transfers or otherwise render their services. It may also prevent or
delay registration or transfer of the Hong Kong Offer Shares which you have successfully applied for and/or the dispatch of
share certificate(s) and/or e-Auto Refund payment instructions, and/or refund cheque(s) to which you are entitled.
It is important that holders of securities inform the Company and its Hong Kong Listed Share Registrar immediately of any
inaccuracies in the personal data supplied.
•
maintaining or updating the registers of holders of securities of the Company;
•
conducting or assisting to conduct signature verifications, any other verification or exchange of information;
•
establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues and bonus
issues;
•
distributing communications from the Company and its subsidiaries;
•
compiling statistical information and shareholder profiles;
•
making disclosures as required by any laws, rules or regulations (whether statutory or otherwise);
•
disclosing identities of successful applicants by way of announcement(s) or otherwise;
•
disclosing relevant information to facilitate claims on entitlements; and
•
any other incidental or associated purposes relating to the above and/or to enable the Company and its Hong Kong Listed
Share Registrar to discharge their obligations to holders of securities and/or regulators and/or other purpose to which the
holders of securities may from time to time agree.
3.
Transfer of personal data
Personal data held by the Company and its Hong Kong Listed Share Registrar relating to the applicants and the holders of
securities will be kept confidential but the Company and its Hong Kong Listed Share Registrar, to the extent necessary for
achieving the above purposes or any of them, may make such inquiries as they consider necessary to confirm the accuracy of the
personal data and in particular, they may disclose, obtain or transfer (whether within or outside Hong Kong) the personal data of
the applicants and the holders of securities to or from any and all of the following persons and entities:
•
the Company or its appointed agents such as financial advisors, receiving bankers and overseas principal share registrar;
•
HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where the
applicants have requested for the Hong Kong Offer Shares to be deposited into CCASS);
•
any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment
or other services to the Company and/or the Hong Kong Listed Share Registrar in connection with the operation of their
businesses;
•
the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and
•
any other persons or institutions with which the holders of securities have or propose to have dealings, such as their
bankers, solicitors, accountants or stockbrokers.
4.
Access and correction of personal data
The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company and/or
the Hong Kong Listed Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that
is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Listed Share Registrar have the right to
charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or
for information regarding policies and practices or the kinds of data held should be addressed to the Company for the attention
of the Company Secretary or (as the case may be) the Hong Kong Listed Share Registrar for the attention of the Privacy
Compliance Officer (for the purposes of the Ordinance).
By signing an Application Form or by giving electronic application instructions to HKSCC or the HK eIPO White Form Service
Provider, you agree to all of the above.
HOW TO MAKE YOUR APPLICATION
1.
Use the table set out below to calculate how much you must pay for the number of Hong Kong Offer Shares you want to
subscribe for. Your application must be for a minimum of 2,000 Hong Kong Offer Shares. Applications must be in one of the
numbers set out in the table headed “Number of Hong Kong Offer Shares that may be applied for and payments” below.No
application for any other number of Shares will be considered and any such application is liable to be rejected. You must
pay the maximum offer price of HK$2.35 per share, plus brokerage fee of 1%, the Stock Exchange trading fee of 0.005% and
the SFC transaction levy of 0.003%. The table below sets out the total amount payable for certain multiples of Hong Kong Offer
Shares.
2.
Complete the form correctly in accordance with the instructions and sign it. Only written signatures will be accepted.
3.
Staple your payment to the form. You must pay for the Shares applied for bychequeor bybanker’s cashier order.
Each application must be accompanied by either a separate cheque or banker’s cashier order.
If you pay by cheque, the cheque must:
•
be in Hong Kong dollars;
•
not be post-dated;
•
be drawn on your Hong Kong dollar bank account in Hong Kong;
•
show your account name. This name must either be pre-printed on the cheque, or be endorsed at the back by a person
authorized by the bank. This account name must be your name. If it is a joint application, the account name must be the
same as the name of the first-named applicant. If the cheque is drawn on a joint account, one of the joint account names
must be the same as the name of the first-named applicant;
•
be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”;
•
be crossed “Account Payee Only”; and
•
each application must be accompanied by either a separate cheque or banker’s cashier order.
Your application is liable to be rejected if your cheque:
•
does not meet all these requirements; or
•
is dishonoured on its first presentation.
If you pay by banker’s cashier order, the cashier order must:
•
be in Hong Kong dollars;
•
be issued by licensed banks in Hong Kong, and have your name certified at the back of the order by a person authorized
by the bank. The name on the back of the order and the name on this Application Form must be the same. If it is a joint
application, the name at the back of the order must be the same as the name of the first-named applicant;
•
not be post-dated;
•
be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”; and
•
be crossed “Account Payee Only”.
Your application is liable to berejectedif your cheque or banker’s cashier order does not meet all these requirements or is
dishonoured on its first presentation.
4.
Tear off this Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following
branches or subbranches of:
(a)
Standard Chartered Bank (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
88 Des Voeux Road Branch
88 Des Voeux Road Central, Central
North Point Centre Branch
North Point Centre, 284 King’s Road, North Point
Causeway Bay Branch
G/F., Yee Wah Mansion, 38-40A Yee Wo Street,
Causeway Bay
Kowloon
Kwun Tong Branch
1A Yue Man Square, Kwun Tong
Mongkok Branch
Shop B, G/F, 1/F & 2/F, 617-623 Nathan Road, Mongkok
Tsimshatsui Branch
G/F., 10 Granville Road, Tsimshatsui
Lok Fu Shopping Centre Branch
Shop G101, G/F., Lok Fu Shopping Centre
New Territories
New Town Plaza Branch
Shop 215-223, Phase 1, New Town Plaza, Shatin
Metroplaza Branch
Shop No. 175-176, Level 1, Metroplaza, 223 Hing Fong
Road, Kwai Chung
Yuen Long Fung Nin Road Branch Shop B at G/F and 1/F Man Cheong Building,
247 Castle Peak Road, Yuen Long
(b)
or any of the following branches of Bank of China (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
Bank of China Tower Branch
3/F., 1 Garden Road
409 Hennessy Road Branch
409-415 Hennessy Road, Wan Chai
North Point (Kiu Fai Mansion)
Branch
413-415 King’s Road, North Point
United Centre Branch
Shop 1021, United Centre, 95 Queensway
Kowloon
Kwun Tong Plaza Branch
G1 Kwun Tong Plaza, 68 Hoi Yuen Road, Kwun Tong
New Territories
Lucky Plaza Branch
Lucky Plaza, Wang Pok Street, Shatin
Castle Peak Road (Tsuen Wan)
Branch
201-207 Castle Peak Road, Tsuen Wan
(c)
or any of the following branches of Bank of Communications Co., Ltd. Hong Kong Branch:
District
Branch Name
Branch Address
Hong Kong Island
Hong Kong Branch
20 Pedder Street, Central
North Point Sub-Branch
442-444 King’s Road
Quarry Bay Sub-Branch
G/F., 981 C, King’s Road
Kowloon
Jordan Road Sub-Branch
1/F., Booman Building, 37U Jordan Road
New Territories
Sha Tsui Road Sub-Branch
122-124 Sha Tsui Road, Tsuen Wan
5.
This Application Form can be lodged during these times:
June 21, 2011
—
9:00 a.m. to 5:00 p.m.
June 22, 2011
—
9:00 a.m. to 5:00 p.m.
June 23, 2011
—
9:00 a.m. to 5:00 p.m.
June 24, 2011
—
9:00 a.m. to 12:00 noon
6.
The latest time for lodging your application is12:00 noon on June 24, 2011or, if the application lists are not open on that day,
then by 12:00 noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on
that day, subject only to weather conditions. The application lists will not open if there is:
•
a tropical cyclone warning signal 8 or above, or
•
a “black” rainstorm warning
in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on June 24, 2011. Instead they will be open between
11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force at any time between
9:00 a.m. and 12:00 noon.Business daymeans a day that is not a Saturday, Sunday or public holiday in Hong Kong.
7.
The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be
presented for payment before 12:00 noon on June 24, 2011. The Company will not give you a receipt for your payment. The
Company will keep any interest accrued on your application monies (up till, in the case of monies to be refunded, the date of
despatch of refund cheques). The right is also reserved to retain any share certificates and/or any surplus application money(ies)
or refunds pending clearance of your cheque or banker’s cashier order.
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
HK$
HK$
HK$
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1)
50,000,000 is the maximum number of Hong Kong Offer Shares that may
apply for.
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版		 Refund cheques will be crossed “Account Payee Only”, and made out to you, or, if you are joint applicants, to the first-named applicant
on this Application Form. Part of your Hong Kong Identity Card number/passport number, or, if you are joint applicants, part of the
Hong Kong Identity Card number/passport number of the first-named applicant, provided by you may be printed on your refund cheque,
if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong
Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity
Card number/passport number may lead to delay in encashment of or may invalidate your refund cheque. Please also refer to the section
headed “If your application for Hong Kong Offer Shares is successful (in whole or in part)” above for details regarding collection of
refund cheques.
The Company intends to make special efforts to avoid undue delays in refunding application monies, brokerage fee, SFC transaction
levy and Stock Exchange trading fee where appropriate.
APPLICATION BY HKSCC NOMINEES LIMITED
Where this Application Form is signed by HKSCC Nominees on behalf of persons who have givenelectronic application instructions
to apply for the Hong Kong Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the
Prospectus shall not apply and provisions in the Prospectus shall prevail. Without limiting the generality of this paragraph, the
following sections of this Application Form are inapplicable where this Application Form is signed by HKSCC Nominees Limited:
•
all warranties on the first page, except the first warranty concerning application for Hong Kong Offer Shares on the terms and
conditions of the Prospectus and this Application Form, and subject to the Articles;
•
“Warning” on the first page;
•
“if you are a nominee”;
•
“Lodge only one application for your benefit (or your and any of your joint applicants’ benefit)”;
•
All representations and warranties under the section headed “Effect of completing and submitting this Application Form”, except
the first two regarding registration of Hong Kong Offer Shares in the applicant’s name and the signing of documents to enable
the applicant to be registered as the holder of the Hong Kong Offer Shares applied for;
•
“If your application for Hong Kong Offer Shares is successful (in whole or in part)”;
•
“Circumstances in which you will not be allotted Hong Kong Offer Shares”; and
•
“Refund of your money”.
PERSONAL DATA
Personal Information Collection Statement
The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”) came into
effect in Hong Kong on 20 December 1996. This Personal Information Collection Statement informs the applicant for and holder of the
Hong Kong Offer Shares of the policies and practices of the Company and its Hong Kong Listed Share Registrar in relation to personal
data and the Ordinance.
1.
Reasons for the collection of your personal data
From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct
personal data to the Company and its Hong Kong Listed Share Registrar when applying for securities or transferring securities
into or out of their names or in procuring the services of the Hong Kong Listed Share Registrar.
Failure to supply the requested data may result in your application for securities being rejected or delayed or inability of the
Company or its Hong Kong Listed Share Registrar to effect transfers or otherwise render their services. It may also prevent or
delay registration or transfer of the Hong Kong Offer Shares which you have successfully applied for and/or the dispatch of
share certificate(s) and/or e-Auto Refund payment instructions, and/or refund cheque(s) to which you are entitled.
It is important that holders of securities inform the Company and its Hong Kong Listed Share Registrar immediately of any
inaccuracies in the personal data supplied.
•
maintaining or updating the registers of holders of securities of the Company;
•
conducting or assisting to conduct signature verifications, any other verification or exchange of information;
•
establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues and bonus
issues;
•
distributing communications from the Company and its subsidiaries;
•
compiling statistical information and shareholder profiles;
•
making disclosures as required by any laws, rules or regulations (whether statutory or otherwise);
•
disclosing identities of successful applicants by way of announcement(s) or otherwise;
•
disclosing relevant information to facilitate claims on entitlements; and
•
any other incidental or associated purposes relating to the above and/or to enable the Company and its Hong Kong Listed
Share Registrar to discharge their obligations to holders of securities and/or regulators and/or other purpose to which the
holders of securities may from time to time agree.
3.
Transfer of personal data
Personal data held by the Company and its Hong Kong Listed Share Registrar relating to the applicants and the holders of
securities will be kept confidential but the Company and its Hong Kong Listed Share Registrar, to the extent necessary for
achieving the above purposes or any of them, may make such inquiries as they consider necessary to confirm the accuracy of the
personal data and in particular, they may disclose, obtain or transfer (whether within or outside Hong Kong) the personal data of
the applicants and the holders of securities to or from any and all of the following persons and entities:
•
the Company or its appointed agents such as financial advisors, receiving bankers and overseas principal share registrar;
•
HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where the
applicants have requested for the Hong Kong Offer Shares to be deposited into CCASS);
•
any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment
or other services to the Company and/or the Hong Kong Listed Share Registrar in connection with the operation of their
businesses;
•
the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and
•
any other persons or institutions with which the holders of securities have or propose to have dealings, such as their
bankers, solicitors, accountants or stockbrokers.
4.
Access and correction of personal data
The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company and/or
the Hong Kong Listed Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that
is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Listed Share Registrar have the right to
charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or
for information regarding policies and practices or the kinds of data held should be addressed to the Company for the attention
of the Company Secretary or (as the case may be) the Hong Kong Listed Share Registrar for the attention of the Privacy
Compliance Officer (for the purposes of the Ordinance).
By signing an Application Form or by giving electronic application instructions to HKSCC or the HK eIPO White Form Service
Provider, you agree to all of the above.
HOW TO MAKE YOUR APPLICATION
1.
Use the table set out below to calculate how much you must pay for the number of Hong Kong Offer Shares you want to
subscribe for. Your application must be for a minimum of 2,000 Hong Kong Offer Shares. Applications must be in one of the
numbers set out in the table headed “Number of Hong Kong Offer Shares that may be applied for and payments” below.No
application for any other number of Shares will be considered and any such application is liable to be rejected. You must
pay the maximum offer price of HK$2.35 per share, plus brokerage fee of 1%, the Stock Exchange trading fee of 0.005% and
the SFC transaction levy of 0.003%. The table below sets out the total amount payable for certain multiples of Hong Kong Offer
Shares.
2.
Complete the form correctly in accordance with the instructions and sign it. Only written signatures will be accepted.
3.
Staple your payment to the form. You must pay for the Shares applied for bychequeor bybanker’s cashier order.
Each application must be accompanied by either a separate cheque or banker’s cashier order.
If you pay by cheque, the cheque must:
•
be in Hong Kong dollars;
•
not be post-dated;
•
be drawn on your Hong Kong dollar bank account in Hong Kong;
•
show your account name. This name must either be pre-printed on the cheque, or be endorsed at the back by a person
authorized by the bank. This account name must be your name. If it is a joint application, the account name must be the
same as the name of the first-named applicant. If the cheque is drawn on a joint account, one of the joint account names
must be the same as the name of the first-named applicant;
•
be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”;
•
be crossed “Account Payee Only”; and
•
each application must be accompanied by either a separate cheque or banker’s cashier order.
Your application is liable to be rejected if your cheque:
•
does not meet all these requirements; or
•
is dishonoured on its first presentation.
If you pay by banker’s cashier order, the cashier order must:
•
be in Hong Kong dollars;
•
be issued by licensed banks in Hong Kong, and have your name certified at the back of the order by a person authorized
by the bank. The name on the back of the order and the name on this Application Form must be the same. If it is a joint
application, the name at the back of the order must be the same as the name of the first-named applicant;
•
not be post-dated;
•
be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”; and
•
be crossed “Account Payee Only”.
Your application is liable to berejectedif your cheque or banker’s cashier order does not meet all these requirements or is
dishonoured on its first presentation.
4.
Tear off this Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following
branches or subbranches of:
(a)
Standard Chartered Bank (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
88 Des Voeux Road Branch
88 Des Voeux Road Central, Central
North Point Centre Branch
North Point Centre, 284 King’s Road, North Point
Causeway Bay Branch
G/F., Yee Wah Mansion, 38-40A Yee Wo Street,
Causeway Bay
Kowloon
Kwun Tong Branch
1A Yue Man Square, Kwun Tong
Mongkok Branch
Shop B, G/F, 1/F & 2/F, 617-623 Nathan Road, Mongkok
Tsimshatsui Branch
G/F., 10 Granville Road, Tsimshatsui
Lok Fu Shopping Centre Branch
Shop G101, G/F., Lok Fu Shopping Centre
New Territories
New Town Plaza Branch
Shop 215-223, Phase 1, New Town Plaza, Shatin
Metroplaza Branch
Shop No. 175-176, Level 1, Metroplaza, 223 Hing Fong
Road, Kwai Chung
Yuen Long Fung Nin Road Branch Shop B at G/F and 1/F Man Cheong Building,
247 Castle Peak Road, Yuen Long
(b)
or any of the following branches of Bank of China (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
Bank of China Tower Branch
3/F., 1 Garden Road
409 Hennessy Road Branch
409-415 Hennessy Road, Wan Chai
North Point (Kiu Fai Mansion)
Branch
413-415 King’s Road, North Point
United Centre Branch
Shop 1021, United Centre, 95 Queensway
Kowloon
Kwun Tong Plaza Branch
G1 Kwun Tong Plaza, 68 Hoi Yuen Road, Kwun Tong
New Territories
Lucky Plaza Branch
Lucky Plaza, Wang Pok Street, Shatin
Castle Peak Road (Tsuen Wan)
Branch
201-207 Castle Peak Road, Tsuen Wan
(c)
or any of the following branches of Bank of Communications Co., Ltd. Hong Kong Branch:
District
Branch Name
Branch Address
Hong Kong Island
Hong Kong Branch
20 Pedder Street, Central
North Point Sub-Branch
442-444 King’s Road
Quarry Bay Sub-Branch
G/F., 981 C, King’s Road
Kowloon
Jordan Road Sub-Branch
1/F., Booman Building, 37U Jordan Road
New Territories
Sha Tsui Road Sub-Branch
122-124 Sha Tsui Road, Tsuen Wan
5.
This Application Form can be lodged during these times:
June 21, 2011
—
9:00 a.m. to 5:00 p.m.
June 22, 2011
—
9:00 a.m. to 5:00 p.m.
June 23, 2011
—
9:00 a.m. to 5:00 p.m.
June 24, 2011
—
9:00 a.m. to 12:00 noon
6.
The latest time for lodging your application is12:00 noon on June 24, 2011or, if the application lists are not open on that day,
then by 12:00 noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on
that day, subject only to weather conditions. The application lists will not open if there is:
•
a tropical cyclone warning signal 8 or above, or
•
a “black” rainstorm warning
in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on June 24, 2011. Instead they will be open between
11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force at any time between
9:00 a.m. and 12:00 noon.Business daymeans a day that is not a Saturday, Sunday or public holiday in Hong Kong.
7.
The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be
presented for payment before 12:00 noon on June 24, 2011. The Company will not give you a receipt for your payment. The
Company will keep any interest accrued on your application monies (up till, in the case of monies to be refunded, the date of
despatch of refund cheques). The right is also reserved to retain any share certificates and/or any surplus application money(ies)
or refunds pending clearance of your cheque or banker’s cashier order.
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
HK$
HK$
HK$
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1)
50,000,000 is the maximum number of Hong Kong Offer Shares that may
apply for.
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
 No. of Hong Kong
Offer Shares applied for
Amount payable
on application
 No. of Hong Kong
Offer Shares applied for
Amount payable
on application
HK$
2,000
4,747.38
4,000
9,494.75
6,000
14,242.13
8,000
18,989.50
10,000
23,736.89
20,000
47,473.76
30,000
71,210.65
40,000
94,947.52
50,000
118,684.41
60,000
142,421.28
70,000
166,158.17
80,000
189,895.04
90,000
213,631.93
100,000
237,368.80
200,000
474,737.60		 HK$
300,000
712,106.40
400,000
949,475.20
500,000
1,186,844.00
600,000
1,424,212.80
700,000
1,661,581.60
800,000
1,898,950.40
900,000
2,136,319.20
1,000,000
2,373,688.00
1,500,000
3,560,532.00
2,000,000
4,747,376.00
2,500,000
5,934,220.00
3,000,000
7,121,064.00
3,500,000
8,307,908.00
4,000,000
9,494,752.00
4,500,000
10,681,596.00		 HK$
5,000,000
11,868,440.00
6,000,000
14,242,128.00
7,000,000
16,615,816.00
8,000,000
18,989,504.00
9,000,000
21,363,192.00
10,000,000
23,736,880.00
20,000,000
47,473,760.00
30,000,000
71,210,640.00
40,000,000
94,947,520.00
50,000,000 (1)
118,684,400.00
(1)
50,000,000 is the maximum number of Hong Kong Offer Shares that may
apply for.

如欲以閣下的名義登記獲配發的香港發售股份，請使用本申請表格

==> picture [253 x 56] intentionally omitted <==

  • （於開曼群島註冊成立的有限公司） 全球發售

  • 申請條件 • 承諾 及 同意 接納閣下申請的香港發售股份，或根據申請向閣下分配較少數目的發售股份； 除另有說明者外，申請條件所用詞彙與招股章程所用者具有相同涵義。 • 授權 本公司將閣下的姓名╱名稱列入本公司股東名冊，以作為閣下獲分配的任何發售股份的持 甲 . 申請人資格 有人，並授權本公司及╱或其代理將任何股票（如適用）及╱或任何退款支票（如適用）以平郵方 1. 閣下（申請人）及閣下為其利益作出申請的任何人士必須年滿 18 歲。 式按本申請表格上所示地址寄予閣下或（如屬聯名申請人）本申請表格上排名首位的申請人， 2. 如閣下屬 商號 ，則須以商號內個別成員而非以商號的名義申請。 郵誤風險概由閣下自行承擔，惟倘閣下已申請 1,000,000 股或以上香港發售股份並已於本申請表 3. 如閣下屬 法人團體 ，申請須加蓋附有公司名稱的公司印鑑，由正式授權的高級人員簽署，並須 格表明閣下欲親身領取閣下的退款支票及╱或股票（如適用）則除外； 註明簽署人的職銜。 • 同意 閣下的認購申請程序（包括寄發退款支票（如有））可由本公司任何一家收款銀行辦理，且並

    1. 除非在獲得上市規則容許的情況下，倘閣下或閣下為其利益作出申請的任何人士為下列人士， 不限於閣下遞交申請表格的銀行； 則 不得 申請任何香港發售股份： • 確認 閣下瞭解招股章程所述關於全球發售發售股份的各項限制； • • • • 本公司股份的現有實益擁有人；本公司或其任何子公司的行政總裁或董事；上述任何人士的聯繫人士（定義見上市規則）；本公司的關連人士（定義見上市規則）或緊隨全球發售完成後將成為本公司關連人士的人 • • 售股份；倘香港以外任何地區的法律適用於閣下的申請，則閣下 明白 本公司及聯席牽頭經辦人將依賴該等聲明及陳述，以決定是否就閣下的申請配發任何發 同意 及 保證 閣下已遵守所有該等法律， 士； 而本公司、聯席牽頭經辦人、聯席保薦人及香港包銷商或彼等各自的高級職員或顧問，概不會

  • • 除合資格境內機構投資者外，中國法人或自然人； 因閣下的認購要約獲接納，或根據招股章程所載條款及條件所享有權利與責任引起的任何訴 • 於填寫及提交本申請表格時身處美國境內（定義見 1933 年美國證券法（經修訂）S 規例），且 訟而違反香港以外地區的任何法律； 閣下並非 (a) 1933 年美國證券法（經修訂）S 規例第 902 條第 (h)(3) 段所描述人士；或 (b) 1933 年 • 向本公司（代表本身及代表本公司各股東的利益）表示 同意 （而本公司透過接納全部或部分申請 美國證券法（經修訂）第 144A 條所指合資格機構買家； 將被視為代表本身及本公司各股東表示同意）（在適用情況下亦向發出 電子認購指示 的各中央

  • • 並無香港地址的人士；或 結算系統參與者表示同意）遵照及遵守公司法、章程大綱及章程細則； • 已根據國際配售獲分配或申請股份（根據優先發售申請的預留股份除外）。 • 閣下向本公司及本公司各股東表示 同意 ，而本公司亦向本公司各股東表示同意遵照及遵守公

    1. 聯名申請人總數不可超過四名。 司法、章程大綱及章程細則；

  • 乙 . 倘閣下為代名人 • 向本公司及本公司各股東表示 同意 ，本公司股份可由其持有人自由轉讓； 倘閣下為代名人，則可以提交超過一份認購香港發售股份申請，閣下可以 (i) 透過中央結算系統向香 • 同意 本公司、聯席牽頭經辦人、聯席保薦人、香港包銷商及彼等各自的董事、高級職員、僱員、 港結算發出 電子認購指示 （倘閣下是中央結算系統參與者）；或 (ii) 使用 白色 或 黃色 申請表格，代表不 合夥人、代理或顧問，以及參與全球發售的任何其他人士，僅須對招股章程及招股章程任何補 同實益擁有人以閣下本身名義遞交超過一份申請。在本申請表格的「由代名人遞交」一欄內，閣下必 充文件所載資料及陳述負責（且僅限於具管轄權法院裁定存在的責任）；及 須為每名實益擁有人（或如為聯名實益擁有人，則每名該等實益擁有人）填寫： • 同意 向本公司、本公司香港上市股份登記處、收款銀行、聯席牽頭經辦人及彼等各自的顧問及 • • 倘閣下並無填寫有關資料，申請將被視為以閣下本身的利益作出。代表另一名人士遞交本申請表格的代名人，被視為已向本公司、聯席牽頭經辦人、聯席保薦人及香賬戶號碼；或其他身份識別編碼。 他人士均有權依賴閣下在本申請作出的任何保證、陳述或聲明。如為聯名申請人提出申請，聯名申本公司、聯席牽頭經辦人、聯席保薦人及香港包銷商以及彼等各自的董事及參與全球發售的任何其代理披露閣下或閣下為其利益作出本申請的人士的個人資料及任何其他資料。 港包銷商聲明和承諾，已獲該名人士（或倘多於一名人士，則彼等全體）正式授權遞交本申請，並代 請人明確作出、發出、承擔或被施加的所有保證、陳述、聲明及責任將被視為由申請人共同及個別 表該名人士╱每名有關人士同意本申請表格的條款。閣下進一步向本公司、聯席牽頭經辦人、聯席 作出、發出、承擔以及被施加。 保薦人及香港包銷商承諾，會應要求就下文「個人資料」一節所載任何目的，提供有關該名人士╱每 除另有指明外，閣下必須以英文填妥本申請，而閣下或（倘為聯名申請人）各聯名申請人必須親筆簽 名有關人士的資料。 署本申請，不得以個人印章代替，否則申請可遭拒絕受理。

  • 丙 . 僅可為閣下本身的利益（或閣下及閣下的任何聯名申請人）遞交一份申請 庚 . 授權書 重複或疑屬重複申請將會遭拒絕受理。除上文乙段所述情況外，如閣下或閣下連同閣下的聯名申請 如閣下通過正式授權的代表提出申請，本公司、聯席牽頭經辦人、聯席保薦人、香港包銷商及彼等 人作出以下任何一項行動，閣下的 所有 申請（包括由香港中央結算（代理人）有限公司發出 電子認購指 各自的代理或代名人（各自作為本公司代理人），可在符合彼等認為適當的任何條件，包括取得證明 示 提出的申請部分）將會被視為重複申請而遭拒絕受理： 閣下的代表已獲授權的憑證的情況下，酌情接納有關申請。 • 使用 白色 及╱或 黃色 申請表格及╱或向香港結算或透過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白 辛 . 發售價的釐定 表 服務供應商發出 電子認購指示 作出超過一份申請（不論個人或與他人聯名）（根據上文乙段由 發售價預期於定價日由聯席賬簿管理人（代表包銷商）與本公司（代表其本身及代表售股股東）協定。 代名人遞交的申請除外）； 發售價將不超過 2.35 港元，現時預期不低於 1.75 港元。香港發售股份申請人須於申請時繳付最高發售

  • • 同時以一份 白色 申請表格及一份 黃色 申請表格或一份 白色 或 黃色 申請表格及向香港結算或透 價每股發售股份 2.35 港元，另加 1% 經紀佣金、0.003% 證監會交易徵費及 0.005% 聯交所交易費。倘發 過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供應商發出 電子認購指示 提出申請（不論個人 售價最終定為低於 2.35 港元，則除所需約數外多繳股款將予退還。預期定價日為 2011 年 6 月 24 日或前

  • • 務供應商發出或與他人聯名）；以一份據香港公開發售初步可供公眾人士認購的香港發售股份的 白色 或 電子認購指示黃色 申請表格或向香港結算或透過（不論個人或與他人聯名）申請超過 網上白表 50%服務50,000,000）；或( www.hkeipo.hk 股香港發售股份（即根) 向 網上白表 服 售股股東）同意下，於香港公開發售及優先發售截止申請日期上午前，隨時調低根據全球發售提呈發售的發售股份數目及╱或招股章程所列指標發售價範圍（每股發售股份後，且無論如何不遲於 2011 年 6 月 28 日。獨家全球協調人（代表包銷商）可在本公司（代表其本身及代表1.75 港元至 2.35 港元）。在此情 • 已申請或承購或已表示有意或已經或將會獲配發或配售（包括有條件及╱或暫定）國際配售項下任何國際配售股份（根據優先發售申請的預留股份除外）。 況下，本公司將於香港公開發售及優先發售截止申請日期上午前，在南華早報（英文）、香港經濟日報（中文）、本公司網站 ( www.newton-resources.com ) 及聯交所網站 ( www.hkexnews.com.hk ) 刊登公布。倘 倘超過一項申請是以 閣下的利益 作出（包括由香港中央結算（代理人）有限公司根據 電子認購指示 而 於香港公開發售及優先發售截止申請日期前已遞交香港發售股份的申請，則即使調低發售股份數目 作出的申請部分，惟以合資格新創建股東身份使用 藍色 申請表格或以合資格新世界發展股東身份使 及╱或指標發售價範圍，亦不得於其後撤回申請。倘本公司與聯席賬簿管理人基於任何理由於 2011 用 粉橙色 申請表格提交的申請（如有）除外），則閣下 所有 申請將被視作重複申請而可遭拒絕受理。 年 6 月 28 日前未能協定發售價，則全球發售（包括香港公開發售）將不會成為無條件並將告失效。 倘申請是由非上市公司作出，而 香港發售股份的配發 • 該公司主要業務為證券交易；及 本公司於截止辦理認購申請登記後，方會開始處理股份的申請及配發股份。本公司預期會於 2011 年 6 • 閣下對該公司行使法定控制權， 月 30 日於南華早報（英文）、香港經濟日報（中文）、本公司網站 ( www.newton-resources.com ) 及聯交所網站 則該項申請將被視作為閣下利益而提出。 ( www.hkexnews.com.hk ) 發放及公布最終發售價、香港發售股份的申請結果及配發基準。 非上市公司 指並無股本證券在聯交所上市的公司。 香港公開發售的分配結果及成功申請人的香港身份證╱護照╱香港商業登記號碼（如適用），將於 2011 年 6 關於對一家公司的法定控制權 是指閣下： 月 30 日按招股章程「如何申請認購香港發售股份及預留股份－公布結果、發送╱領取股票及退還申請股款」 • 控制該公司董事會的構成；或 一節所述方式公布。 • 控制該公司一半以上的表決權；或 倘成功申請（全部或部分）香港發售股份 • 持有該公司一半以上已發行股本（不計及任何無權獲得超出指定金額的盈利或股本分派的股本 本公司不會就已付申請股款發出收據，亦不會發出任何臨時所有權文件。

  • 丁 . 香港發售股份的分配－甲組及乙組 經考慮下文所述重新分配後，就分配用途而言，根據香港公開發售提呈可供認購的發售股份總數，部分）。 倘閣下申請登記處卓佳證券登記有限公司領取股票及╱或退款支票（如相關），且已提供本申請表格所規定一切資料，1,000,000 股或以上香港發售股份，並已在本申請表格上表明擬親身前往本公司香港上市股份 將平均分為兩組：甲組和乙組。甲組香港發售股份將按公平基準分配予申請香港發售股份而認購總 則閣下可於 2011 年 6 月 30 日或本公司於報章上公布寄發╱領取股票╱電子自動退款指示╱退款支票的任何 額為 5 百萬港元（不包括經紀佣金、證監會交易徵費及聯交所交易費）或以下的申請人。乙組香港發售 其他日期上午九時正至下午一時正，親身前往以下地點領取股票及╱或退款支票（如相關）： 股份將按公平基準分配予申請香港發售股份而認購總額超過 5 百萬港元（不包括經紀佣金、證監會交 卓佳證券登記有限公司 易徵費及聯交所交易費）但不超過乙組總值的申請人。投資者務請垂注，甲組及乙組的申請分配比例 香港 或有不同。倘若其中一組（並非兩組）香港發售股份認購不足，則剩餘的香港發售股份可能撥往另一 灣仔 組以滿足該組的需求，並作相應分配。申請人僅獲配發甲組或乙組香港發售股份而不會兩組兼得。 皇后大道東 28 號 倘出現超額認購，分配予香港公開發售項下投資者的香港發售股份（甲組及乙組），僅將按於香港公 金鐘匯中心 26 樓 開發售所接獲有效申請的數量而定。每一組的分配基準可依據各申請人有效申請的香港發售股份數 倘閣下是個人申請人並選擇親身領取，則不可授權任何其他人士代為領取。倘閣下是公司申請人並選擇 目而有所不同。香港發售股份的分配（如適用）可包括抽籤，即意味某些申請人獲分配的香港發售股 親身領取，則必須委派持有加蓋公司印鑑的授權書的授權代表領取。個人及授權代表（如適用）在領取時必 份數目可能較其他申請同一數目香港發售股份的人士為高，而未中籤的申請人則可能不獲發任何香 須出示本公司香港上市股份登記處卓佳證券登記有限公司接受的身份證明文件。倘閣下未在指定領取時 港發售股份。重複或疑屬重複申請每組或兩組之間的發售股份，以及超過 50,000,000 股香港發售股份 間內領取股票及退款支票（如相關），則該等股票及退款支票將於其後盡快以平郵方式寄往本申請表格所

  • （即根據香港公開發售初步可供認購的香港發售股份的 50%）的申請將遭拒絕受理。香港公開發售的 示地址，郵誤風險概由閣下自行承擔。

  • 戊 . 每名申請人均須在遞交的本申請表格上承諾及確認，申請人及為其利益而提出申請的人士並無根據國際配售獲發任何國際配售股份，而倘上述承諾及╱或確認遭違反及╱或屬失實（視乎情況而定），則該申請人的申請將不獲受理。 補充資料 如果招股章程刊發任何補充文件，已提交申請的申請人可能會或可能不會（視乎補充文件所載資料） 往本申請表格所示地址，郵誤風險概由閣下自行承擔。上表明擬親身領取股票及╱或退款支票（如相關），則股票及╱或退款支票（如相關）將會盡快以平郵方式寄倘閣下申請少於 導致閣下不獲配發香港發售股份的情況 1,000,000 股香港發售股份，或閣下申請 1,000,000 股或以上香港發售股份但並未在申請表格 獲通知可以撤回彼等的申請。倘申請人並未獲知會可以撤回申請，或申請人已獲知會但並未根據本 閣下可能因下列任何原因不獲配發香港發售股份： 公司通知的手續撤回申請，所有已提交的申請仍屬有效，並可能獲接納。按上文所述，申請一經作 1. 如閣下的申請遭撤銷： 出便不可撤回，且申請人均被視為以招股章程（以經補充者為準）為基礎而作出申請。 填妥及遞交申請表格後，即表示閣下同意不可於截止申請登記後第五日屆滿或之前撤銷閣下的申

  • 己 . 填妥及遞交本申請表格的影響 請。此協議將成為與本公司訂立的附屬合同，並於閣下遞交本申請表格時即具有約束力。此附屬合 本申請表格一經填妥及遞交，即表示閣下（如屬聯名申請人，則閣下各自共同及個別地）為本身或作 同將換取本公司同意，除按招股章程所述其中一項手續外，不會於截止申請登記後第五日屆滿或之 為代理或代名人及代表閣下作為其代理或代名人的每名人士： 前向任何人士提呈發售任何香港發售股份。除非根據公司條例第 40 條（如公司條例第 342E 條適用）須 • 指示 及 授權 本公司及╱或聯席牽頭經辦人（或其各自的代理或代名人）作為本公司代理，代表閣 對招股章程負責的人士根據該條規定發出公告，免除或限制該名負責人對招股章程所負責任，否則 下簽立任何過戶表格、合約單據或其他文件，並代表閣下辦理所有其他必要手續，以便以閣下 閣下的申請不可於截止申請登記後第五日（就此而言不包括任何非營業日）或之前撤銷。 的名義登記閣下獲配發的發售股份，以遵照章程細則的規定及以其他方式實行招股章程及本 閣下的申請一經接納，即不得撤回。就此，在報章上刊發分配結果通知，無遭拒絕受理的申請將視 申請表格所述安排； 為已獲接納，而若有關配發基準須受若干條件所規限或規定以抽籤方式分配，則該項接納須分別待

  • • 承諾 簽署所有文件及辦理所有必要手續，以便根據章程細則規定，以閣下的名義登記為閣下獲 該等條件達成或抽籤結果產生後，方可作實。 • 配發發售股份的持有人； 聲明 美國證券法（經修訂）購入香港發售股份；或第 144A、 保證 條所指合資格機構買家；及 承諾 (a) 閣下及閣下為其利益而提出申請的人士並非身處美國境內（定義見S 規例），且閣下會在離岸交易（定義見(b) 閣下及閣下為其利益而提出申請的人士為1933 年美國證券法（經修訂）1933 年美國證券法（經修訂）S1933 規例）年 2. 3. 本公司或其代理或代名人可酌情拒絕閣下的申請： 本公司、聯席牽頭經辦人（作為本公司代理）或彼等各自的代理可全權酌情拒絕或接納任何申請，或只接納任何申請的一部分，而毋須就拒絕或接納任何申請提供任何理由。 如閣下的申請遭拒絕受理： • 確認 閣下已取得招股章程及僅依據招股章程所載資料及聲明作出申請，而並非依賴招股章程任 以下情況可能導致申請遭拒絕受理： 何補充文件以外涉及本公司的任何其他資料或聲明，閣下亦同意，本公司、聯席牽頭經辦人、 • 閣下的申請為重複或疑屬重複申請； 聯席保薦人及香港包銷商或彼等各自的任何董事、高級職員、僱員、合夥人、代理、顧問或參 • 本申請表格並無正確填妥； 與全球發售的任何其他人士毋須對任何該等其他資料或聲明承擔任何責任； • 閣下未按正確方式付款，或閣下以支票或銀行本票繳款，惟該支票或銀行本票未能於首次過戶

  • • 同意 （在不影響閣下可能擁有的任何其他權利的情況下）閣下的申請一經接納，則閣下不可因 時未能兌現； 無意作出的失實陳述而撤銷申請； • 閣下或閣下為其利益作出申請的人士已根據國際配售申請或承購、或表示有意、或已經或將獲

  • • （如本申請是為閣下本身的利益作出） 保證 本申請是為閣下利益以 白色 或 黃色 申請表格或向香 配售或配發（包括有條件及╱或暫定）國際配售股份（根據優先發售申請的預留股份除外）； 港結算或透過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供應商發出 電子認購指示 作出的 • 本公司及聯席牽頭經辦人（代表本公司）相信接納閣下的申請會觸犯填寫及╱或簽署申請表格 唯一申請； 所示地址所在司法權區任何適用證券或其他法律、規則或規例；

  • • （如本申請是由一名代理代表閣下作出） 保證 閣下已有效及不可撤回地賦予閣下的代理一切必 • 閣下申請超過初步提呈可供公眾人士認購香港發售股份的 50%；或 要權力及授權作出本申請； • 任何香港包銷協議及╱或國際包銷協議並無成為無條件或根據其條款終止。

  • • （如閣下是他人的代理） 保證 已向該名人士作出合理的查詢，此申請乃為該名人士的利益以 白 4. 倘香港發售股份的配發無效： 色 或 黃色 申請表格或向香港結算或透過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供應商 若聯交所上市委員會（「上市委員會」）並未於下列時間批准股份上市，則閣下獲配發的香港發售股份 發出 電子認購指示 作出的唯一申請，而閣下已獲正式授權以該名人士的代理身份，簽署本申請 將會無效：

  • • • 表格或發出電子認購指示； 同意承諾 閣下的申請一經接納，閣下的申請將以本公司公布的香港公開發售結果為憑證；及 確認 閣下（如本申請是為閣下的利益作出）或閣下為其利益作出本申請的人士，並無申 • • 截止登記申請日期起計三星期內；或若上市委員會於截止登記申請起計三星期內通知本公司延長有關期間，則為最多以六星期為 請、承購或表示有意申請或已收取或已獲配售或獲分配（包括有條件及╱或暫定）國際配售中任 限的較長期間內。 何國際配售股份，亦將不會申請、承購或表示有意申請國際配售中任何國際配售股份，亦無以 5. 倘閣下同時根據香港公開發售及國際配售提出認購申請： 其他方式參與國際配售（根據優先發售申請的預留股份除外）； 一經填寫任何申請表格，或向香港結算或 網上白表 服務供應商發出 電子認購指示 ，即表示閣下同意

  • • 保證 本申請所載資料均準確無誤； 不會根據國際配售申請認購國際配售股份（根據優先發售申請的預留股份除外）。有關方面將採取合 • 同意 向本公司、聯席牽頭經辦人及彼等各自的代理披露彼等所需有關閣下或閣下為其利益作 理措施，以識別及拒絕接納已根據國際配售獲得國際配售股份的投資者根據香港公開發售提出的申 出本申請的人士的任何資料； 請（根據優先發售申請的預留股份除外），並識別及拒絕接納已根據香港公開發售獲得香港發售股份

  • • 同意 閣下的申請、接納申請及由此而訂立的合約，均受香港法例管轄，並須按其詮釋； 的投資者對國際配售（根據優先發售申請的預留股份除外）表示興趣。

如欲以閣下的名義登記獲配發的香港發售股份，請使用本申請表格

2. 用途 證券申請人及持有人的個人資料可以任何方式被採用、持有及╱或保存，以作下列用途： • 處理閣下的申請及核實是否遵守本申請表格及招股章程所列條款及申請手續，以及公布香港 發售股份的分配結果；

退還股款

倘閣下因（但不限於）上述任何原因未能收取任何香港發售股份，本公司將不計利息退還閣下的申請股款 （連同經紀佣金、聯交所交易費及證監會交易徵費）。倘閣下的申請只獲部分接納，本公司將不計利息退還 閣下申請股款當中適用部分的款項、經紀佣金、聯交所交易費及證監會交易徵費。倘最終釐定的發售價低 於閣下申請時初步支付的每股發售股份價格，本公司將不計利息退還閣下多繳的申請股款（包括所多繳股 款應佔的經紀佣金、聯交所交易費及證監會交易徵費）。於寄發退款支票前的應計利息將全數撥歸本公司 所有。

  • 確保遵守香港及其他地方的一切適用法例及規例；

  • 登記新發行證券或將證券轉入其名下或由其名下轉讓予他人，包括（如適用）以香港結算代理 人的名義登記；

申請手續
1.
請按照下表計算擬申請認購香港發售股份數目的應繳款項。申請股數最少須為2,000股香港發售股
份。申請股數須按照下表中「可供申請認購香港發售股份數目及應繳款項」一欄所載股份數目提出。
申請任何其他數目的股份將不予考慮，而任何有關申請將遭拒絕受理。閣下須繳付最高發售價每股
股份2.35港元，另加1%經紀佣金、0.005%聯交所交易費及0.003%證監會交易徵費。下表亦列出申請認
購香港發售股份若干倍數的應繳股款總額。
2.
請按照指示填妥並簽署表格。只接納親筆簽名。
3.
股款須緊釘於表格上。申請股份的股款必須以支票或銀行本票支付。
每份申請必須附有一張單獨開出的支票或銀行本票。
如閣下以支票付款，該支票必須：
•
為港元面額；
•
不得為期票；
•
由閣下於香港開設的港元銀行賬戶開出；
•
顯示閣下的賬戶名稱，而該賬戶名稱必須預印在支票上，或由有關銀行授權簽署的人士在該支
票背面加簽。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請，則賬戶名稱必須與排名首
位的申請人姓名╱名稱相同。如支票由聯名戶口開出，則其中一個聯名賬戶名稱必須與排名首
位的申請人姓名╱名稱相同；
•
註明抬頭人為「浩豐代理人有限公司－新礦資源公開發售」；
•
劃線註明「只准入抬頭人賬戶」；及
•
每份申請必須附有一張單獨開出的支票或銀行本票。
下列情況將導致閣下之申請可能遭拒絕受理：
•
支票未能符合上述所有規定；或
•
支票於首次過戶時不獲兌現。
倘閣下以銀行本票繳款，則銀行本票必須：
•
為港元面額；
•
由一家香港持牌銀行發出，並由銀行授權簽署的人士在銀行本票背面簽署以核實閣下的姓
名╱名稱。銀行本票背面所示姓名╱名稱必須與本申請表格上的姓名╱名稱相同。如屬聯名申
請，則銀行本票背面所示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同；
•
不得為期票；
•
註明抬頭人為「浩豐代理人有限公司－新礦資源公開發售」；及
•
劃線註明「只准入抬頭人賬戶」。
倘閣下的支票或銀行本票未能符合上述所有規定或在首次過戶時不獲兌現，則閣下的申請可遭拒絕
受理。
4.
撕下本申請表格，對摺一次，然後投入下列任何一家分行或支行的特備收集箱內：
(a)
渣打銀行（香港）有限公司：
地區
分行名稱
分行地址
香港
88德輔道分行
中環德輔道中88號
北角中心分行
北角英皇道284號北角中心
銅鑼灣分行
銅鑼灣怡和街38-40A號怡華大廈地下
九龍
觀塘分行
觀塘裕民坊1A號舖
旺角分行
旺角彌敦道617-623號地下B舖、一樓及二樓
尖沙咀分行
尖沙咀加連威老道10號地下
樂富中心商場分行
樂富中心商場地下G101號舖
新界
新城市廣場分行
沙田新城市廣場1期215-223號舖
新都會廣場分行
葵涌興芳路223號新都會廣場1樓175-176號舖
元朗豐年路分行
元朗青山公路段247號萬昌樓地下前舖B舖及1樓
(b)
或中國銀行（香港）有限公司下列任何分行：
地區
分行名稱
分行地址
香港
中銀大廈分行
花園道1號3樓
軒尼詩道409號分行
灣仔軒尼詩道409-415號
北角僑輝大廈分行
北角英皇道413-415號
統一中心分行
金鐘道95號統一中心商場1021號
九龍
觀塘廣場分行
觀塘開源道68號觀塘廣場G1
新界
好運中心分行
沙田橫壆街好運中心
荃灣青山道分行
荃灣青山道201-207號
(c)
或交通銀行股份有限公司香港分行下列任何分行：
地區
分行名稱
分行地址
香港
香港分行
中環畢打街20號
北角支行
英皇道442-444號
鰂魚涌支行
英皇道981號C地下
九龍
佐敦道支行
佐敦道37號U寶文大廈1樓
新界
沙咀道支行
荃灣沙咀道122-124號
5.
閣下可於下列時間內遞交本申請表格：
2011 年6 月21 日
－
上午九時正至下午五時正
2011 年6 月22 日
－
上午九時正至下午五時正
2011 年6 月23 日
－
上午九時正至下午五時正
2011 年6 月24 日
－
上午九時正至中午十二時正
6.
遞交申請的截止時間為2011年6月24日中午十二時正，或如該日並無開始辦理認購申請登記，則為下
一日開始辦理認購申請登記當日中午十二時正。本公司將於當日上午十一時四十五分至中午十二時
正期間辦理認購申請登記，惟須視乎天氣情況而定。倘若香港於2011年6月24日上午九時正至中午
十二時正任何時間懸掛下列任何信號，將不會開始辦理認購申請登記：
•
八號或以上熱帶氣旋警告信號；或
•
「黑色」暴雨警告信號，
認購申請登記將順延至下一個於上午九時正至中午十二時正任何時間內並無懸掛上述任何一項警
告信號的營業日上午十一時四十五分至中午十二時正辦理。營業日指除星期六、星期日或香港公眾
假期以外的日子。
7.
本公司保留將閣下的一切或任何股款過戶的權利，然而，閣下的支票或銀行本票將不會於2011年6
月24日中午十二時正前過戶。本公司將不會就已付款項發出收據。本公司將保留閣下的申請股款（如
屬退款，則計至退款支票寄發日期止）的應得利息。本公司亦有權將任何股票及╱或任何多繳申請股
款或退款保留，以待閣下的支票或銀行本票過戶。
退款支票將以閣下（或倘閣下為聯名申請人，則為本申請表格中排名首位的申請人）為抬頭人並以「只准入
抬頭人賬戶」劃線方式開出。閣下所提供香港身份證號碼╱護照號碼，或如屬聯名申請人，則為排名首位
申請人的香港身份證號碼╱護照號碼的部分資料，可能會列印在閣下的退款支票（如有）。該等資料亦可能
會轉交第三方作退款用途。閣下的銀行於兌現閣下的退款支票前可能要求核實閣下的香港身份證號碼╱護
照號碼。不正確填寫香港身份證號碼╱護照號碼可能導致延遲兌現閣下的退款支票或可能使閣下的退款
支票失效。有關領取退款支票的詳情，亦請參閱上文「倘成功申請（全部或部分）香港發售股份」一節。
本公司擬作出特別安排，以盡量避免延遲退還申請股款、經紀佣金、證監會交易徵費及聯交所交易費（如
適用）。
以香港中央結算（代理人）有限公司名義提出申請
如本申請表格乃由香港結算代理人，代表發出電子認購指示申請香港發售股份的人士簽署，則本表格與
招股章程不符的一切規定將不適用，而以招股章程所述者為準。在不限制此段一般應用的前提下，本申請
表格的以下部分在香港中央結算（代理人）有限公司作簽署人的情況下並不適用：
•
第一頁所載所有保證，惟第一項有關表示根據招股章程及本申請表格以及章程細則另有規定者的條
款及條件申請香港發售股份的保證除外；
•
第一頁的「警告」；
•
「倘閣下為代名人」；
•
「僅可為閣下本身的利益（或閣下及閣下的任何聯名申請人）遞交一份申請」；
•
「填妥及遞交本申請表格的影響」一節項下所有聲明及保證，惟首兩項有關以申請人名義登記香港發
售股份以及申請人簽署文件，致使申請人登記成為所申請香港發售股份的持有人的聲明及保證除
外；
•
「倘成功申請（全部或部分）香港發售股份」；
•
「導致閣下不獲配發香港發售股份的情況」；及
•
「退還股款」。
個人資料
個人資料收集聲明
香港法例第486章個人資料（私隱）條例（「該條例」）中的主要條文已於1996年12月20日在香港生效。此項個
人資料收集聲明是向香港發售股份申請人及持有人說明本公司及其香港上市股份登記處就個人資料及該
條例而制訂的政策及慣例。
1.
收集閣下個人資料的原因
證券申請人或證券登記持有人在申請證券或將證券轉入其名下或將名下證券轉讓予他人，或要求香
港上市股份登記處提供服務時，須不時向本公司及其香港上市股份登記處提供其最新的正確個人資
料。
如未能提供所需資料，可能會導致閣下證券的申請遭拒絕受理或延誤或令本公司或其香港上市股份
登記處無法進行過戶或在其他方面提供服務，亦可能妨礙或延誤閣下成功申請的香港發售股份的登
記或過戶及╱或妨礙或延誤寄發閣下應得的股票及╱或電子自動退款指示及╱或退款支票。
務請垂注，證券持有人所提供個人資料如有任何不確之處，必須即時知會本公司及其香港上市股份
登記處。
；
•
保存或更新本公司證券持有人的名冊；
•
核對或協助核對簽名或核對或交換其他資料；
•
確定本公司證券持有人可獲取的利益，例如股息、供股及發行紅股；
•
寄發本公司及其子公司的公司通訊；
•
編製統計資料及股東資料；
•
遵照法律、規則或法規的規定（不論法定或其他規定）作出披露；
•
透過公布或其他方式披露成功申請人的身份；
•
披露有關資料以便提出權利索償；及
•
與上述有關的任何其他附帶或相關用途及╱或令本公司及其香港上市股份登記處免除彼等對
證券持有人及╱或監管機構的責任及╱或證券持有人不時同意的任何其他用途。
3.
向他人提供個人資料
本公司及其香港上市股份登記處會把有關申請人及證券持有人的個人資料保密，但本公司及其香港
上市股份登記處可能會作出必要的查詢以確定個人資料的準確性，以達到上述用途或上述任何一項
用途，尤其可能會將申請人及證券持有人的個人資料向下列任何及所有人士及實體披露、獲取或提
供有關資料（不論在香港或外地）：
•
本公司或其委任的代理，例如財務顧問、收款銀行及海外主要股份過戶登記處；
•
當申請人要求將香港發售股份存入中央結算系統時，香港結算及香港結算代理人將會為運作
中央結算系統而使用個人資料；
•
任何向本公司及╱或香港上市股份登記處提供與其業務運作有關的行政、電訊、電腦、付款或
其他服務的代理、承包商或第三方服務供應商；
•
聯交所、證監會及任何其他法定、監管或政府機關；及
•
與證券持有人有業務往來或擬有業務往來的任何其他人士或機構，例如其銀行、律師、會計師
或股票經紀。
4.
查閱及更正個人資料
該條例賦予申請人及證券持有人權利查證本公司及╱或香港上市股份登記處是否持有其個人資料，
並有權索取該等資料副本及更正任何不確的資料。依據該條例，本公司及香港上市股份登記處有權
就處理任何查閱資料的要求收取合理費用。所有關於查閱資料或更正資料或關於政策及慣例或所持
資料類別的要求，應向本公司的公司秘書或（視乎情況而定）香港上市股份登記處屬下（就該條例而
設）的私隱權條例事務主任提出。
閣下簽署本申請表格或向香港結算或網上白表服務供應商發出電子認購指示，即表示同意上述各項。
可供申請認購香港發售股份數目及應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
港元
港元
港元
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1)
閣下可申請認購的香港發售股份最高數目為50,000,000股。
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版		 申請手續
1.
請按照下表計算擬申請認購香港發售股份數目的應繳款項。申請股數最少須為2,000股香港發售股
份。申請股數須按照下表中「可供申請認購香港發售股份數目及應繳款項」一欄所載股份數目提出。
申請任何其他數目的股份將不予考慮，而任何有關申請將遭拒絕受理。閣下須繳付最高發售價每股
股份2.35港元，另加1%經紀佣金、0.005%聯交所交易費及0.003%證監會交易徵費。下表亦列出申請認
購香港發售股份若干倍數的應繳股款總額。
2.
請按照指示填妥並簽署表格。只接納親筆簽名。
3.
股款須緊釘於表格上。申請股份的股款必須以支票或銀行本票支付。
每份申請必須附有一張單獨開出的支票或銀行本票。
如閣下以支票付款，該支票必須：
•
為港元面額；
•
不得為期票；
•
由閣下於香港開設的港元銀行賬戶開出；
•
顯示閣下的賬戶名稱，而該賬戶名稱必須預印在支票上，或由有關銀行授權簽署的人士在該支
票背面加簽。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請，則賬戶名稱必須與排名首
位的申請人姓名╱名稱相同。如支票由聯名戶口開出，則其中一個聯名賬戶名稱必須與排名首
位的申請人姓名╱名稱相同；
•
註明抬頭人為「浩豐代理人有限公司－新礦資源公開發售」；
•
劃線註明「只准入抬頭人賬戶」；及
•
每份申請必須附有一張單獨開出的支票或銀行本票。
下列情況將導致閣下之申請可能遭拒絕受理：
•
支票未能符合上述所有規定；或
•
支票於首次過戶時不獲兌現。
倘閣下以銀行本票繳款，則銀行本票必須：
•
為港元面額；
•
由一家香港持牌銀行發出，並由銀行授權簽署的人士在銀行本票背面簽署以核實閣下的姓
名╱名稱。銀行本票背面所示姓名╱名稱必須與本申請表格上的姓名╱名稱相同。如屬聯名申
請，則銀行本票背面所示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同；
•
不得為期票；
•
註明抬頭人為「浩豐代理人有限公司－新礦資源公開發售」；及
•
劃線註明「只准入抬頭人賬戶」。
倘閣下的支票或銀行本票未能符合上述所有規定或在首次過戶時不獲兌現，則閣下的申請可遭拒絕
受理。
4.
撕下本申請表格，對摺一次，然後投入下列任何一家分行或支行的特備收集箱內：
(a)
渣打銀行（香港）有限公司：
地區
分行名稱
分行地址
香港
88德輔道分行
中環德輔道中88號
北角中心分行
北角英皇道284號北角中心
銅鑼灣分行
銅鑼灣怡和街38-40A號怡華大廈地下
九龍
觀塘分行
觀塘裕民坊1A號舖
旺角分行
旺角彌敦道617-623號地下B舖、一樓及二樓
尖沙咀分行
尖沙咀加連威老道10號地下
樂富中心商場分行
樂富中心商場地下G101號舖
新界
新城市廣場分行
沙田新城市廣場1期215-223號舖
新都會廣場分行
葵涌興芳路223號新都會廣場1樓175-176號舖
元朗豐年路分行
元朗青山公路段247號萬昌樓地下前舖B舖及1樓
(b)
或中國銀行（香港）有限公司下列任何分行：
地區
分行名稱
分行地址
香港
中銀大廈分行
花園道1號3樓
軒尼詩道409號分行
灣仔軒尼詩道409-415號
北角僑輝大廈分行
北角英皇道413-415號
統一中心分行
金鐘道95號統一中心商場1021號
九龍
觀塘廣場分行
觀塘開源道68號觀塘廣場G1
新界
好運中心分行
沙田橫壆街好運中心
荃灣青山道分行
荃灣青山道201-207號
(c)
或交通銀行股份有限公司香港分行下列任何分行：
地區
分行名稱
分行地址
香港
香港分行
中環畢打街20號
北角支行
英皇道442-444號
鰂魚涌支行
英皇道981號C地下
九龍
佐敦道支行
佐敦道37號U寶文大廈1樓
新界
沙咀道支行
荃灣沙咀道122-124號
5.
閣下可於下列時間內遞交本申請表格：
2011 年6 月21 日
－
上午九時正至下午五時正
2011 年6 月22 日
－
上午九時正至下午五時正
2011 年6 月23 日
－
上午九時正至下午五時正
2011 年6 月24 日
－
上午九時正至中午十二時正
6.
遞交申請的截止時間為2011年6月24日中午十二時正，或如該日並無開始辦理認購申請登記，則為下
一日開始辦理認購申請登記當日中午十二時正。本公司將於當日上午十一時四十五分至中午十二時
正期間辦理認購申請登記，惟須視乎天氣情況而定。倘若香港於2011年6月24日上午九時正至中午
十二時正任何時間懸掛下列任何信號，將不會開始辦理認購申請登記：
•
八號或以上熱帶氣旋警告信號；或
•
「黑色」暴雨警告信號，
認購申請登記將順延至下一個於上午九時正至中午十二時正任何時間內並無懸掛上述任何一項警
告信號的營業日上午十一時四十五分至中午十二時正辦理。營業日指除星期六、星期日或香港公眾
假期以外的日子。
7.
本公司保留將閣下的一切或任何股款過戶的權利，然而，閣下的支票或銀行本票將不會於2011年6
月24日中午十二時正前過戶。本公司將不會就已付款項發出收據。本公司將保留閣下的申請股款（如
屬退款，則計至退款支票寄發日期止）的應得利息。本公司亦有權將任何股票及╱或任何多繳申請股
款或退款保留，以待閣下的支票或銀行本票過戶。
退款支票將以閣下（或倘閣下為聯名申請人，則為本申請表格中排名首位的申請人）為抬頭人並以「只准入
抬頭人賬戶」劃線方式開出。閣下所提供香港身份證號碼╱護照號碼，或如屬聯名申請人，則為排名首位
申請人的香港身份證號碼╱護照號碼的部分資料，可能會列印在閣下的退款支票（如有）。該等資料亦可能
會轉交第三方作退款用途。閣下的銀行於兌現閣下的退款支票前可能要求核實閣下的香港身份證號碼╱護
照號碼。不正確填寫香港身份證號碼╱護照號碼可能導致延遲兌現閣下的退款支票或可能使閣下的退款
支票失效。有關領取退款支票的詳情，亦請參閱上文「倘成功申請（全部或部分）香港發售股份」一節。
本公司擬作出特別安排，以盡量避免延遲退還申請股款、經紀佣金、證監會交易徵費及聯交所交易費（如
適用）。
以香港中央結算（代理人）有限公司名義提出申請
如本申請表格乃由香港結算代理人，代表發出電子認購指示申請香港發售股份的人士簽署，則本表格與
招股章程不符的一切規定將不適用，而以招股章程所述者為準。在不限制此段一般應用的前提下，本申請
表格的以下部分在香港中央結算（代理人）有限公司作簽署人的情況下並不適用：
•
第一頁所載所有保證，惟第一項有關表示根據招股章程及本申請表格以及章程細則另有規定者的條
款及條件申請香港發售股份的保證除外；
•
第一頁的「警告」；
•
「倘閣下為代名人」；
•
「僅可為閣下本身的利益（或閣下及閣下的任何聯名申請人）遞交一份申請」；
•
「填妥及遞交本申請表格的影響」一節項下所有聲明及保證，惟首兩項有關以申請人名義登記香港發
售股份以及申請人簽署文件，致使申請人登記成為所申請香港發售股份的持有人的聲明及保證除
外；
•
「倘成功申請（全部或部分）香港發售股份」；
•
「導致閣下不獲配發香港發售股份的情況」；及
•
「退還股款」。
個人資料
個人資料收集聲明
香港法例第486章個人資料（私隱）條例（「該條例」）中的主要條文已於1996年12月20日在香港生效。此項個
人資料收集聲明是向香港發售股份申請人及持有人說明本公司及其香港上市股份登記處就個人資料及該
條例而制訂的政策及慣例。
1.
收集閣下個人資料的原因
證券申請人或證券登記持有人在申請證券或將證券轉入其名下或將名下證券轉讓予他人，或要求香
港上市股份登記處提供服務時，須不時向本公司及其香港上市股份登記處提供其最新的正確個人資
料。
如未能提供所需資料，可能會導致閣下證券的申請遭拒絕受理或延誤或令本公司或其香港上市股份
登記處無法進行過戶或在其他方面提供服務，亦可能妨礙或延誤閣下成功申請的香港發售股份的登
記或過戶及╱或妨礙或延誤寄發閣下應得的股票及╱或電子自動退款指示及╱或退款支票。
務請垂注，證券持有人所提供個人資料如有任何不確之處，必須即時知會本公司及其香港上市股份
登記處。
；
•
保存或更新本公司證券持有人的名冊；
•
核對或協助核對簽名或核對或交換其他資料；
•
確定本公司證券持有人可獲取的利益，例如股息、供股及發行紅股；
•
寄發本公司及其子公司的公司通訊；
•
編製統計資料及股東資料；
•
遵照法律、規則或法規的規定（不論法定或其他規定）作出披露；
•
透過公布或其他方式披露成功申請人的身份；
•
披露有關資料以便提出權利索償；及
•
與上述有關的任何其他附帶或相關用途及╱或令本公司及其香港上市股份登記處免除彼等對
證券持有人及╱或監管機構的責任及╱或證券持有人不時同意的任何其他用途。
3.
向他人提供個人資料
本公司及其香港上市股份登記處會把有關申請人及證券持有人的個人資料保密，但本公司及其香港
上市股份登記處可能會作出必要的查詢以確定個人資料的準確性，以達到上述用途或上述任何一項
用途，尤其可能會將申請人及證券持有人的個人資料向下列任何及所有人士及實體披露、獲取或提
供有關資料（不論在香港或外地）：
•
本公司或其委任的代理，例如財務顧問、收款銀行及海外主要股份過戶登記處；
•
當申請人要求將香港發售股份存入中央結算系統時，香港結算及香港結算代理人將會為運作
中央結算系統而使用個人資料；
•
任何向本公司及╱或香港上市股份登記處提供與其業務運作有關的行政、電訊、電腦、付款或
其他服務的代理、承包商或第三方服務供應商；
•
聯交所、證監會及任何其他法定、監管或政府機關；及
•
與證券持有人有業務往來或擬有業務往來的任何其他人士或機構，例如其銀行、律師、會計師
或股票經紀。
4.
查閱及更正個人資料
該條例賦予申請人及證券持有人權利查證本公司及╱或香港上市股份登記處是否持有其個人資料，
並有權索取該等資料副本及更正任何不確的資料。依據該條例，本公司及香港上市股份登記處有權
就處理任何查閱資料的要求收取合理費用。所有關於查閱資料或更正資料或關於政策及慣例或所持
資料類別的要求，應向本公司的公司秘書或（視乎情況而定）香港上市股份登記處屬下（就該條例而
設）的私隱權條例事務主任提出。
閣下簽署本申請表格或向香港結算或網上白表服務供應商發出電子認購指示，即表示同意上述各項。
可供申請認購香港發售股份數目及應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
港元
港元
港元
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1)
閣下可申請認購的香港發售股份最高數目為50,000,000股。
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版		 申請手續
1.
請按照下表計算擬申請認購香港發售股份數目的應繳款項。申請股數最少須為2,000股香港發售股
份。申請股數須按照下表中「可供申請認購香港發售股份數目及應繳款項」一欄所載股份數目提出。
申請任何其他數目的股份將不予考慮，而任何有關申請將遭拒絕受理。閣下須繳付最高發售價每股
股份2.35港元，另加1%經紀佣金、0.005%聯交所交易費及0.003%證監會交易徵費。下表亦列出申請認
購香港發售股份若干倍數的應繳股款總額。
2.
請按照指示填妥並簽署表格。只接納親筆簽名。
3.
股款須緊釘於表格上。申請股份的股款必須以支票或銀行本票支付。
每份申請必須附有一張單獨開出的支票或銀行本票。
如閣下以支票付款，該支票必須：
•
為港元面額；
•
不得為期票；
•
由閣下於香港開設的港元銀行賬戶開出；
•
顯示閣下的賬戶名稱，而該賬戶名稱必須預印在支票上，或由有關銀行授權簽署的人士在該支
票背面加簽。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請，則賬戶名稱必須與排名首
位的申請人姓名╱名稱相同。如支票由聯名戶口開出，則其中一個聯名賬戶名稱必須與排名首
位的申請人姓名╱名稱相同；
•
註明抬頭人為「浩豐代理人有限公司－新礦資源公開發售」；
•
劃線註明「只准入抬頭人賬戶」；及
•
每份申請必須附有一張單獨開出的支票或銀行本票。
下列情況將導致閣下之申請可能遭拒絕受理：
•
支票未能符合上述所有規定；或
•
支票於首次過戶時不獲兌現。
倘閣下以銀行本票繳款，則銀行本票必須：
•
為港元面額；
•
由一家香港持牌銀行發出，並由銀行授權簽署的人士在銀行本票背面簽署以核實閣下的姓
名╱名稱。銀行本票背面所示姓名╱名稱必須與本申請表格上的姓名╱名稱相同。如屬聯名申
請，則銀行本票背面所示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同；
•
不得為期票；
•
註明抬頭人為「浩豐代理人有限公司－新礦資源公開發售」；及
•
劃線註明「只准入抬頭人賬戶」。
倘閣下的支票或銀行本票未能符合上述所有規定或在首次過戶時不獲兌現，則閣下的申請可遭拒絕
受理。
4.
撕下本申請表格，對摺一次，然後投入下列任何一家分行或支行的特備收集箱內：
(a)
渣打銀行（香港）有限公司：
地區
分行名稱
分行地址
香港
88德輔道分行
中環德輔道中88號
北角中心分行
北角英皇道284號北角中心
銅鑼灣分行
銅鑼灣怡和街38-40A號怡華大廈地下
九龍
觀塘分行
觀塘裕民坊1A號舖
旺角分行
旺角彌敦道617-623號地下B舖、一樓及二樓
尖沙咀分行
尖沙咀加連威老道10號地下
樂富中心商場分行
樂富中心商場地下G101號舖
新界
新城市廣場分行
沙田新城市廣場1期215-223號舖
新都會廣場分行
葵涌興芳路223號新都會廣場1樓175-176號舖
元朗豐年路分行
元朗青山公路段247號萬昌樓地下前舖B舖及1樓
(b)
或中國銀行（香港）有限公司下列任何分行：
地區
分行名稱
分行地址
香港
中銀大廈分行
花園道1號3樓
軒尼詩道409號分行
灣仔軒尼詩道409-415號
北角僑輝大廈分行
北角英皇道413-415號
統一中心分行
金鐘道95號統一中心商場1021號
九龍
觀塘廣場分行
觀塘開源道68號觀塘廣場G1
新界
好運中心分行
沙田橫壆街好運中心
荃灣青山道分行
荃灣青山道201-207號
(c)
或交通銀行股份有限公司香港分行下列任何分行：
地區
分行名稱
分行地址
香港
香港分行
中環畢打街20號
北角支行
英皇道442-444號
鰂魚涌支行
英皇道981號C地下
九龍
佐敦道支行
佐敦道37號U寶文大廈1樓
新界
沙咀道支行
荃灣沙咀道122-124號
5.
閣下可於下列時間內遞交本申請表格：
2011 年6 月21 日
－
上午九時正至下午五時正
2011 年6 月22 日
－
上午九時正至下午五時正
2011 年6 月23 日
－
上午九時正至下午五時正
2011 年6 月24 日
－
上午九時正至中午十二時正
6.
遞交申請的截止時間為2011年6月24日中午十二時正，或如該日並無開始辦理認購申請登記，則為下
一日開始辦理認購申請登記當日中午十二時正。本公司將於當日上午十一時四十五分至中午十二時
正期間辦理認購申請登記，惟須視乎天氣情況而定。倘若香港於2011年6月24日上午九時正至中午
十二時正任何時間懸掛下列任何信號，將不會開始辦理認購申請登記：
•
八號或以上熱帶氣旋警告信號；或
•
「黑色」暴雨警告信號，
認購申請登記將順延至下一個於上午九時正至中午十二時正任何時間內並無懸掛上述任何一項警
告信號的營業日上午十一時四十五分至中午十二時正辦理。營業日指除星期六、星期日或香港公眾
假期以外的日子。
7.
本公司保留將閣下的一切或任何股款過戶的權利，然而，閣下的支票或銀行本票將不會於2011年6
月24日中午十二時正前過戶。本公司將不會就已付款項發出收據。本公司將保留閣下的申請股款（如
屬退款，則計至退款支票寄發日期止）的應得利息。本公司亦有權將任何股票及╱或任何多繳申請股
款或退款保留，以待閣下的支票或銀行本票過戶。
退款支票將以閣下（或倘閣下為聯名申請人，則為本申請表格中排名首位的申請人）為抬頭人並以「只准入
抬頭人賬戶」劃線方式開出。閣下所提供香港身份證號碼╱護照號碼，或如屬聯名申請人，則為排名首位
申請人的香港身份證號碼╱護照號碼的部分資料，可能會列印在閣下的退款支票（如有）。該等資料亦可能
會轉交第三方作退款用途。閣下的銀行於兌現閣下的退款支票前可能要求核實閣下的香港身份證號碼╱護
照號碼。不正確填寫香港身份證號碼╱護照號碼可能導致延遲兌現閣下的退款支票或可能使閣下的退款
支票失效。有關領取退款支票的詳情，亦請參閱上文「倘成功申請（全部或部分）香港發售股份」一節。
本公司擬作出特別安排，以盡量避免延遲退還申請股款、經紀佣金、證監會交易徵費及聯交所交易費（如
適用）。
以香港中央結算（代理人）有限公司名義提出申請
如本申請表格乃由香港結算代理人，代表發出電子認購指示申請香港發售股份的人士簽署，則本表格與
招股章程不符的一切規定將不適用，而以招股章程所述者為準。在不限制此段一般應用的前提下，本申請
表格的以下部分在香港中央結算（代理人）有限公司作簽署人的情況下並不適用：
•
第一頁所載所有保證，惟第一項有關表示根據招股章程及本申請表格以及章程細則另有規定者的條
款及條件申請香港發售股份的保證除外；
•
第一頁的「警告」；
•
「倘閣下為代名人」；
•
「僅可為閣下本身的利益（或閣下及閣下的任何聯名申請人）遞交一份申請」；
•
「填妥及遞交本申請表格的影響」一節項下所有聲明及保證，惟首兩項有關以申請人名義登記香港發
售股份以及申請人簽署文件，致使申請人登記成為所申請香港發售股份的持有人的聲明及保證除
外；
•
「倘成功申請（全部或部分）香港發售股份」；
•
「導致閣下不獲配發香港發售股份的情況」；及
•
「退還股款」。
個人資料
個人資料收集聲明
香港法例第486章個人資料（私隱）條例（「該條例」）中的主要條文已於1996年12月20日在香港生效。此項個
人資料收集聲明是向香港發售股份申請人及持有人說明本公司及其香港上市股份登記處就個人資料及該
條例而制訂的政策及慣例。
1.
收集閣下個人資料的原因
證券申請人或證券登記持有人在申請證券或將證券轉入其名下或將名下證券轉讓予他人，或要求香
港上市股份登記處提供服務時，須不時向本公司及其香港上市股份登記處提供其最新的正確個人資
料。
如未能提供所需資料，可能會導致閣下證券的申請遭拒絕受理或延誤或令本公司或其香港上市股份
登記處無法進行過戶或在其他方面提供服務，亦可能妨礙或延誤閣下成功申請的香港發售股份的登
記或過戶及╱或妨礙或延誤寄發閣下應得的股票及╱或電子自動退款指示及╱或退款支票。
務請垂注，證券持有人所提供個人資料如有任何不確之處，必須即時知會本公司及其香港上市股份
登記處。
；
•
保存或更新本公司證券持有人的名冊；
•
核對或協助核對簽名或核對或交換其他資料；
•
確定本公司證券持有人可獲取的利益，例如股息、供股及發行紅股；
•
寄發本公司及其子公司的公司通訊；
•
編製統計資料及股東資料；
•
遵照法律、規則或法規的規定（不論法定或其他規定）作出披露；
•
透過公布或其他方式披露成功申請人的身份；
•
披露有關資料以便提出權利索償；及
•
與上述有關的任何其他附帶或相關用途及╱或令本公司及其香港上市股份登記處免除彼等對
證券持有人及╱或監管機構的責任及╱或證券持有人不時同意的任何其他用途。
3.
向他人提供個人資料
本公司及其香港上市股份登記處會把有關申請人及證券持有人的個人資料保密，但本公司及其香港
上市股份登記處可能會作出必要的查詢以確定個人資料的準確性，以達到上述用途或上述任何一項
用途，尤其可能會將申請人及證券持有人的個人資料向下列任何及所有人士及實體披露、獲取或提
供有關資料（不論在香港或外地）：
•
本公司或其委任的代理，例如財務顧問、收款銀行及海外主要股份過戶登記處；
•
當申請人要求將香港發售股份存入中央結算系統時，香港結算及香港結算代理人將會為運作
中央結算系統而使用個人資料；
•
任何向本公司及╱或香港上市股份登記處提供與其業務運作有關的行政、電訊、電腦、付款或
其他服務的代理、承包商或第三方服務供應商；
•
聯交所、證監會及任何其他法定、監管或政府機關；及
•
與證券持有人有業務往來或擬有業務往來的任何其他人士或機構，例如其銀行、律師、會計師
或股票經紀。
4.
查閱及更正個人資料
該條例賦予申請人及證券持有人權利查證本公司及╱或香港上市股份登記處是否持有其個人資料，
並有權索取該等資料副本及更正任何不確的資料。依據該條例，本公司及香港上市股份登記處有權
就處理任何查閱資料的要求收取合理費用。所有關於查閱資料或更正資料或關於政策及慣例或所持
資料類別的要求，應向本公司的公司秘書或（視乎情況而定）香港上市股份登記處屬下（就該條例而
設）的私隱權條例事務主任提出。
閣下簽署本申請表格或向香港結算或網上白表服務供應商發出電子認購指示，即表示同意上述各項。
可供申請認購香港發售股份數目及應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
港元
港元
港元
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1)
閣下可申請認購的香港發售股份最高數目為50,000,000股。
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版
可供申請認購香港發售股份數目及應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
 申請認購的香港發售
股份數目
申請時應繳款項
 申請認購的香港發售
股份數目
申請時應繳款項
港元
2,000
4,747.38
4,000
9,494.75
6,000
14,242.13
8,000
18,989.50
10,000
23,736.89
20,000
47,473.76
30,000
71,210.65
40,000
94,947.52
50,000
118,684.41
60,000
142,421.28
70,000
166,158.17
80,000
189,895.04
90,000
213,631.93
100,000
237,368.80
200,000
474,737.60		 港元
300,000
712,106.40
400,000
949,475.20
500,000
1,186,844.00
600,000
1,424,212.80
700,000
1,661,581.60
800,000
1,898,950.40
900,000
2,136,319.20
1,000,000
2,373,688.00
1,500,000
3,560,532.00
2,000,000
4,747,376.00
2,500,000
5,934,220.00
3,000,000
7,121,064.00
3,500,000
8,307,908.00
4,000,000
9,494,752.00
4,500,000
10,681,596.00		 港元
5,000,000
11,868,440.00
6,000,000
14,242,128.00
7,000,000
16,615,816.00
8,000,000
18,989,504.00
9,000,000
21,363,192.00
10,000,000
23,736,880.00
20,000,000
47,473,760.00
30,000,000
71,210,640.00
40,000,000
94,947,520.00
50,000,000 (1)
118,684,400.00
(1)
閣下可申請認購的香港發售股份最高數目為50,000,000股。

More from Newton Resources Ltd

Regulatory Filings 2026
Jun 1
Regulatory Filings 2026
May 4
Environmental & Social Information 2026
Apr 24
Report Publication Announcement 2026
Apr 24
Report Publication Announcement 2026
Apr 24
Regulatory Filings 2026
Apr 24
Proxy Solicitation & Information Statement 2026
Apr 24
Proxy Solicitation & Information Statement 2026
Apr 24
AGM Information 2026
Apr 24
Annual Report 2026
Apr 24
View all filings →