Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Newton Resources Ltd Capital/Financing Update 2011

Jun 21, 2011

49785_rns_2011-06-20_b868aa25-c4a6-47e4-93f2-aa2496c503a2.pdf

Capital/Financing Update

Open in viewer

Opens in your device viewer

HONG KONG PUBLIC OFFERING — YELLOW FORM 香港公開發售[—] 黃表

USE THIS APPLICATION FORM IF YOU WANT THE HONG KONG OFFER SHARES TO BE ISSUED IN THE NAME OF HKSCC NOMINEES LIMITED (“HKSCC NOMINEES”) AND DEPOSITED DIRECTLY INTO THE CENTRAL CLEARING AND SETTLEMENT SYSTEM (“CCASS”) FOR CREDIT TO YOUR CCASS INVESTOR PARTICIPANT STOCK ACCOUNT OR YOUR DESIGNATED CCASS PARTICIPANT’S STOCK ACCOUNT MAINTAINED IN CCASS 如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記獲配發的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的中央結算系統投資者戶口 持有 人 股份 戶口或閣下 指定 的 中央 結 算系統參與 者於 中央 結 算系統設 立的 股份賬 戶 內,請使用本申請表格

Note: Unless defined herein, capitalized terms in this Application Form shall have the same meanings as those defined in the prospectus issued by Newton Resources Ltd dated June 21, 2011 (the “Prospectus”) together with any supplement thereto.

附註:除本申請表格另有界定外,本申請表格所用詞彙與新礦資源有限公司日期為2011 年6 月21 日的招股章程(「招股章程」)及其任何補充文件所界定者具有相同涵義。

==> picture [575 x 677] intentionally omitted <==

----- Start of picture text -----

Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this Application Form, make no
representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this Application Form.
香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)及香港中央結算有限公司(「香港結算」)對本申請表格的內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就因本申請表
Staple your 格全部或任何部分內容而產生或因依賴該等內容而引致的任何損失承擔任何責任。 A copy of this Application Form, together with a copy of each of the WHITE , GREEN , BLUE and LIGHT ORANGE Application Forms, the Prospectus and the other documents specified in the paragraph headed “Documents Delivered to the Registrar
of Companies and Available for Inspection” in Appendix IX to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Hong Kong Companies Ordinance (Cap. 32). The Securities and Futures
payment here Commission in Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents.
本申請表格連同 白色、綠色 、 藍色 及 粉橙色 申請表格、招股章程及招股章程附錄九「送呈公司註冊處處長及備查文件」一段所述其他文件已根據香港法例第32章公司條例第342C條之規定送呈香港公司註冊處處
請將股款 長登記。證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對任何該等文件的內容概不負責。
Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy nor shall there be any sale of Hong Kong Offer Shares in any jurisdiction in which such offer, solicitation or sale would be unlawful. This
緊釘在此 Application Form and the Prospectus are not for distribution, directly or indirectly, in or into the United States, nor is this application an offer of Shares for sale in the United States. The Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act and may not be offered or sold except pursuant to registration or exemption from the registration requirements of the U.S. Securities Act. No Hong Kong Public Offering of the Hong Kong Offer Shares will be made in the United
States.
本申請表格或招股章程的內容概不構成於提呈出售、要約購買或出售任何香港發售股份即屬違法的司法權區內作出有關提呈或要約,亦不得在有關司法權區出售香港發售股份。本申請表格及招股章程不會於
或向美國境內直接或間接派發,或為於美國提呈發售股份的申請。香港發售股份未曾亦不會根據美國證券法登記,且不得於美國境內提呈發售或出售,惟已登記或獲豁免遵守美國證券法項下登記規定者除外。
香港發售股份將不會於美國進行香港公開發售。
This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that
jurisdiction. This Application Form and the Prospectus are addressed to you personally. Any forwarding or distribution or reproduction of this Application Form or the Prospectus in whole or in part is unauthorised. Failure to comply with this directive
may result in a violation of the U.S. Securities Act or the applicable laws of other jurisdictions.
本申請表格及招股章程無論如何不會於任何根據司法權區法律不允許送遞、派發或轉載本申請表格及招股章程的司法權區,以任何方式送遞或派發或轉載全部或部分本申請表格及招股章程。本申請表格及招
股章程僅向閣下提出。並無授權任何送遞或派發或轉載全部或部分本申請表格及招股章程。未能遵守此項指示可能導致違反美國證券法或其他司法權區的適用法律。
(Incorporated in the Cayman Islands with limited liability)
(於開曼群島註冊成立的有限公司)
GLOBAL OFFERING
Number of Offer Shares : 1,000,000,000 Shares comprising 800,000,000 new Shares and 200,000,000
Sale Shares (subject to the Over-allotment Option)
Number of Hong Kong Offer Shares : 100,000,000 Shares (subject to adjustment)
Number of International Placing Shares : 900,000,000 Shares comprising 660,000,000 new Shares and 200,000,000 Sale Shares (subject
to adjustment and the Over-allotment Option) and 40,000,000 Reserved Shares
Offer Price : Not more than HK$2.35 per Offer Share (payable in full on application in
Hong Kong dollars, plus brokerage fee of 1%, Stock Exchange trading fee of 0.005%, SFC
transaction levy of 0.003% and subject to refund) and not less than HK$1.75 per Offer
Share
Nominal value : HK$0.10 each
Stock code : 1231
全球發售
發售股份數目 : 1,000,000,000 股股份,包括 800,000,000 股新股份及 200,000,000 股銷售股份
(視乎超額配股權行使與否而定)
香港發售股份數目 : 100,000,000 股股份(可予調整)
國際配售股份數目 : 900,000,000 股股份,包括 660,000,000 股新股份及 200,000,000 股銷售股份(可予調整
及視乎超額配股權行使與否而定)及 40,000,000 股預留股份
發售價 : 不超過每股發售股份2.35港元(另加1%經紀佣金、0.005%聯交所交易費及0.003%
證監會交易徵費,須於申請時以港元繳足,多繳股款將獲退還)及不低於每股
發售股份 1.75 港元
面值 : 每股 0.10 港元
股份代號 : 1231
Application form 申請表格
Applications will be accepted until 12:00 noon on June 24, 2011. 截止接受申請時間將為 2011 年 6 月 24 日中午十二時正。
You must read the conditions and instructions attached to this Application Form. 閣下務請細閱本申請表格附載的條件及指示。
To be valid, you must complete all applicable parts of this Application Form. 本申請表格各適用部分必須清楚填妥,方為有效。
Please write clearly. 請清楚填寫本申請表格。
To: Newton Resources Ltd 致: 新礦資源有限公司
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
Macquarie Capital Securities Limited 麥格理資本證券股份有限公司
Rothschild (Hong Kong) Limited 洛希爾(香港)有限公司
BOCOM International Securities Limited 交銀國際證券有限公司
Hong Kong Underwriters 香港包銷商
I/We: • apply for the number of Hong Kong Offer Shares set out below, on the terms and subject to the conditions of the Prospectus and 本人╱吾等: ‧ 按照招股章程及本申請表格所載條款及條件,以及貴公司章程大綱及章程細則之規定, 申請 下列數目的香港發
• enclose this Application Form, and subject to the Memorandum and Articles of Association of the Company;payment in full for the Hong Kong Offer Shares applied for, being not more than HK$2.35 per Offer Share (payable in full ‧ 售股份; 隨附 申請香港發售股份所需全數股款,每股發售股份不多於 2.35 港元(另加 1% 經紀佣金、0.005% 聯交所交易費
• • undertake declare that this is the only application made and the only application intended to be made by me/us whether on a SFC transaction levy);application;on application in Hong Kong dollars and subject to refund, plus 1% brokerage fee, 0.005% Stock Exchange trading fee and 0.003% Form YELLOW Service Provider via the Application Form or by giving and agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to me/us on this HK eIPO White Form electronic application instructions service ( www.hkeipo.hk to HKSCC via CCASS or to the ), to benefit me/us or the person for whose benefit HK eIPO White WHITE or ‧‧‧ 承諾 及聲明是項申請為本人╱吾等為本身的利益或本人╱吾等為其利益而提出申請的人士的利益,以表格,或通過中央結算系統向香港結算或通過 聲明購指示 0.003%、及 保證同意 所作出及擬作出的唯一申請;證監會交易徵費,須於申請時以港元繳足,多繳股款將獲退還);及接納所申請香港發售股份,或本人╱吾等根據是項申請獲分配的較少數目香港發售股份; 承諾 (a) 本人╱吾等╱本人╱吾等為其利益而提出申請的人士並不受香港或其他地方的任何適用法 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供應商發出 白色 或 黃色電子認 申請
I am/we are applying; 例限制提出本認購申請、支付任何申請股款或獲配發或承購任何香港發售股份;以及本人╱吾等╱本人╱吾等
• represent , warrant and undertake (a) that I am not/we are not/none of the persons for whose benefit I am/we are applying is 為其利益而提出申請的人士並非身處美國境內(定義見 1933 年美國證券法(經修訂)S 規例),且本人╱吾等╱本
restricted by any applicable laws of Hong Kong or elsewhere from making this application, paying any application monies for, or 人╱吾等為其利益而提出申請的人士會在離岸交易(定義見 1933 年美國證券法(經修訂)S 規例)購入香港發售股
being allotted or taking up, any Hong Kong Offer Shares; and I am not/we are not/none of the persons for whose benefit I am/we 份;及本人╱吾等於填寫及遞交本申請表格時身處美國境外(定義見 S 規例);或本人╱吾等或是項申請的受益人
are applying is within the United States (as defined in Regulation S under the US Securities Act of 1933, as amended) and I/we/ 獲配發或申請香港發售股份亦不會導致 貴公司須遵守香港以外任何地區任何法律或法規項下任何規定(不論
the persons for whose benefit I am/we are applying will acquire the Hong Kong Offer Shares in an offshore transaction (within the 具有法律效力與否);或 (b) 本人或本人為其利益而提出申請的人士為 1933 年美國證券法(經修訂)第 144A 條所指
meaning of Regulation S under the US Securities Act of 1933, as amended); and I am/we are outside the United States (within the 合資格機構買家;
definition of Regulation S) when completing and submitting this Application Form; or the allotment of or the application for the ‧ 承諾 、 確認 及 聲明 本人╱吾等及本人╱吾等為其利益而作出申請的人士,並無亦不會表示有意認購或承購任何
Hong Kong Offer Shares to or by whom or for whose benefit this application is made would require the Company to comply with 國際配售股份(根據優先發售申請的預留股份除外);
• • understand am, or the person for whose benefit I am applying is, a qualified institutional buyer within the meaning of Rule 144A under the US or taken up and will not indicate an interest for or take up any of the International Placing Shares (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering); undertake any requirement under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong or (b) I Securities Act of 1933, as amended;, confirm that this declaration and representation will be relied upon by the Company, the Joint Lead Managers, the Joint and declare that I/we and the person for whose benefit I am/we are applying have not indicated an interest for ‧‧‧ 的持有人,並將有關股票直接存入香港結算管理的中央結算系統,以記存於本人╱吾等的中央結算系統投資者戶口持有人股份戶口或本人╱吾等指定的中央結算系統參與者股份賬戶; 要求 任何香港發售股份; 授權明白 任何退款支票以本人╱吾等(或如屬聯名申請人,則以本申請表格內排名首位的申請人)為抬頭人,並(在本貴公司將香港結算代理人的名稱列入貴公司、聯席牽頭經辦人、聯席保薦人及香港包銷商將依賴本聲明及陳述,以決定是否就是項申請配發貴公司股東名冊,以作為本人╱吾等所獲配發任何香港發售股份
Sponsors and the Hong Kong Underwriters in deciding whether or not to make any allotment of Hong Kong Offer Shares in 申請表格及招股章程所載條款及條件規限下)以平郵方式將退款支票寄往本申請表格所列地址,郵誤風險概由
response to this application; 本人╱吾等自行承擔,惟倘本人╱吾等已申請 1,000,000 股或以上香港發售股份並已於本申請表格表明本人╱吾
• authorize the Company to place the name of HKSCC Nominees on the register of members of the Company as the holder(s) of 等欲根據本申請表格及招股章程所述手續,親身領取任何退款支票則除外;
any Hong Kong Offer Shares to be allotted to me/us, and to deposit the relevant Share certificate(s) directly into CCASS operated ‧ 已細閱 本申請表格及招股章程所載條款與條件及申請手續,並 同意 受其約束;及
by HKSCC for the credit of my/our CCASS Investor Participant stock account or the stock account of my/our designated CCASS ‧ 同意 本人╱吾等作出的本申請、其任何接納及由此而訂立的合約,均受香港法例管轄,並須按其詮釋。
Participant;
• request that any refund cheque(s) be made payable to me/us (or in the case of joint applicants, to the first-named applicant in
this Application Form), and (subject to the terms and conditions set out in to this Application Form and in the Prospectus) to send
any refund cheque(s) by ordinary post at my/our own risk to the address given on this Application Form (except where I/we have For broker use 此欄供經紀填寫
applied for 1,000,000 or more Hong Kong Offer Shares and have indicated on this Application Form that I/we wish to collect any
refund cheque(s) in person in accordance with the procedures prescribed in this Application Form and the Prospectus);
• have read the terms, conditions and application procedures set out in this Application Form and in the Prospectus and agree to be Lodged by 申請由以下經紀遞交
bound by them; and
• agree that this application made by me/us, any acceptance of it and the resulting contract, will be governed by and construed in
accordance with the laws of Hong Kong. Broker No.
Signed by (all) applicant(s) (all joint applicants must sign):由(所有)申請人簽署(所有聯名申請人必須簽署): 經紀號碼
.............................................................................................................................................................................
............................................................................................................................................................................. Broker’s Chop
Date: 日期: ................................/ ........................../ ........................... 經紀印章
D 日 M 月 Y 年
Warning: • It is important that you read the terms, conditions and application procedures overleaf. 警告:
樣版
Sample
----- End of picture text -----

  • 警告: ‧ 閣下務必細閱背頁的條款、條件及申請手續。 ‧ 除非另有訂明,閣下必須以英文填妥本申請,否則申請可遭拒絕受理。

  • You must complete this application in English unless otherwise stated, otherwise the application is liable to be rejected.

  • All applicable boxes in this application form must be completed, otherwise this application is liable to be rejected.

  • You must sign this application in writing (and not by way of personal chop), otherwise the application is liable to be rejected.

  • ‧ 本申請表格的所有申請空格均須填妥,否則本申請可遭拒絕受理。

• Only one application may be made for the benefit of any person on a WHITE or YELLOW Application Form, or by giving electronic application instructions to HKSCC via CCASS or to the HK eIPO White Form Service Provider via the HK eIPO White Form service ( www.hkeipo.hk ). The following are liable to be rejected: multiple or suspected multiple applications on WHITE and/or YELLOW Application Form(s) and/or by giving electronic application instructions to HKSCC via CCASS or to the HK eIPO White Form Service Provider via the HK eIPO White Form service ( www.hkeipo.hk ) and applications made by one applicant (or joint applicants) on either a WHITE or YELLOW Application Form, or by giving electronic application instructions to HKSCC via CCASS or to the HK eIPO White Form Service Provider via the HK eIPO White Form service ( www.hkeipo.hk ), for more than 50,000,000 Hong Kong Offer Shares (being 50% of the Hong Kong Offer Shares initially made available for public subscription under the Hong Kong Public Offering); and where cheques or banker’s cashier orders are dishonoured upon the first presentation.

  • ‧ 閣下必須親筆簽署本申請,不得以個人印章代替,否則申請可遭拒絕受理。

‧ 任何人士僅限以 白色黃色 申請表格,或通過中央結算系統向香港結算或通過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供 應商發出 電子認購指示 ,以受益人身份作出一次申請。倘出現下列情況,則有關申請概遭拒絕受理:以 白色 及╱或 黃色 申請表 格及╱或通過中央結算系統向香港結算或通過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供應商發出 電子認購指示 作出重複 或疑屬重複申請;及由一名申請人(或聯名申請人)以 白色黃色 申請表格,或通過中央結算系統向香港結算或通過 網上白表 服 務 ( www.hkeipo.hk ) 向 網上白表 服務供應商發出 電子認購指示 認購超過 50,000,000 股香港發售股份(即香港公開發售初步可供公眾 人士認購的香港發售股份的 50%);以及支票或銀行本票於首次過戶時不獲兌現。 ‧ 閣下如作出虛假聲明,可能會被檢控。

  • You may be prosecuted if you make a false declaration.

USE THIS APPLICATION FORM IF YOU WANT THE ALLOTTED HONG KONG OFFER SHARES TO BE ISSUED IN THE NAME OF HKSCC NOMINEES LIMITED AND DEPOSITED DIRECTLY INTO THE CENTRAL CLEARING AND SETTLEMENT SYSTEM (“CCASS”) FOR CREDIT TO YOUR CCASS INVESTOR PARTICIPANT STOCK ACCOUNT OR YOUR DESIGNATED CCASS PARTICIPANT’S STOCK ACCOUNT MAINTAINED IN CCASS 如欲以香港中央結算(代理人)有限公司的名義登記獲配發的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的中央結算系統投資者戶口持有人股份戶口 或閣下指定的中央結算系統參與者於中央結算系統設立的股份賬戶內,請使用本申請表格

==> picture [575 x 757] intentionally omitted <==

----- Start of picture text -----

Number of Hong Kong Offer Shares applied for (unless provided otherwise, not to exceed 50,000,000 Hong Kong Cheque/banker’s cashier
Offer Shares, being 50% of the Hong Kong Offer Shares order number
initially made available for subscription by the public under the Hong Kong Public Offering) 支票╱銀行本票號碼
申請認購香港發售股份數目(除非另有規定,否則申
請數目不得超過 50,000,000 股香港發售股份,即根據香
港公開發售初步可供公眾人士認購的香港發售股份的
50%)
Total amount of payment Name of bank on which cheque/
股款總額 HK$ 港元 支票╱banker’s cashier order is drawn銀行本票之付款銀行名稱
Cheques or banker’s cashier orders should be crossed “Account Payee Only” and made payable to “Horsford Nominees Limited – Newton Resources Public Offer”.
支票或銀行本票須以「只准入抬頭人賬戶」方式劃線開出,並須註明抬頭人為「浩豐代理人有限公司-新礦資源公開發售」。
To be completed in BLOCK letters in English in ink, except as stated otherwise. Joint applicants should give the address of the first-named applicant only.
除另有註明外,請用墨水筆或原子筆以英文正楷填寫。聯名申請人只須填寫排名首位的申請人地址。
Your name in English Family name or company name 姓氏或公司名稱 Forename(s) 名字
英文姓名╱名 稱
Your name in Chinese Family name or company name 姓氏或公司名稱 Forename(s) 名字
中文姓名╱名稱
Your occupation Your Hong Kong Identity Card No./Passport No./
in English職 業(以英文填寫) Hong Kong Business Registration No. (Please delete as appropriate) +
閣下的香港身份證號碼╱護照號碼╱
香港商業登記號碼
(請 刪除不適用者)+
Names of all other joint Hong Kong Identity Card No./Passport No./
applicants in English (if any) (1) Hong Kong Business Registration No./ (1)
所有其他聯名申請人之英文姓名╱名稱(如有) (2) (Please delete as appropriate) of all other joint applicants+ (2)
所有其他聯名申請人的香港身份證號碼╱護照號碼╱
(3) 香港商業登記號 碼(請刪除不適用者)+ (3)
Your address in English (Joint applicants
should give the address and telephone
number of the first-named applicant
only) (Only an address in Hong Kong
will be accepted)
申請人地 址(以英文填寫)
(聯名申請人只須填寫排名首位申請人之地址及電話號碼)(僅接納香港地址) Tel. No. 電話號碼
+ (1) For a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application (Please
see paragraph 2 under the section “How to make your application” overleaf). Your Hong Kong Identity Card/passport number (if you are an individual) or Hong Kong Business Registration number (if you are a body
corporate) will be used for checking the validity of this Application Form and such data may be transferred to a third party for the accomplishment of such purpose. If you are applying through a designated CCASS
Participant (other than a CCASS Investor Participant) and you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For
bodies corporate, please provide your Hong Kong Business Registration number. All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where appropriate, passport numbers,
or (if they are bodies corporate) their Hong Kong Business Registration numbers.
就中央結算系統投資者戶口持有人而言,本申請僅會接納香港身份證號碼(如閣下屬個人)或香港商業登記號碼(如閣下屬法人團體)(請參閱背頁「申請手續」一節第 2 段)。閣下的香港身份證號碼╱護照
號碼(如閣下屬個人)或香港商業登記號碼(如閣下屬法人團體)將用作核實申請表格的效力,有關資料可能轉交第三方辦理以上事項。如閣下透過指定中央結算系統參與者(不包括中央結算系統投資者
戶口持有人)申請而閣下持有香港身份證,請填寫香港身份證號碼;否則,請填寫護照號碼。如屬法人團體,請填寫香港商業登記號碼。所有聯名申請人須填寫(如屬個人)其香港身份證號碼或(如適用)
護照號碼,或(如屬法人團體)其香港商業登記號碼。
(2) Part of your Hong Kong Identity Card number/passport number, or, if you are joint applicants, part of the Hong Kong Identity Card number/passport number of the first-named applicant, provided by you may be
printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before
encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of or may invalidate your refund cheque.
閣下所提供香港身份證號碼╱護照號碼,或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的部分資料,可能會印列在閣下的退款支票(如有)。該等資料亦可能會轉交第三方作退款用
途。閣下的銀行於兌現閣下的退款支票前可能會要求核實閣下的香港身份證號碼╱護照號碼。不正確填寫香港身份證號碼╱護照號碼,可能導致閣下的退款支票延遲兌現或可能使閣下的退款支票失
效。
For nominees: Please provide an account number or identification code for each beneficial owner (or in the case of joint beneficial owners, for each beneficial owner). If you are a nominee and you do not
complete this section, this application will be treated as being made for your benefit.
由代名人遞交:請填寫每名實益擁有人(或如屬聯名實益擁有人,則為每名實益擁有人)的賬戶號碼或身份識別編碼。如閣下為代名人但並無填寫此欄,是項申請將視作以閣下
的利益作出。
If you apply for 1,000,000 or more Hong Kong Offer Shares and wish to collect your refund cheque(s) (where relevant) in person from Tricor Investor Services Limited at 26/F, Tesbury Centre, 28 Queen’s Road East, Wanchai, Hong Kong from 9:00 a.m. to
1:00 p.m. on June 30, 2011 or such other dates as notified by the Company in the newspapers as the date of dispatch/collection of Share certificate(s)/e-Auto Refund payment instructions/refund cheque(s), please put a “✓” in the box on the left. Please see the
section overleaf headed “Refund of your money” for details of when and where to collect your refund cheque(s) (where relevant).
如閣下申請 1,000,000 股或以上香港發售股份,並擬於 2011 年 6 月 30 日上午九時正至下午一時正,或本公司在報章公布寄發╱領取股票╱電子自動退款指示╱退款支票的其他日期,親身前往卓佳證券登記
有限公司(地址為香港灣仔皇后大道東 28 號金鐘匯中心 26 樓)領取閣下的退款支票(如相關),請在左邊方格內填上「✓」號。有關領取退款支票(如相關)的時間及地點詳情,請參閱背頁「退還股款」一節。
DETAILS FOR CCASS PARTICIPANT
中央結算系統參與者資料
THIS BOX MUST BE DULY COMPLETED
此空格必須填寫妥當
Participant I.D. of the designated CCASS Participant or CCASS Investor Participant
指定中央結算系統參與者或中央結算系統投資者戶口持有人編號
For designated CCASS Participant or Corporate CCASS Investor Participant, please
also affix the company chop bearing its company name.
指定中央結算系統參與者或公司中央結算系統投資者戶口持有人請加蓋顯
ADDRESS LABEL 地址標貼 示 公司名稱之公司印鑑
Please repeat your name(s) and address as set out above in BLOCK letters in English
請以英文 正楷 填寫上表所示姓名╱名稱及地址
Name(s) 姓名╱名稱
Address 地址
(See paragraph 2 under the section “How to make your application” overleaf)
(請參閱背頁「申請手續」一節第 2 段)
For Bank use 此欄供銀行填寫
樣版
Sample
----- End of picture text -----

USE THIS APPLICATION FORM IF YOU WANT THE HONG KONG OFFER SHARES TO BE ISSUED IN THE NAME OF HKSCC NOMINEES LIMITED AND DEPOSITED DIRECTLY INTO THE CENTRAL CLEARING AND SETTLEMENT SYSTEM (“CCASS”) FOR CREDIT TO YOUR CCASS INVESTOR PARTICIPANT STOCK ACCOUNT OR YOUR DESIGNATED CCASS PARTICIPANT’S STOCK ACCOUNT MAINTAINED IN CCASS

==> picture [575 x 628] intentionally omitted <==

----- Start of picture text -----

(incorporated in the Cayman Islands with limited liability)
GLOBAL OFFERING
CONDITIONS OF YOUR APPLICATION • agree that your application, any acceptance of it and the resulting contract will be governed by and construed in accordance with the laws
Unless otherwise stated, terms used in these conditions have the same meanings ascribed thereto in the Prospectus. A. Who can apply 1. You, the applicant(s), and any person(s) for whose benefit you are applying, must be 18 years of age or older. • • of Hong Kong; undertakeauthorize the Company to place the name of HKSCC Nominees, on the Company’s register of members as the holder(s) in Hong Kong of and agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to you under the application;
2. If you are a firm , the application must be in the names of the individual members, not in the name of the firm. any Offer Shares allocated to you, and the Company and/or the Company’s agents to send any refund cheque (where applicable) to you or
3. If you are a body corporate, the application must be stamped with the company chop (bearing the company name) and signed by a duly (in case of joint applicants) the first-named applicant in this Application Form by ordinary post to the address stated on this Application
authorized officer, who must state his or her representative capacity. Form at your own risk (except if you have applied for 1,000,000 or more Public Offer Shares and have indicated in your Application Form
4. for whose benefit you are applying are/is:Save as under the circumstances permitted by the Listing Rules, you cannot apply for any Hong Kong Offer Shares if you or any person(s) • agree that your wish to collect your refund cheque (where applicable) in person); that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted Hong Kong Offer Shares
B. YELLOW application by: (i) giving 5. If you are a nominee You may make more than one application for the Hong Kong Offer Shares if and only if you are a • • • • • • • • The number of joint applicants may not exceed four. Application Form, and lodging more than one application in your own name on behalf of different beneficial owners. In the box on this Company immediately upon completion of the Global Offering;a legal or natural person of the PRC (except qualified domestic institutional investors);inside the United States (as defined in Regulation S under the US Securities Act 1933 as amended) when completing and submitting this Application Form and you are not either (a) a person described in paragraph (h)(3) of Rule 902 of Regulation S have been allocated or have applied for Shares under the International Placing (except in respect of the Reserved Shares applied a person who does not have a Hong Kong address; orSecurities Act of 1933, as amended;under the US Securities Act 1933 as amended or (b) a qualified institutional buyer within the meaning of Rule 144A under the US the chief executive or a director of the Company or any of its subsidiaries;an associate (as defined in the Listing Rules) of any of the above;a connected person (as defined in the Listing Rules) of the Company or a person who will become a connected person of the an existing beneficial owner of Shares in the Company;for pursuant to the Preferential Offering). electronic application instructions to HKSCC via CCASS (if you are a CCASS Participant); or (ii) using a nominee , in which case you may make an WHITE or • • • • • • • you are a joint applicant, to the first-named applicant) and in such a case, to post the Share certificates for such allotted Hong Kong Offer agree Shares at your own risk to the address on this Application Form by ordinary post or to make available the same for your collection;first-named applicant) at your own risk and costs; and (3) to cause such allotted Hong Kong Offer Shares to be issued in your name (or, if issued in the name of HKSCC Nominees or not to accept such allotted Hong Kong Offer Shares for deposit into CCASS; (2) to cause such allotted Hong Kong Offer Shares to be withdrawn from CCASS and transferred into your name (or, if you are a joint applicant, to the HKSCC Nominees; agreeagree Prospectus and this Application Form; agreeunderstand confirm receiving bankers and is not restricted to the bank at which your Application Form is lodged;from your rights and obligations under the terms and conditions contained in the Prospectus;if the laws of any place outside Hong Kong are applicable to your application, you whether or not to allocate any Offer Shares in response to your application;laws and none of the Company, the Joint Lead Managers, the Joint Sponsors and the Hong Kong Underwriters, nor any of their respective officers or advisors will infringe any laws outside Hong Kong as a result of the acceptance of your offer to purchase, or any actions arising that each of HKSCC and HKSCC Nominees may adjust the number of allotted Hong Kong Offer Shares issued in the name of that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the that the processing of your application, including the dispatch of refund cheque(s) (if any), may be done by any of our Company’s that neither HKSCC nor HKSCC Nominees shall be liable to you in any way; that you are aware of the restrictions on the Global Offering of the Offer Shares described in the Prospectus;that these declarations and representations will be relied upon by the Company and the Joint Lead Managers in deciding agree and warrant that you have complied with all such
Application Form marked “For nominees”, you must include:• • an account number; orsome other identification code • its acceptance in whole or in part of the application to have agreed, for itself and on behalf of each shareholder of our Company) (and if applicable, with each CCASS Participant giving agree with the Company, for itself and for the benefit of each shareholder of the Company (and so that the Company will be deemed by electronic application instructions ) to observe and comply with the Companies Law, the
for each beneficial owner or, in the case of joint beneficial owners, for each such beneficial owner. If you do not include this information, the Memorandum and the Articles of Association;
application will be treated as being for your own benefit. • agree with the Company and each shareholder of the Company, and the Company agrees with each of the Company’s shareholders, to
A nominee who submits this Application Form on behalf of another person is deemed to have represented to and undertaken with the Company, the observe and comply with the Companies Law, the Memorandum and the Articles of Association;
Joint Lead Managers, the Joint Sponsors and the Hong Kong Underwriters that he/she has been duly authorized by such person (or, if more than • agree with the Company and each shareholder of the Company that the Shares in the Company are freely transferable by the holder thereof;
one, all of them) to submit this application and to agree to the terms of this Application Form on behalf of such person/every such person. You • agree that the Company, the Joint Lead Managers, the Joint Sponsors, the Hong Kong Underwriters and any of their respective directors,
further undertake to supply to the Company, the Joint Lead Managers, the Joint Sponsors and the Hong Kong Underwriters such information about officers, employees, partners, agents or advisors, and any other parties involved in the Global Offering are liable only for the information
such person/every such person as any of them may require for any of the purposes set out in the section below headed “Personal Data”. and representations contained in the Prospectus and any supplement to this prospectus (and only then to the extent such liability is held to
C. Lodge only one application for your benefit (or your and any of your joint applicants’ benefit) exist by a court with competent jurisdiction); and
Multiple or suspected multiple applications will be rejected . Save as referred to in paragraph B above, all of your applications (including the part • agree to disclose to the Company, the Company’s Hong Kong Listed Share Registrar, the receiving bankers, the Joint Lead Managers and
of the application made by HKSCC Nominees Limited acting on electronic application instructions ) will be rejected as multiple applications if their respective advisors and agents any personal data and any other information which they require about you or the person(s) for whose
you, or you and your joint applicant(s) together: benefit you have made the application.
• make more than one application (whether individually or jointly with others) on a WHITE and/or YELLOW Application Form and/or by The Company, the Joint Lead Managers, the Joint Sponsors, the Hong Kong Underwriters, and their respective directors and any other parties
giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider via the HK eIPO White Form involved in the Global Offering are entitled to rely on any warranty, representation or declaration made by you in this application. In the event
service ( www.hkeipo.hk ) (save in the case of applications made by nominees in accordance with paragraph B above); of the application being made by joint applicants, all the warranties, representations, declarations and obligations expressed to be made, given or
• apply both (whether individually or jointly) on one WHITE Application Form and one YELLOW Application Form or on one WHITE or assumed by or imposed on the joint applicants shall be deemed to have been made, given and assumed by and imposed on the applicants jointly and
YELLOW Application Form and give electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider severally.
via the HK eIPO White Form service ( www.hkeipo.hk ); You must complete this application in English, unless otherwise stated, and you or (in case of joint applicants) each of the joint applicants
• apply (whether individually or jointly) on one WHITE or YELLOW Application Form or by giving electronic application instructions must sign this application in writing (and not by way of personal chop), otherwise the application is liable to be rejected.
to HKSCC or to the HK eIPO White Form Service Provider via the HK eIPO White Form service ( www.hkeipo.hk ) for more than G. Power of attorney
50,000,000 Hong Kong Offer Shares, being 50% of the Hong Kong Offer Shares initially made available for public subscription under the If your application is made by a person duly authorized under a power of attorney, the Company, the Joint Lead Managers, the Joint Sponsors, the
Hong Kong Public Offering; or Hong Kong Underwriters and their respective agents or nominees, each severally as the Company’s agent, may accept your application at their
• provisionally) International Placing Shares under the International Placing (except in respect of the Reserved Shares applied for pursuant to have applied for or taken up, or indicated an interest for, or have been or will be allocated or placed (including conditionally and/or H. discretion, subject to any conditions they think fit, including production of evidence of the authority of your attorney. Determination of offer price
the Preferential Offering). The Offer Price is expected to be fixed by agreement between the Joint Bookrunners (on behalf of the Underwriters) and the Company (on its
D. a of application made by HKSCC Nominees Limited acting on Qualifying NWD Shareholder).If an application is made by an unlisted company and• Unlisted companyStatutory control in relation to a company • • • • then the application will be treated as being made for your own benefit. AllAllocation of Hong Kong Offer Shares — Pools A and BBLUE of your applications will also be rejected as multiple applications if more than one application is made for your benefit (including the part the principal business of that company is dealing in securities; andcontrol the composition of the board of directors of that company; orcontrol more than half of the voting power of that company; orhold more than half the issued share capital of that company (not counting any part of it which carries no right to participate beyond a you exercise statutory control over that company,specified amount in a distribution of either profits or capital).Application Form in the capacity as a Qualifying NWS Shareholder or on a means a company with no equity securities listed on the Stock Exchange. means you: electronic application instructionsLIGHT ORANGE but other than an application (if any) made on application form in the capacity as a of Offer Shares being offered under the Global Offering and/or the indicative Offer Price range below that stated in the Prospectus (which is the Hong Kong Economic Times (in Chinese), on the Company’s Website (Date is expected to be on or around June 24, 2011 and, in any event, not later than June 28, 2011. The Sole Global Coordinator (on behalf HK$1.75 to HK$2.35 per Offer Share) at any time prior to the morning of the last day for the lodging of applications under the Hong Kong of the Underwriters) may, with the consent of the Company (on its own behalf and on behalf of the Selling Shareholder), reduce the number Public Offering and the Preferential Offering. In such a case, an announcement will be published in the South China Morning Post (in English), of 0.005%, subject to any necessary rounding and refund if the Offer Price as finally determined is lower than HK$2.35. The Price Determination Offer Price of HK$2.35 for each Offer Share together with brokerage fee of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee own behalf and on behalf of the Selling Shareholder) on the Price Determination Date. The Offer Price will be not more than HK$2.35 and is currently expected to be not less than HK$1.75. Applicants for the Hong Kong Offer Shares are required to pay, on application, the maximum not become unconditional and will lapse.Joint Bookrunners are not able to agree on the Offer Price by June28, 2011, the Global Offering (including the Hong Kong Public Offering) will Offering and the Preferential Offering. If applications for the Hong Kong Offer Shares have been submitted prior to the day which is the last day for the lodging of applications under the Hong Kong Public Offering and the Preferential Offering, then even if the number of Offer Shares and/or the indicative Offer Price range is so reduced, such applications cannot be subsequently withdrawn. If, for whatever reason, the Company and the ( www.hkexnews.hk ) not later than the morning of the day which is the last day for the lodging of applications under the Hong Kong Public www.newton-resources.com ) and on the Stock Exchange’s website
The total number of Offer Shares available for subscription under the Hong Kong Public Offering (after taking into account any reallocation
referred to below) is to be divided equally into two pools for allocation purposes: pool A and pool B. The Hong Kong Offer Shares in pool A will ALLOTMENT OF HONG KONG OFFER SHARES
be allocated on an equitable basis to applicants who have applied for the Hong Kong Offer Shares with an aggregate subscription amount of HK$5 No proceedings will be taken on applications for the shares and no allotment of any such shares will be made until after the closing of the application
million (excluding brokerage fee, SFC transaction levy and Stock Exchange trading fee) or less. The Hong Kong Offer Shares in pool B will be lists. The Company expects to release and announce the final Offer Price, the results of applications and the basis of allotment of the Hong Kong Offer
allocated on an equitable basis to applicants who have applied for the Hong Kong Offer Shares with an aggregate subscription amount of more than HK$5 million (excluding brokerage fee, SFC transaction levy and Stock Exchange trading fee) and up to the value of pool B. Investors should be HK$5 million (excluding brokerage fee, SFC transaction levy and Stock Exchange trading fee) and up to the value of pool B. Investors should be (Shares on June 30, 2011 in the South China Morning Post (in English), the Hong Kong Economic Times (in Chinese), on the Company’s Website www.newton-resources.com-resources.comresources.com ) and on the Stock Exchange’s website ( www.hkexnews.com.hk ).
aware that applications in pool A and applications in pool B may receive different allocation ratios. If the Hong Kong Offer Shares in one (but not Results of allocations of the Hong Kong Public Offering, and the Hong Kong Identity card/passport/Hong Kong business registration numbers of successful
both) of the pools are undersubscribed, the surplus Hong Kong Offer Shares may be transferred to the other pool to satisfy demand in the other applicants (where appropriate) will be made available in the manner described in the section headed “How to apply for Hong Kong Public Offer Shares and
pool and be allocated accordingly. Applicants can only receive an allocation of the Hong Kong Offer Shares from either pool A or pool B but not Reserved Shares — Publication of Results, Despatch/Collection of Share Certificates and Refunds of Application Monies” in the Prospectus on June 30, 2011.
from both pools. When there is over-subscription, allocation of the Hong Kong Offer Shares to investors under the Hong Kong Public Offering, IF YOUR APPLICATION FOR HONG KONG OFFER SHARES IS SUCCESSFUL (IN WHOLE OR IN PART)
both in relation to pool A and pool B, will be based solely on the level of valid applications received under the Hong Kong Public Offering. No receipt will be issued for application monies paid. The Company will not issue temporary documents of title.
The basis of allocation in each pool may vary, depending on the number of Hong Kong Offer Shares validly applied for by each applicant. The If your application is wholly or partially successful, your Share certificate(s) will be issued in the name of HKSCC Nominees and deposited directly into
allocation of Hong Kong Offer Shares could, where appropriate, consist of balloting, which would mean that some applicants may receive a higher CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant as instructed by you in this
allocation than others who have applied for the same number of Hong Kong Offer Shares and those applicants who are not successful in the ballot Application Form on June 30, 2011 or, under certain contingent situations, on any other date as shall be determined by HKSCC or HKSCC Nominees.
may not receive any Hong Kong Offer Shares. Multiple or suspected multiple applications within either pool or between pools and any application • If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):
for more than 50,000,000 Hong Kong Offer Shares, being 50% of the Hong Kong Offer Shares initially being offered for subscription under the may not receive any Hong Kong Offer Shares. Multiple or suspected multiple applications within either pool or between pools and any application For Hong Kong Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor Participant), you
Hong Kong Public Offering will be rejected. Each applicant under the Hong Kong Public Offering will also be required to give an undertaking and can check the number of Hong Kong Offer Shares allocated to you with that CCASS Participant.
confirmation in this Application Form submitted by him that he and any person(s) for whose benefit he is making the application have not received • If you are applying as a CCASS Investor Participant:
any International Placing Shares under the International Placing, and such applicant’s application is liable to be rejected if the said undertaking and/ The Company expects to make available the results of the Hong Kong Public Offering, including the results of CCASS Investor Participants’
or confirmation is breached and/or untrue (as the case may be). applications, in the manner described in the section headed “How to Apply for Hong Kong Offer Shares and Reserved Shares — Publication of
E. Supplemental information Results, Despatch/Collection of Share Certificates and Refunds of Application Monies” in the Prospectus on June 30, 2011. You should check
If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending on the the results made available by the Company and report any discrepancies to HKSCC before 5:00 p.m. on June 30, 2011 or such other date as shall
information contained in the supplement) be notified that they can withdraw their applications. If application(s) has/have not been so notified, or if be determined by HKSCC or HKSCC Nominees. Immediately following the credit of the Hong Kong Offer Shares to your stock account, you
applicant(s) has/have been notified but has/have not withdrawn their applications in accordance with the procedure to be notified, all applications can check your new account balance via the CCASS Phone System or CCASS Internet System (under the procedures contained in HKSCC’s “An
that have been submitted remain valid and may be accepted. Subject to the above, an application once made is irrevocable and applicants shall be Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the
deemed to have applied on the basis of the Prospectus as supplemented. number of Hong Kong Offer Shares credited to your stock account.
F. • or nominee and on behalf of each person for whom you act as agent or nominee:or nominee and on behalf of each person for whom you act as agent or nominee: Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as agent • • • • • • • • • agree necessary to effect the registration of any Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles and the Company, to execute any transfer forms, contract notes or other documents on your behalf and to do on your behalf all other things CCASS operated by HKSCC for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant in accordance with your election on this Application Form;the Company, to execute any transfer forms, contract notes or other documents on your behalf and to do on your behalf all other things CCASS operated by HKSCC for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant in accordance with your election on this Application Form; instructundertakeundertake otherwise to give effect to the arrangements described in the Prospectus and this Application Form; represent Shares allocated to you, and as required by the Articles; that any Hong Kong Offer Shares allocated to you shall be registered in the name of HKSCC Nominees and deposited directly into and , to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Offer that any Hong Kong Offer Shares allocated to you shall be registered in the name of HKSCC Nominees and deposited directly into and , to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Offer and , to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Offer , to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Offer warrantauthorize and the Company and/or the Joint Lead Managers (or their respective agents or nominees), each acting as an agent of undertake that (a) you are not, and none of the other person(s) for whose benefit you are applying is, within the 1. CIRCUMSTANCES IN WHICH YOU WILL NOT BE ALLOTTED HONG KONG OFFER SHARES You will not be allocated Hong Kong Offer Shares for any of the following reasons:constituted by notification in the press of the results of allocation, and where such basis of allocation is subject to certain conditions or provides for when you lodge this Application Form. This collateral contract will be in consideration of the Company agreeing that it will not offer any Hong day after the closing of the application lists. This agreement will take effect as a collateral contract with the Company, and will become binding If your application is revoked: By completing and submitting an Application Form, you agree that your application cannot be revoked on or before the expiration of the fifth Prospectus. If your application has been accepted, it cannot be revoked. For this purpose, acceptance of applications which are not rejected will be any day which is not a business day), if a person responsible for the Prospectus under section 40 of the Companies Ordinance (as applied by Section 342E of the Companies Ordinance) gives a public notice under that section which excludes or limits the responsibility of that person for the Kong Offer Shares to any person on or before the expiration of the fifth day after the closing of the application lists, except by means of one of the Your application may only be revoked on or before the fifth day after the time of the closing of the application lists (excluding for this purpose procedures referred to in the Prospectus.
United States (as defined in Regulation S under the US Securities Act 1933, as amended) and will acquire the Hong Kong Offer Shares in allocation by ballot, such acceptance will be subject to the satisfaction of such conditions or results of the ballot, respectively.
an offshore transaction (within the meaning of Regulation S under the US Securities Act 1933, as amended) or (b) you are, or the person 2. At the discretion of the Company or its agents or nominees, your application is rejected:
for whose account for whose benefit you are applying is, a qualified institutional buyer within the meaning of Rule 144A under the US The Company, the Joint Lead Managers (as agents of the Company) or their respective agents have full discretion to reject or accept any
• confirm Securities Act of 1933, as amended; that you have received a copy of the Prospectus and have only relied on the information and representations contained in the that you have received a copy of the Prospectus and have only relied on the information and representations contained in the 3. If your application is rejected: application, or to accept only part of any application without having to give any reasons for any rejection or acceptance.
樣版
Sample
----- End of picture text -----

  • D. The total number of Offer Shares available for subscription under the Hong Kong Public Offering (after taking into account any reallocation referred to below) is to be divided equally into two pools for allocation purposes: pool A and pool B. The Hong Kong Offer Shares in pool A will be allocated on an equitable basis to applicants who have applied for the Hong Kong Offer Shares with an aggregate subscription amount of HK$5 million (excluding brokerage fee, SFC transaction levy and Stock Exchange trading fee) or less. The Hong Kong Offer Shares in pool B will be allocated on an equitable basis to applicants who have applied for the Hong Kong Offer Shares with an aggregate subscription amount of more than HK$5 million (excluding brokerage fee, SFC transaction levy and Stock Exchange trading fee) and up to the value of pool B. Investors should be HK$5 million (excluding brokerage fee, SFC transaction levy and Stock Exchange trading fee) and up to the value of pool B. Investors should be www.newton-resources.com-resources.comresources.com aware that applications in pool A and applications in pool B may receive different allocation ratios. If the Hong Kong Offer Shares in one (but not both) of the pools are undersubscribed, the surplus Hong Kong Offer Shares may be transferred to the other pool to satisfy demand in the other pool and be allocated accordingly. Applicants can only receive an allocation of the Hong Kong Offer Shares from either pool A or pool B but not from both pools. When there is over-subscription, allocation of the Hong Kong Offer Shares to investors under the Hong Kong Public Offering, both in relation to pool A and pool B, will be based solely on the level of valid applications received under the Hong Kong Public Offering. The basis of allocation in each pool may vary, depending on the number of Hong Kong Offer Shares validly applied for by each applicant. The allocation of Hong Kong Offer Shares could, where appropriate, consist of balloting, which would mean that some applicants may receive a higher allocation than others who have applied for the same number of Hong Kong Offer Shares and those applicants who are not successful in the ballot for more than 50,000,000 Hong Kong Offer Shares, being 50% of the Hong Kong Offer Shares initially being offered for subscription under the may not receive any Hong Kong Offer Shares. Multiple or suspected multiple applications within either pool or between pools and any application Hong Kong Public Offering will be rejected. Each applicant under the Hong Kong Public Offering will also be required to give an undertaking and confirmation in this Application Form submitted by him that he and any person(s) for whose benefit he is making the application have not received any International Placing Shares under the International Placing, and such applicant’s application is liable to be rejected if the said undertaking and/ or confirmation is breached and/or untrue (as the case may be).

  • E. Supplemental information If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending on the information contained in the supplement) be notified that they can withdraw their applications. If application(s) has/have not been so notified, or if applicant(s) has/have been notified but has/have not withdrawn their applications in accordance with the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to the above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented.

  • F. Effect of completing and submitting this Application Form • or nominee and on behalf of each person for whom you act as agent or nominee:or nominee and on behalf of each person for whom you act as agent or nominee: agree If your application is revoked: CCASS operated by HKSCC for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant in accordance with your election on this Application Form;Participant in accordance with your election on this Application Form; authorize the Company and/or the Joint Lead Managers (or their respective agents or nominees), each acting as an agent of

  • necessary to effect the registration of any Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles and the Company, to execute any transfer forms, contract notes or other documents on your behalf and to do on your behalf all other things CCASS operated by HKSCC for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant in accordance with your election on this Application Form;the Company, to execute any transfer forms, contract notes or other documents on your behalf and to do on your behalf all other things CCASS operated by HKSCC for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant in accordance with your election on this Application Form; procedures referred to in the Prospectus. otherwise to give effect to the arrangements described in the Prospectus and this Application Form; instructundertakeundertake to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Offer

  • By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as agent • • • • • • • • • represent Shares allocated to you, and as required by the Articles; that any Hong Kong Offer Shares allocated to you shall be registered in the name of HKSCC Nominees and deposited directly into and , to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Offer that any Hong Kong Offer Shares allocated to you shall be registered in the name of HKSCC Nominees and deposited directly into and , to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Offer and , to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Offer , to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Offer warrantauthorize and the Company and/or the Joint Lead Managers (or their respective agents or nominees), each acting as an agent of undertake that (a) you are not, and none of the other person(s) for whose benefit you are applying is, within the United States (as defined in Regulation S under the US Securities Act 1933, as amended) and will acquire the Hong Kong Offer Shares in an offshore transaction (within the meaning of Regulation S under the US Securities Act 1933, as amended) or (b) you are, or the person 2. for whose account for whose benefit you are applying is, a qualified institutional buyer within the meaning of Rule 144A under the US

  • confirm Securities Act of 1933, as amended; that you have received a copy of the Prospectus and have only relied on the information and representations contained in the that you have received a copy of the Prospectus and have only relied on the information and representations contained in the 3. If your application is rejected: Prospectus in making this application, and not on any other information or representation concerning the Company save as set out in any Your application may be rejected if: supplement to the Prospectus and you agree that neither the Company, the Joint Lead Managers, the Joint Sponsors and the Hong Kong Underwriters nor any of their respective directors, officers, employees, partners, agents, advisors or any other parties involved in the Global • • Offering will have any liability for any such other information or representations; •

  • • agree (without prejudice to any other rights which you may have) that once this application has been accepted, you may not rescind it due on its first presentation; to an innocent misrepresentation; •

  • • (if the application is made for your own benefit) warrant that this application is the only application which will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider via the HK eIPO White Form service ( www.hkeipo.hk ); •

    • your application is a multiple or a suspected multiple application;

    • this Application Form is not completed correctly;

    • your payment is not made correctly or you pay by cheque or banker’s cashier order and the cheque or banker’s cashier order is dishonoured on its first presentation;

    • you or the person for whose benefit you are applying have applied for or taken up, or indicated an interest for, or have been or will be placed or allotted (including conditionally and/or provisionally) International Placing Shares in the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering);

    • the Company and the Joint Lead Managers (on behalf of the Company) believe that the acceptance of your application would violate the applicable securities or other laws, rules or regulations of the jurisdiction in which your application is completed and/or signed;

  • (if the application is made by an agent on your behalf) warrant that you have validly and irrevocably conferred on your agent all necessary power and authority to make this application;

    • if you apply for more than 50% of the Hong Kong Offer Shares initially being offered in the public for subscription; or

    • any of the Hong Kong Underwriting Agreement and/or the International Underwriting Agreement does not become unconditional or is terminated in accordance with the terms thereof.

  • (if you are an agent for another person) warrant that reasonable inquiries have been made of that other person that this application is

  • the only application which will be made for the benefit of that other person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider via the HK eIPO White Form service

4. If your allotment of Hong Kong Offer Shares is void:

  • Your allotment of Hong Kong Offer Shares, if made, will be void if the Listing Committee of the Stock Exchange (the “Listing Committee”) does not grant permission to list the Shares either:

  • ( www.hkeipo.hk ), and that you are duly authorized to sign this Application Form or to give electronic application instructions as that other person’s agent;

  • within three weeks from the closing date of the application lists; or

  • agree that once your application is accepted, your application will be evidenced by the results of the Hong Kong Public Offering made available by the Company;

  • within a longer period of up to six weeks if the Listing Committee notifies the Company of that longer period within three weeks of the closing of the application lists.

  • undertake and confirm that you (if the application is made for your benefit) or the person(s) for whose benefit you have made the application have not applied for, taken up or indicated an interest in, or received or been placed or allocated (including conditionally and/ or provisionally) and will not apply for or take up or indicate any interest in any International Placing Shares in the International Placing, nor otherwise participate in the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering);

5. If you make applications under the Hong Kong Public Offering as well as the International Placing:

  - By filling in any of the Application Forms or giving electronic application instructions to HKSCC or the **HK eIPO White Form** Service Provider, you agree not to apply for International Placing Shares under the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering). Reasonable steps will be taken to identify and reject applications under the Hong Kong Public Offering from investors who have received International Placing Shares in the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering), and to identify and reject indications of interest in the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering) from investors who have received Hong Kong Offer Shares in the Hong Kong Public Offering.
  • warrant the truth and accuracy of the information contained in this application;

  • agree to disclose to the Company, the Joint Lead Managers and their respective agents any information about you or the person(s) for whose benefit you have made the application which they require;

USE THIS APPLICATION FORM IF YOU WANT THE HONG KONG OFFER SHARES TO BE ISSUED IN THE NAME OF HKSCC NOMINEES LIMITED AND DEPOSITED DIRECTLY INTO THE CENTRAL CLEARING AND SETTLEMENT SYSTEM (“CCASS”) FOR CREDIT TO YOUR CCASS INVESTOR PARTICIPANT STOCK ACCOUNT OR YOUR DESIGNATED CCASS PARTICIPANT’S STOCK ACCOUNT MAINTAINED IN CCASS REFUND OF YOUR MONEY 2. Purposes If you do not receive any Hong Kong Offer Shares for any of, but not limited to, the above reasons, the Company will refund your application monies The personal data of the applicants and the holders of securities may be used, held and/or stored (by whatever means) for the following (together with brokerage fee, Stock Exchange trading fee and SFC transaction levy) to you without interest. If your application is accepted only in part, purposes:

If you do not receive any Hong Kong Offer Shares for any of, but not limited to, the above reasons, the Company will refund your application monies (together with brokerage fee, Stock Exchange trading fee and SFC transaction levy) to you without interest. If your application is accepted only in part, the Company will refund the appropriate portion of your application monies, brokerage fee, Stock Exchange trading fee and SFC transaction levy to you, without interest. If the Offer Price as finally determined is less than the price per Offer Share initially paid by you on application, the surplus application monies (including brokerage fee, Stock Exchange trading fee and SFC transaction levy attributable to such surplus) will be refunded to you without interest. All such interest accrued prior to the date of despatch of refund cheques will be retained for the benefit of the Company. Refund cheques will be crossed “Account Payee Only”, and made out to you, or, if you are joint applicants, to the first-named applicant on this Application Form. Part of your Hong Kong Identity Card number/passport number, or, if you are joint applicants, part of the Hong Kong Identity Card number/passport number of the first-named applicant, provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/ passport number may lead to delay in encashment of or may invalidate your refund cheque. If you have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated your intention on this Application Form to collect your refund cheque(s) (if any) in person from the Company’s Hong Kong Listed Share Registrar, Tricor Investor Services Limited, and have provided all information required by this Application Form, you may collect your refund cheque(s) (if any) if any from: Tricor Investor Services Limited

  • processing of your application and verification of compliance with the terms and application procedures set out in this Application Forms and the Prospectus and announcing results of allocations of the Hong Kong Offer Shares;

  • enabling compliance with all applicable laws and regulations in Hong Kong and elsewhere;

  • registering new issues or transfers into or out of the name of holders of securities including, where applicable, in the name of HKSCC Nominees;

  • maintaining or updating the registers of holders of securities of the Company;

  • conducting or assisting to conduct signature verifications, any other verification or exchange of information;

  • • establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues and bonus issues; • distributing communications from the Company and its subsidiaries; • compiling statistical information and shareholder profiles;

transerre to a tr party or reun purpose. our aner may requre vercaton o your ong ong entty ar numerpassport numer eore
encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/ passport number may lead to delay in encashment
of or may invalidate your refund cheque. If you have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated your intention on this
Application Form to collect your refund cheque(s) (if any) in person from the Company’s Hong Kong Listed Share Registrar, Tricor Investor Services
Limited, and have provided all information required by this Application Form, you may collect your refund cheque(s) (if any) if any from:
Tricor Investor Services Limited
26/F., Tesbury Centre, 28 Queen’s Road East
Wanchai
Hong Kong
from 9:00 a.m. to 1:00 p.m. on June 30, 2011 or any other date notified by the Company in the newspapers as the date of dispatch/collection of share
certificates/e-Auto Refund payment instructions/refund cheques. If you are an individual who opts for personal collection, you must not authorize any
other person to make collection on your behalf. If you are a corporate applicant which opts for personal collection, your authorized representative must
attend bearing a letter of authorization from your corporation stamped with your corporation’s chop. Both individuals and authorized representatives (if
applicable) must produce, at the time of collection, evidence of identity acceptable to the Company’s Hong Kong Listed Share Registrar, Tricor Investor
Services Limited. If you do not collect your refund cheque(s) (if any) in person within the time specified for collection, it/they will be dispatched
promptly to you by ordinary post to the address as specified in this Application Form at your own risk. If you have applied for less than 1,000,000 Hong
Kong Offer Shares or if you have applied for 1,000,000 or more Hong Kong Offer Shares but have not indicated in this Application Form that you wish
to collect your refund cheque(s) (if any) in person, your refund cheque(s) (if any) will be dispatched promptly to you by ordinary post to the address as
specified in this Application Form at your own risk.
The Company intends to make special efforts to avoid undue delays in refunding application monies, brokerage fee, SFC transaction levy and Stock
Exchange trading fee where appropriate.
PERSONAL DATA
Personal Information Collection Statement
The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”) came into effect in Hong
Kong on 20 December 1996. This Personal Information Collection Statement informs the applicant for and holder of the Hong Kong Offer Shares of the
policies and practices of the Company and its Hong Kong Listed Share Registrar in relation to personal data and the Ordinance.
1.
Reasons for the collection of your personal data
From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to
the Company and its Hong Kong Listed Share Registrar when applying for securities or transferring securities into or out of their names or
in procuring the services of the Hong Kong Listed Share Registrar. Failure to supply the requested data may result in your application for
securities being rejected or delayed or inability of the Company or its Hong Kong Listed Share Registrar to effect transfers or otherwise render
their services. It may also prevent or delay registration or transfer of the Hong Kong Offer Shares which you have successfully applied for and/
or the dispatch of share certificate(s), and/or e-Auto Refund payment instructions and/or refund cheque(s) to which you are entitled.
It is important that holders of securities inform the Company and its Hong Kong Listed Share Registrar immediately of any inaccuracies in the
personal data supplied.

, y

establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues and bonus issues;

distributing communications from the Company and its subsidiaries;

compiling statistical information and shareholder profiles;

making disclosures as required by any laws, rules or regulations (whether statutory or otherwise);

disclosing identities of successful applicants by way of announcement(s) or otherwise;

disclosing relevant information to facilitate claims on entitlements; and

any other incidental or associated purposes relating to the above and/or to enable the Company and its Hong Kong Listed Share
Registrar to discharge their obligations to holders of securities and/or regulators and/or other purpose to which the holders of securities
may from time to time agree.
3.
Transfer of personal data
Personal data held by the Company and its Hong Kong Listed Share Registrar relating to the applicants and the holders of securities will be
kept confidential but the Company and its Hong Kong Listed Share Registrar, to the extent necessary for achieving the above purposes or any
of them, may make such inquiries as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose,
obtain or transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to or from any and all
of the following persons and entities:

the Company or its appointed agents such as financial advisors, receiving bankers and overseas principal share registrar;

HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where the applicants
have requested for the Hong Kong Offer Shares to be deposited into CCASS);

any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other
services to the Company and/or the Hong Kong Listed Share Registrar in connection with the operation of their businesses;

the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and

any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors,
accountants or stockbrokers.
4.
Access and correction of personal data
The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company and/or the Hong Kong
Listed Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the
Ordinance, the Company and the Hong Kong Listed Share Registrar have the right to charge a reasonable fee for the processing of any data
access request. All requests for access to data or correction of data or for information regarding policies and practices or the kinds of data held
should be addressed to the Company for the attention of the Company Secretary or (as the case may be) the Hong Kong Listed Share Registrar
for the attention of the Privacy Compliance Officer (for the purposes of the Ordinance).
By signing an Application Form or by giving electronic application instructions to HKSCC or the HK eIPO White Form Service Provider, you
agree to all of the above.
HOW TO MAKE YOUR APPLICATION
1.
Use the table set out below to calculate how much you must pay for the number of Hong Kong Offer Shares you want to subscribe for. Your
application must be for a minimum of 2,000 Hong Kong Offer Shares. Applications must be in one of the numbers set out in the table headed
“Number of Shares that may be applied for and payments” below.No application for any other number of Shares will be considered and any
such application is liable to be rejected. You must pay the maximum offer price of HK$2.35 per share, plus brokerage fee of 1%, the Stock
Exchange trading fee of 0.005% and the SFC transaction levy of 0.003%. The table below sets out the total amount payable for certain multiples
of Hong Kong Offer Shares.
2.
You, as the applicant(s), must complete the form as indicated below and sign on the first page of the application form. Only written signatures
will be accepted.
If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):

the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant
I.D. in the appropriate box in this Application Form.
If you are applying as an individual CCASS Investor Participant:

this Application Form must contain your name and Hong Kong Identity Card number; and

your participant I.D. must be inserted in the appropriate box in this Application Form.
If you are applying as a joint individual CCASS Investor Participant:

this Application Form must contain names and Hong Kong Identity Card numbers of all joint CCASS Investor Participants; and

your participant I.D. must be inserted in the appropriate box in this Application Form.
If you are applying as a corporate CCASS Investor Participant:

this Application Form must contain the company’s name and its Hong Kong Business Registration number; and

your participant I.D. and your company chop (bearing your company’s name) must be inserted in the appropriate box in this Application
Form.
Incorrect or incomplete details of the CCASS Participant or the omission or inadequacy of its participant I.D. or other similar matters may
render this application invalid.
3.
Staple your payment to the form. You must pay for the Shares applied for bychequeor bybanker’s cashier order.
Each application must be accompanied by either a separate cheque or banker’s cashier order.
If you pay by cheque, the cheque must:

be in Hong Kong dollars;

not be post-dated;

be drawn on your Hong Kong dollar bank account in Hong Kong;

show your account name. This name must either be pre-printed on the cheque, or be endorsed at the back by a person authorized by
the bank. This account name must be your name. If it is a joint application, the account name must be the same as the name of the
first-named applicant. If the cheque is drawn on a joint account, one of the joint account names must be the same as the name of the
first-named applicant;

be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”;

be crossed “Account Payee Only”; and

each application must be accompanied by either a separate cheque or bankers’ cashier order.
Your application is liable to be rejected if your cheque:

does not meet all these requirements; or

is dishonoured on its first presentation.
If you pay by banker’s cashier order, the cashier order must:

be in Hong Kong dollars

be issued by licensed banks in Hong Kong, and have your name certified at the back of the order by a person authorized by the bank.
The name on the back of the order and the name on this Application Form must be the same. If it is a joint application, the name at the
back of the order must be the same as the name of the first-named applicant;

not be post-dated;

be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”; and

be crossed “Account Payee Only”.
Your application is liable to berejectedif your cheque or bankers’ cashier order does not meet all these requirements or is dishonored on its
first presentation.
4.
Tear off this Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches or
sub– branches of:
(a)
Standard Chartered Bank (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
88 Des Voeux Road Branch
88 Des Voeux Road Central, Central
North Point Centre Branch
North Point Centre, 284 King’s Road, North Point
Causeway Bay Branch
G/F., Yee Wah Mansion, 38-40A Yee Wo Street, Causeway Bay
Kowloon
Kwun Tong Branch
1A Yue Man Square, Kwun Tong
Mongkok Branch
Shop B, G/F, 1/F & 2/F, 617-623 Nathan Road, Mongkok
Tsimshatsui Branch
G/F., 10 Granville Road, Tsimshatsui
Lok Fu Shopping Centre Branch
Shop G101, G/F., Lok Fu Shopping Centre
New Territories
New Town Plaza Branch
Shop 215-223, Phase 1, New Town Plaza, Shatin
Metroplaza Branch
Shop No. 175-176, Level 1, Metroplaza, 223 Hing Fong Road,
Kwai Chung
Yuen Long Fung Nin Road Branch
Shop B at G/F and 1/F Man Cheong Building,
247 Castle Peak Road, Yuen Long
(b)
or any of the following branches of Bank of China (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
Bank of China Tower Branch
3/F., 1 Garden Road
409 Hennessy Road Branch
409-415 Hennessy Road, Wan Chai
North Point (Kiu Fai Mansion)
Branch
413-415 King’s Road, North Point
United Centre Branch
Shop 1021, United Centre, 95 Queensway
Kowloon
Kwun Tong Plaza Branch
G1 Kwun Tong Plaza, 68 Hoi Yuen Road, Kwun Tong
New Territories
Lucky Plaza Branch
Lucky Plaza, Wang Pok Street, Shatin
Castle Peak Road (Tsuen Wan)
Branch
201-207 Castle Peak Road, Tsuen Wan
(c)
or any of the following branches of Bank of Communications Co., Ltd. Hong Kong Branch:
District
Branch Name
Branch Address
Hong Kong Island
Hong Kong Branch
20 Pedder Street, Central
North Point Sub-Branch
442-444 King’s Road
Quarry Bay Sub-Branch
G/F., 981 C, King’s Road
Kowloon
Jordan Road Sub-Branch
1/F., Booman Building, 37U Jordan Road
New Territories
Sha Tsui Road Sub-Branch
122-124 Sha Tsui Road, Tsuen Wan
5.
This Application Form can be lodged during these times:
June 21, 2011

9:00 a.m. to 5:00 p.m.
June 22, 2011

9:00 a.m. to 5:00 p.m.
June 23, 2011

9:00 a.m. to 5:00 p.m.
June 24, 2011

9:00 a.m. to 12:00 noon
6.
The latest time for lodging your application is12:00 noon on June 24, 2011, or, if the application lists are not open on that day, then by 12:00
noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to
weather conditions. The application lists will not open if there is:

a tropical cyclone warning signal 8 or above, or

a “black” rainstorm warning
in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on June 24, 2011. Instead they will be open between 11:45 a.m. and 12:00
noon on the next business day which does not have either of those warnings in force at any time between 9:00 a.m. and 12:00 noon.Business
daymeans a day that is not a Saturday, Sunday or public holiday in Hong Kong.
7.
The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for
payment before 12:00 noon on June 24, 2011. The Company will not give you a receipt for your payment. The Company will keep any interest
accrued on your application monies (up till, in the case of monies to be refunded, the date of despatch of refund cheques). The right is also
reserved to retain any share certificates and/or any surplus application money(ies) or refunds pending clearance of your cheque or banker’s
cashier order.
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
HK$
HK$
HK$
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1)
50,000,000 is the maximum number of Hong Kong Offer Shares that may
apply for.
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版
transerre to a tr party or reun purpose. our aner may requre vercaton o your ong ong entty ar numerpassport numer eore
encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/ passport number may lead to delay in encashment
of or may invalidate your refund cheque. If you have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated your intention on this
Application Form to collect your refund cheque(s) (if any) in person from the Company’s Hong Kong Listed Share Registrar, Tricor Investor Services
Limited, and have provided all information required by this Application Form, you may collect your refund cheque(s) (if any) if any from:
Tricor Investor Services Limited
26/F., Tesbury Centre, 28 Queen’s Road East
Wanchai
Hong Kong
from 9:00 a.m. to 1:00 p.m. on June 30, 2011 or any other date notified by the Company in the newspapers as the date of dispatch/collection of share
certificates/e-Auto Refund payment instructions/refund cheques. If you are an individual who opts for personal collection, you must not authorize any
other person to make collection on your behalf. If you are a corporate applicant which opts for personal collection, your authorized representative must
attend bearing a letter of authorization from your corporation stamped with your corporation’s chop. Both individuals and authorized representatives (if
applicable) must produce, at the time of collection, evidence of identity acceptable to the Company’s Hong Kong Listed Share Registrar, Tricor Investor
Services Limited. If you do not collect your refund cheque(s) (if any) in person within the time specified for collection, it/they will be dispatched
promptly to you by ordinary post to the address as specified in this Application Form at your own risk. If you have applied for less than 1,000,000 Hong
Kong Offer Shares or if you have applied for 1,000,000 or more Hong Kong Offer Shares but have not indicated in this Application Form that you wish
to collect your refund cheque(s) (if any) in person, your refund cheque(s) (if any) will be dispatched promptly to you by ordinary post to the address as
specified in this Application Form at your own risk.
The Company intends to make special efforts to avoid undue delays in refunding application monies, brokerage fee, SFC transaction levy and Stock
Exchange trading fee where appropriate.
PERSONAL DATA
Personal Information Collection Statement
The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”) came into effect in Hong
Kong on 20 December 1996. This Personal Information Collection Statement informs the applicant for and holder of the Hong Kong Offer Shares of the
policies and practices of the Company and its Hong Kong Listed Share Registrar in relation to personal data and the Ordinance.
1.
Reasons for the collection of your personal data
From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to
the Company and its Hong Kong Listed Share Registrar when applying for securities or transferring securities into or out of their names or
in procuring the services of the Hong Kong Listed Share Registrar. Failure to supply the requested data may result in your application for
securities being rejected or delayed or inability of the Company or its Hong Kong Listed Share Registrar to effect transfers or otherwise render
their services. It may also prevent or delay registration or transfer of the Hong Kong Offer Shares which you have successfully applied for and/
or the dispatch of share certificate(s), and/or e-Auto Refund payment instructions and/or refund cheque(s) to which you are entitled.
It is important that holders of securities inform the Company and its Hong Kong Listed Share Registrar immediately of any inaccuracies in the
personal data supplied.

, y

establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues and bonus issues;

distributing communications from the Company and its subsidiaries;

compiling statistical information and shareholder profiles;

making disclosures as required by any laws, rules or regulations (whether statutory or otherwise);

disclosing identities of successful applicants by way of announcement(s) or otherwise;

disclosing relevant information to facilitate claims on entitlements; and

any other incidental or associated purposes relating to the above and/or to enable the Company and its Hong Kong Listed Share
Registrar to discharge their obligations to holders of securities and/or regulators and/or other purpose to which the holders of securities
may from time to time agree.
3.
Transfer of personal data
Personal data held by the Company and its Hong Kong Listed Share Registrar relating to the applicants and the holders of securities will be
kept confidential but the Company and its Hong Kong Listed Share Registrar, to the extent necessary for achieving the above purposes or any
of them, may make such inquiries as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose,
obtain or transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to or from any and all
of the following persons and entities:

the Company or its appointed agents such as financial advisors, receiving bankers and overseas principal share registrar;

HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where the applicants
have requested for the Hong Kong Offer Shares to be deposited into CCASS);

any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other
services to the Company and/or the Hong Kong Listed Share Registrar in connection with the operation of their businesses;

the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and

any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors,
accountants or stockbrokers.
4.
Access and correction of personal data
The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company and/or the Hong Kong
Listed Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the
Ordinance, the Company and the Hong Kong Listed Share Registrar have the right to charge a reasonable fee for the processing of any data
access request. All requests for access to data or correction of data or for information regarding policies and practices or the kinds of data held
should be addressed to the Company for the attention of the Company Secretary or (as the case may be) the Hong Kong Listed Share Registrar
for the attention of the Privacy Compliance Officer (for the purposes of the Ordinance).
By signing an Application Form or by giving electronic application instructions to HKSCC or the HK eIPO White Form Service Provider, you
agree to all of the above.
HOW TO MAKE YOUR APPLICATION
1.
Use the table set out below to calculate how much you must pay for the number of Hong Kong Offer Shares you want to subscribe for. Your
application must be for a minimum of 2,000 Hong Kong Offer Shares. Applications must be in one of the numbers set out in the table headed
“Number of Shares that may be applied for and payments” below.No application for any other number of Shares will be considered and any
such application is liable to be rejected. You must pay the maximum offer price of HK$2.35 per share, plus brokerage fee of 1%, the Stock
Exchange trading fee of 0.005% and the SFC transaction levy of 0.003%. The table below sets out the total amount payable for certain multiples
of Hong Kong Offer Shares.
2.
You, as the applicant(s), must complete the form as indicated below and sign on the first page of the application form. Only written signatures
will be accepted.
If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):

the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant
I.D. in the appropriate box in this Application Form.
If you are applying as an individual CCASS Investor Participant:

this Application Form must contain your name and Hong Kong Identity Card number; and

your participant I.D. must be inserted in the appropriate box in this Application Form.
If you are applying as a joint individual CCASS Investor Participant:

this Application Form must contain names and Hong Kong Identity Card numbers of all joint CCASS Investor Participants; and

your participant I.D. must be inserted in the appropriate box in this Application Form.
If you are applying as a corporate CCASS Investor Participant:

this Application Form must contain the company’s name and its Hong Kong Business Registration number; and

your participant I.D. and your company chop (bearing your company’s name) must be inserted in the appropriate box in this Application
Form.
Incorrect or incomplete details of the CCASS Participant or the omission or inadequacy of its participant I.D. or other similar matters may
render this application invalid.
3.
Staple your payment to the form. You must pay for the Shares applied for bychequeor bybanker’s cashier order.
Each application must be accompanied by either a separate cheque or banker’s cashier order.
If you pay by cheque, the cheque must:

be in Hong Kong dollars;

not be post-dated;

be drawn on your Hong Kong dollar bank account in Hong Kong;

show your account name. This name must either be pre-printed on the cheque, or be endorsed at the back by a person authorized by
the bank. This account name must be your name. If it is a joint application, the account name must be the same as the name of the
first-named applicant. If the cheque is drawn on a joint account, one of the joint account names must be the same as the name of the
first-named applicant;

be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”;

be crossed “Account Payee Only”; and

each application must be accompanied by either a separate cheque or bankers’ cashier order.
Your application is liable to be rejected if your cheque:

does not meet all these requirements; or

is dishonoured on its first presentation.
If you pay by banker’s cashier order, the cashier order must:

be in Hong Kong dollars

be issued by licensed banks in Hong Kong, and have your name certified at the back of the order by a person authorized by the bank.
The name on the back of the order and the name on this Application Form must be the same. If it is a joint application, the name at the
back of the order must be the same as the name of the first-named applicant;

not be post-dated;

be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”; and

be crossed “Account Payee Only”.
Your application is liable to berejectedif your cheque or bankers’ cashier order does not meet all these requirements or is dishonored on its
first presentation.
4.
Tear off this Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches or
sub– branches of:
(a)
Standard Chartered Bank (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
88 Des Voeux Road Branch
88 Des Voeux Road Central, Central
North Point Centre Branch
North Point Centre, 284 King’s Road, North Point
Causeway Bay Branch
G/F., Yee Wah Mansion, 38-40A Yee Wo Street, Causeway Bay
Kowloon
Kwun Tong Branch
1A Yue Man Square, Kwun Tong
Mongkok Branch
Shop B, G/F, 1/F & 2/F, 617-623 Nathan Road, Mongkok
Tsimshatsui Branch
G/F., 10 Granville Road, Tsimshatsui
Lok Fu Shopping Centre Branch
Shop G101, G/F., Lok Fu Shopping Centre
New Territories
New Town Plaza Branch
Shop 215-223, Phase 1, New Town Plaza, Shatin
Metroplaza Branch
Shop No. 175-176, Level 1, Metroplaza, 223 Hing Fong Road,
Kwai Chung
Yuen Long Fung Nin Road Branch
Shop B at G/F and 1/F Man Cheong Building,
247 Castle Peak Road, Yuen Long
(b)
or any of the following branches of Bank of China (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
Bank of China Tower Branch
3/F., 1 Garden Road
409 Hennessy Road Branch
409-415 Hennessy Road, Wan Chai
North Point (Kiu Fai Mansion)
Branch
413-415 King’s Road, North Point
United Centre Branch
Shop 1021, United Centre, 95 Queensway
Kowloon
Kwun Tong Plaza Branch
G1 Kwun Tong Plaza, 68 Hoi Yuen Road, Kwun Tong
New Territories
Lucky Plaza Branch
Lucky Plaza, Wang Pok Street, Shatin
Castle Peak Road (Tsuen Wan)
Branch
201-207 Castle Peak Road, Tsuen Wan
(c)
or any of the following branches of Bank of Communications Co., Ltd. Hong Kong Branch:
District
Branch Name
Branch Address
Hong Kong Island
Hong Kong Branch
20 Pedder Street, Central
North Point Sub-Branch
442-444 King’s Road
Quarry Bay Sub-Branch
G/F., 981 C, King’s Road
Kowloon
Jordan Road Sub-Branch
1/F., Booman Building, 37U Jordan Road
New Territories
Sha Tsui Road Sub-Branch
122-124 Sha Tsui Road, Tsuen Wan
5.
This Application Form can be lodged during these times:
June 21, 2011

9:00 a.m. to 5:00 p.m.
June 22, 2011

9:00 a.m. to 5:00 p.m.
June 23, 2011

9:00 a.m. to 5:00 p.m.
June 24, 2011

9:00 a.m. to 12:00 noon
6.
The latest time for lodging your application is12:00 noon on June 24, 2011, or, if the application lists are not open on that day, then by 12:00
noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to
weather conditions. The application lists will not open if there is:

a tropical cyclone warning signal 8 or above, or

a “black” rainstorm warning
in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on June 24, 2011. Instead they will be open between 11:45 a.m. and 12:00
noon on the next business day which does not have either of those warnings in force at any time between 9:00 a.m. and 12:00 noon.Business
daymeans a day that is not a Saturday, Sunday or public holiday in Hong Kong.
7.
The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for
payment before 12:00 noon on June 24, 2011. The Company will not give you a receipt for your payment. The Company will keep any interest
accrued on your application monies (up till, in the case of monies to be refunded, the date of despatch of refund cheques). The right is also
reserved to retain any share certificates and/or any surplus application money(ies) or refunds pending clearance of your cheque or banker’s
cashier order.
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
HK$
HK$
HK$
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1)
50,000,000 is the maximum number of Hong Kong Offer Shares that may
apply for.
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版
transerre to a tr party or reun purpose. our aner may requre vercaton o your ong ong entty ar numerpassport numer eore
encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/ passport number may lead to delay in encashment
of or may invalidate your refund cheque. If you have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated your intention on this
Application Form to collect your refund cheque(s) (if any) in person from the Company’s Hong Kong Listed Share Registrar, Tricor Investor Services
Limited, and have provided all information required by this Application Form, you may collect your refund cheque(s) (if any) if any from:
Tricor Investor Services Limited
26/F., Tesbury Centre, 28 Queen’s Road East
Wanchai
Hong Kong
from 9:00 a.m. to 1:00 p.m. on June 30, 2011 or any other date notified by the Company in the newspapers as the date of dispatch/collection of share
certificates/e-Auto Refund payment instructions/refund cheques. If you are an individual who opts for personal collection, you must not authorize any
other person to make collection on your behalf. If you are a corporate applicant which opts for personal collection, your authorized representative must
attend bearing a letter of authorization from your corporation stamped with your corporation’s chop. Both individuals and authorized representatives (if
applicable) must produce, at the time of collection, evidence of identity acceptable to the Company’s Hong Kong Listed Share Registrar, Tricor Investor
Services Limited. If you do not collect your refund cheque(s) (if any) in person within the time specified for collection, it/they will be dispatched
promptly to you by ordinary post to the address as specified in this Application Form at your own risk. If you have applied for less than 1,000,000 Hong
Kong Offer Shares or if you have applied for 1,000,000 or more Hong Kong Offer Shares but have not indicated in this Application Form that you wish
to collect your refund cheque(s) (if any) in person, your refund cheque(s) (if any) will be dispatched promptly to you by ordinary post to the address as
specified in this Application Form at your own risk.
The Company intends to make special efforts to avoid undue delays in refunding application monies, brokerage fee, SFC transaction levy and Stock
Exchange trading fee where appropriate.
PERSONAL DATA
Personal Information Collection Statement
The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”) came into effect in Hong
Kong on 20 December 1996. This Personal Information Collection Statement informs the applicant for and holder of the Hong Kong Offer Shares of the
policies and practices of the Company and its Hong Kong Listed Share Registrar in relation to personal data and the Ordinance.
1.
Reasons for the collection of your personal data
From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to
the Company and its Hong Kong Listed Share Registrar when applying for securities or transferring securities into or out of their names or
in procuring the services of the Hong Kong Listed Share Registrar. Failure to supply the requested data may result in your application for
securities being rejected or delayed or inability of the Company or its Hong Kong Listed Share Registrar to effect transfers or otherwise render
their services. It may also prevent or delay registration or transfer of the Hong Kong Offer Shares which you have successfully applied for and/
or the dispatch of share certificate(s), and/or e-Auto Refund payment instructions and/or refund cheque(s) to which you are entitled.
It is important that holders of securities inform the Company and its Hong Kong Listed Share Registrar immediately of any inaccuracies in the
personal data supplied.

, y

establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues and bonus issues;

distributing communications from the Company and its subsidiaries;

compiling statistical information and shareholder profiles;

making disclosures as required by any laws, rules or regulations (whether statutory or otherwise);

disclosing identities of successful applicants by way of announcement(s) or otherwise;

disclosing relevant information to facilitate claims on entitlements; and

any other incidental or associated purposes relating to the above and/or to enable the Company and its Hong Kong Listed Share
Registrar to discharge their obligations to holders of securities and/or regulators and/or other purpose to which the holders of securities
may from time to time agree.
3.
Transfer of personal data
Personal data held by the Company and its Hong Kong Listed Share Registrar relating to the applicants and the holders of securities will be
kept confidential but the Company and its Hong Kong Listed Share Registrar, to the extent necessary for achieving the above purposes or any
of them, may make such inquiries as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose,
obtain or transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to or from any and all
of the following persons and entities:

the Company or its appointed agents such as financial advisors, receiving bankers and overseas principal share registrar;

HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where the applicants
have requested for the Hong Kong Offer Shares to be deposited into CCASS);

any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other
services to the Company and/or the Hong Kong Listed Share Registrar in connection with the operation of their businesses;

the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and

any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors,
accountants or stockbrokers.
4.
Access and correction of personal data
The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company and/or the Hong Kong
Listed Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the
Ordinance, the Company and the Hong Kong Listed Share Registrar have the right to charge a reasonable fee for the processing of any data
access request. All requests for access to data or correction of data or for information regarding policies and practices or the kinds of data held
should be addressed to the Company for the attention of the Company Secretary or (as the case may be) the Hong Kong Listed Share Registrar
for the attention of the Privacy Compliance Officer (for the purposes of the Ordinance).
By signing an Application Form or by giving electronic application instructions to HKSCC or the HK eIPO White Form Service Provider, you
agree to all of the above.
HOW TO MAKE YOUR APPLICATION
1.
Use the table set out below to calculate how much you must pay for the number of Hong Kong Offer Shares you want to subscribe for. Your
application must be for a minimum of 2,000 Hong Kong Offer Shares. Applications must be in one of the numbers set out in the table headed
“Number of Shares that may be applied for and payments” below.No application for any other number of Shares will be considered and any
such application is liable to be rejected. You must pay the maximum offer price of HK$2.35 per share, plus brokerage fee of 1%, the Stock
Exchange trading fee of 0.005% and the SFC transaction levy of 0.003%. The table below sets out the total amount payable for certain multiples
of Hong Kong Offer Shares.
2.
You, as the applicant(s), must complete the form as indicated below and sign on the first page of the application form. Only written signatures
will be accepted.
If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):

the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant
I.D. in the appropriate box in this Application Form.
If you are applying as an individual CCASS Investor Participant:

this Application Form must contain your name and Hong Kong Identity Card number; and

your participant I.D. must be inserted in the appropriate box in this Application Form.
If you are applying as a joint individual CCASS Investor Participant:

this Application Form must contain names and Hong Kong Identity Card numbers of all joint CCASS Investor Participants; and

your participant I.D. must be inserted in the appropriate box in this Application Form.
If you are applying as a corporate CCASS Investor Participant:

this Application Form must contain the company’s name and its Hong Kong Business Registration number; and

your participant I.D. and your company chop (bearing your company’s name) must be inserted in the appropriate box in this Application
Form.
Incorrect or incomplete details of the CCASS Participant or the omission or inadequacy of its participant I.D. or other similar matters may
render this application invalid.
3.
Staple your payment to the form. You must pay for the Shares applied for bychequeor bybanker’s cashier order.
Each application must be accompanied by either a separate cheque or banker’s cashier order.
If you pay by cheque, the cheque must:

be in Hong Kong dollars;

not be post-dated;

be drawn on your Hong Kong dollar bank account in Hong Kong;

show your account name. This name must either be pre-printed on the cheque, or be endorsed at the back by a person authorized by
the bank. This account name must be your name. If it is a joint application, the account name must be the same as the name of the
first-named applicant. If the cheque is drawn on a joint account, one of the joint account names must be the same as the name of the
first-named applicant;

be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”;

be crossed “Account Payee Only”; and

each application must be accompanied by either a separate cheque or bankers’ cashier order.
Your application is liable to be rejected if your cheque:

does not meet all these requirements; or

is dishonoured on its first presentation.
If you pay by banker’s cashier order, the cashier order must:

be in Hong Kong dollars

be issued by licensed banks in Hong Kong, and have your name certified at the back of the order by a person authorized by the bank.
The name on the back of the order and the name on this Application Form must be the same. If it is a joint application, the name at the
back of the order must be the same as the name of the first-named applicant;

not be post-dated;

be made payable to “Horsford Nominees Limited – Newton Resources Public Offer”; and

be crossed “Account Payee Only”.
Your application is liable to berejectedif your cheque or bankers’ cashier order does not meet all these requirements or is dishonored on its
first presentation.
4.
Tear off this Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches or
sub– branches of:
(a)
Standard Chartered Bank (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
88 Des Voeux Road Branch
88 Des Voeux Road Central, Central
North Point Centre Branch
North Point Centre, 284 King’s Road, North Point
Causeway Bay Branch
G/F., Yee Wah Mansion, 38-40A Yee Wo Street, Causeway Bay
Kowloon
Kwun Tong Branch
1A Yue Man Square, Kwun Tong
Mongkok Branch
Shop B, G/F, 1/F & 2/F, 617-623 Nathan Road, Mongkok
Tsimshatsui Branch
G/F., 10 Granville Road, Tsimshatsui
Lok Fu Shopping Centre Branch
Shop G101, G/F., Lok Fu Shopping Centre
New Territories
New Town Plaza Branch
Shop 215-223, Phase 1, New Town Plaza, Shatin
Metroplaza Branch
Shop No. 175-176, Level 1, Metroplaza, 223 Hing Fong Road,
Kwai Chung
Yuen Long Fung Nin Road Branch
Shop B at G/F and 1/F Man Cheong Building,
247 Castle Peak Road, Yuen Long
(b)
or any of the following branches of Bank of China (Hong Kong) Limited:
District
Branch Name
Branch Address
Hong Kong Island
Bank of China Tower Branch
3/F., 1 Garden Road
409 Hennessy Road Branch
409-415 Hennessy Road, Wan Chai
North Point (Kiu Fai Mansion)
Branch
413-415 King’s Road, North Point
United Centre Branch
Shop 1021, United Centre, 95 Queensway
Kowloon
Kwun Tong Plaza Branch
G1 Kwun Tong Plaza, 68 Hoi Yuen Road, Kwun Tong
New Territories
Lucky Plaza Branch
Lucky Plaza, Wang Pok Street, Shatin
Castle Peak Road (Tsuen Wan)
Branch
201-207 Castle Peak Road, Tsuen Wan
(c)
or any of the following branches of Bank of Communications Co., Ltd. Hong Kong Branch:
District
Branch Name
Branch Address
Hong Kong Island
Hong Kong Branch
20 Pedder Street, Central
North Point Sub-Branch
442-444 King’s Road
Quarry Bay Sub-Branch
G/F., 981 C, King’s Road
Kowloon
Jordan Road Sub-Branch
1/F., Booman Building, 37U Jordan Road
New Territories
Sha Tsui Road Sub-Branch
122-124 Sha Tsui Road, Tsuen Wan
5.
This Application Form can be lodged during these times:
June 21, 2011

9:00 a.m. to 5:00 p.m.
June 22, 2011

9:00 a.m. to 5:00 p.m.
June 23, 2011

9:00 a.m. to 5:00 p.m.
June 24, 2011

9:00 a.m. to 12:00 noon
6.
The latest time for lodging your application is12:00 noon on June 24, 2011, or, if the application lists are not open on that day, then by 12:00
noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to
weather conditions. The application lists will not open if there is:

a tropical cyclone warning signal 8 or above, or

a “black” rainstorm warning
in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on June 24, 2011. Instead they will be open between 11:45 a.m. and 12:00
noon on the next business day which does not have either of those warnings in force at any time between 9:00 a.m. and 12:00 noon.Business
daymeans a day that is not a Saturday, Sunday or public holiday in Hong Kong.
7.
The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for
payment before 12:00 noon on June 24, 2011. The Company will not give you a receipt for your payment. The Company will keep any interest
accrued on your application monies (up till, in the case of monies to be refunded, the date of despatch of refund cheques). The right is also
reserved to retain any share certificates and/or any surplus application money(ies) or refunds pending clearance of your cheque or banker’s
cashier order.
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
HK$
HK$
HK$
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1)
50,000,000 is the maximum number of Hong Kong Offer Shares that may
apply for.
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
No. of Hong Kong
Offer Shares applied for
Amount payable
on application
HK$
2,000
4,747.38
4,000
9,494.75
6,000
14,242.13
8,000
18,989.50
10,000
23,736.89
20,000
47,473.76
30,000
71,210.65
40,000
94,947.52
50,000
118,684.41
60,000
142,421.28
70,000
166,158.17
80,000
189,895.04
90,000
213,631.93
100,000
237,368.80
200,000
474,737.60
HK$
300,000
712,106.40
400,000
949,475.20
500,000
1,186,844.00
600,000
1,424,212.80
700,000
1,661,581.60
800,000
1,898,950.40
900,000
2,136,319.20
1,000,000
2,373,688.00
1,500,000
3,560,532.00
2,000,000
4,747,376.00
2,500,000
5,934,220.00
3,000,000
7,121,064.00
3,500,000
8,307,908.00
4,000,000
9,494,752.00
4,500,000
10,681,596.00
HK$
5,000,000
11,868,440.00
6,000,000
14,242,128.00
7,000,000
16,615,816.00
8,000,000
18,989,504.00
9,000,000
21,363,192.00
10,000,000
23,736,880.00
20,000,000
47,473,760.00
30,000,000
71,210,640.00
40,000,000
94,947,520.00
50,000,000 (1)
118,684,400.00
(1)
50,000,000 is the maximum number of Hong Kong Offer Shares that may
apply for.

如欲以香港中央結算(代理人)有限公司的名義登記獲配發的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」), 以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者於中央結算系統設立的股份賬戶內, 請使用本申請表格

==> picture [575 x 649] intentionally omitted <==

----- Start of picture text -----

(於開曼群島註冊成立的有限公司)
全球發售
申請條件 • 同意 閣下的申請、接納申請及由此而訂立的合約,均受香港法例管轄,並須按其詮釋;
除另有說明者外,申請條件所用詞彙與招股章程所用者具有相同涵義。 • 承諾 及 同意 接納閣下申請的香港發售股份,或根據申請向閣下分配較少數目的發售股份;
甲 . 申請人資格 • 授權 本公司將香港結算代理人的名稱列入本公司股東名冊,以作為閣下獲分配的任何發售股份的持有人,
1. 閣下(申請人)及閣下為其利益作出申請的任何人士必須年滿 18 歲。 並授權本公司及╱或其代理將任何退款支票(如適用)以平郵方式按本申請表格上所示地址寄予閣下或(如
2. 如閣下屬 商號 ,則須以商號內個別成員而非以商號的名義申請。 屬聯名申請人)本申請表格上排名首位的申請人,郵誤風險概由閣下自行承擔,惟倘閣下已申請 1,000,000
3. 如閣下屬 法人團體 ,申請須加蓋附有公司名稱的公司印鑑,由正式授權的高級人員簽署,並須註明簽署 股或以上香港發售股份並已於申請表格表明閣下欲親身領取閣下的退款支票(如適用)則除外;
人的職銜。 • 同意 香港結算及香港結算代理人各自有權 (1) 不接受任何或部分以香港結算代理人名義發行的獲配發香
4. 除非在獲得上市規則容許的情況下,倘閣下或閣下為其利益作出申請的任何人士為下列人士,則 不得 申 港發售股份,或不接受該等獲配發香港發售股份存入中央結算系統;(2) 安排該等獲配發香港發售股份自
請任何香港發售股份: 中央結算系統提取然後轉入閣下(如屬聯名申請人,則為排名首位的申請人)名下,有關風險及費用概由
• 本公司股份的現有實益擁有人; 閣下自行承擔;及 (3) 安排該等獲配發香港發售股份以閣下(如屬聯名申請人,則為排名首位的申請人)名
• 本公司或其任何子公司的行政總裁或董事; 義發行,而在此情況下,將該等獲配發香港發售股份的有關股票以平郵方式寄往閣下在本申請表格中列
• 上述任何人士的聯繫人士(定義見上市規則); 明的地址(郵誤風險概由閣下自行承擔)或待閣下親身領取;
• 本公司的關連人士(定義見上市規則)或緊隨全球發售完成後將成為本公司關連人士的人士; • 同意 香港結算及香港結算代理人各自均可調整以香港結算代理人名義發行的香港發售股份數目;
• 除合資格境內機構投資者外,中國法人或自然人; • 同意 香港結算及香港結算代理人均毋須對並非載於招股章程及本申請表格的資料及陳述承擔任何責任;
• 於填寫及提交本申請表格時身處美國境內(定義見 1933 年美國證券法(經修訂)S 規例),且閣下並非 • 同意 香港結算及香港結算代理人均毋須以任何方式對閣下承擔任何責任;
(a) 1933 年美國證券法(經修訂)S 規例第 902 條第 (h)(3) 段所描述人士;或 (b) 1933 年美國證券法(經修 • 同意 閣下的認購申請程序(包括寄發退款支票(如有))可由本公司任何一家收款銀行辦理,且並不限於閣
訂)第 144A 條所指合資格機構買家; 下遞交申請表格的銀行;
• 並無香港地址的人士;或 • 確認 閣下瞭解招股章程所述關於全球發售發售股份的各項限制;
• 已根據國際配售獲分配或申請股份(根據優先發售申請的預留股份除外)。 • 明白 本公司及聯席牽頭經辦人將依賴該等聲明及陳述,以決定是否就閣下的申請配發任何發售股份;
5. 聯名申請人總數不可超過四名。 • 倘香港以外任何地區的法律適用於閣下的申請,則閣下 同意 及 保證 閣下已遵守所有該等法律,而本公司、
乙 . 倘閣下為代名人 聯席牽頭經辦人、聯席保薦人及香港包銷商或彼等各自的高級職員或顧問,概不會因閣下的認購要約獲
倘閣下為 代名人 ,則可以提交超過一份認購香港發售股份申請,閣下可以 (i) 透過中央結算系統向香港結算發出 接納,或根據招股章程所載條款及條件所享有權利與責任引起的任何訴訟而違反香港以外地區的任何法
電子認購指示 (倘閣下是中央結算系統參與者);或 (ii) 使用 白色 或 黃色 申請表格,代表不同實益擁有人以閣下本 律;
身名義遞交超過一份申請。在本申請表格的「由代名人遞交」一欄內,閣下必須為每名實益擁有人(或如為聯名 • 向本公司(代表本身及代表本公司各股東的利益)表示 同意 (而本公司透過接納全部或部分申請將被視為
實益擁有人,則每名該等實益擁有人)填寫: 代表本身及本公司各股東表示同意)(在適用情況下亦向發出 電子認購指示 的各中央結算系統參與者表示
• 賬戶號碼;或 同意)遵照及遵守公司法、章程大綱及章程細則;
• 其他身份識別編碼。 • 閣下向本公司及本公司各股東表示 同意 ,而本公司亦向本公司各股東表示同意遵照及遵守公司法、章程
倘閣下並無填寫有關資料,申請將被視為以閣下本身的利益作出。 大綱及章程細則;
代表另一名人士遞交本申請表格的代名人,被視為已向本公司、聯席牽頭經辦人、聯席保薦人及香港包銷商聲 • 向本公司及本公司各股東表示 同意 ,本公司股份可由其持有人自由轉讓;
明和承諾,已獲該名人士(或倘多於一名人士,則彼等全體)正式授權遞交本申請,並代表該名人士╱每名有關 • 同意 本公司、聯席牽頭經辦人、聯席保薦人、香港包銷商及彼等各自的董事、高級職員、僱員、合夥人、
人士同意本申請表格的條款。閣下進一步向本公司、聯席牽頭經辦人、聯席保薦人及香港包銷商承諾,會應要 代理或顧問,以及參與全球發售的任何其他人士,僅須對招股章程及招股章程任何補充文件所載資料及
求就下文「個人資料」一節所載任何目的,提供有關該名人士╱每名有關人士的資料。 陳述負責(且僅限於具管轄權法院裁定存在的責任);及
丙 . 僅可為閣下本身的利益(或閣下及閣下的任何聯名申請人)遞交一份申請 • 同意 向本公司、本公司香港上市股份登記處、收款銀行、聯席牽頭經辦人及彼等各自的顧問及代理披露
重複或疑屬重複申請將會遭 拒絕 受理。除上文乙段所述情況外,如閣下或閣下連同閣下的聯名申請人作出以下 閣下或閣下為其利益作出本申請的人士的個人資料及任何其他資料。
任何一項行動,閣下的 所有 申請(包括由香港中央結算(代理人)有限公司發出 電子認購指示 提出的申請部分)將 本公司、聯席牽頭經辦人、聯席保薦人及香港包銷商以及彼等各自的董事及參與全球發售的任何其他人士均有
會被視為重複申請而遭拒絕受理: 權依賴閣下在本申請作出的任何保證、陳述或聲明。如為聯名申請人提出申請,聯名申請人明確作出、發出、
• 使用 白色 及╱或 黃色 申請表格及╱或向香港結算或透過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供 承擔或被施加的所有保證、陳述、聲明及責任將被視為由申請人共同及個別作出、發出、承擔以及被施加。
應商發出 電子認購指示 作出超過一份申請(不論個人或與他人聯名)(根據上文乙段由代名人遞交的申請 除另有指明外,閣下必須以英文填妥本申請,而閣下或(倘為聯名申請人)各聯名申請人必須親筆簽署本申請,
除外); 不得以個人印章代替,否則申請可遭拒絕受理。
• 同時以一份 白色 申請表格及一份 黃色 申請表格或一份 白色 或 黃色 申請表格及向香港結算或透過 網上白 庚 . 授權書
表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供應商發出 電子認購指示 提出申請(不論個人或與他人聯名); 如閣下通過正式授權的代表提出申請,本公司、聯席牽頭經辦人、聯席保薦人、香港包銷商及彼等各自的代理
• 以一份 白色 或 黃色 申請表格或向香港結算或透過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供應商發 或代名人(各自作為本公司代理人),可在符合彼等認為適當的任何條件,包括取得證明閣下的代表已獲授權的
出 電子認購指示 (不論個人或與他人聯名)申請超過 50,000,000 股香港發售股份(即根據香港公開發售初步 憑證的情況下,酌情接納有關申請。
可供公眾人士認購的香港發售股份的 50%);或 辛 . 發售價的釐定
• 已申請或承購或已表示有意或已經或將會獲配發或配售(包括有條件及╱或暫定)國際配售項下任何國際 發售價預期於定價日由聯席賬簿管理人(代表包銷商)與本公司(代表其本身及代表售股股東)協定。發售價將不
配售股份(根據優先發售申請的預留股份除外)。 超過 2.35 港元,現時預期不低於 1.75 港元。香港發售股份申請人須於申請時繳付最高發售價每股發售股份 2.35 港
倘超過一項申請是以閣下的利益作出(包括由香港中央結算(代理人)有限公司根據 電子認購指示 而作出的申請 元,另加 1% 經紀佣金、0.003% 證監會交易徵費及 0.005% 聯交所交易費。倘發售價最終定為低於 2.35 港元,則除
部分,惟以合資格新創建股東身份使用 藍色 申請表格或以合資格新世界發展股東身份使用 粉橙色 申請表格提 所需約數外多繳股款將予退還。預期定價日為 2011 年 6 月 24 日或前後,且無論如何不遲於 2011 年 6 月 28 日。獨家
交的申請(如有)除外),則閣下 所有 申請將被視作重複申請而可遭拒絕受理。 全球協調人(代表包銷商)可在本公司(代表其本身及代表售股股東)同意下,於香港公開發售及優先發售截止申
倘申請是由非上市公司作出,而 請日期上午前,隨時調低根據全球發售提呈發售的發售股份數目及╱或招股章程所列指標發售價範圍(每股發
• 該公司主要業務為證券交易;及 售股份 1.75 港元至 2.35 港元)。在此情況下,本公司將於香港公開發售及優先發售截止申請日期上午前,在南華
• 閣下對該公司行使法定控制權, 早報(英文)、香港經濟日報(中文)、本公司網站 ( www.newton-resources.com ) 及聯交所網站 ( www.hkexnews.hk ) 刊登
則該項申請將被視作為閣下利益而提出。 公布。倘於香港公開發售及優先發售截止申請日期前已遞交香港發售股份的申請,則即使調低發售股份數目
非上市公司 指並無股本證券在聯交所上市的公司。 及╱或指標發售價範圍,亦不得於其後撤回申請。倘本公司與聯席賬簿管理人基於任何理由於 2011 年 6 月 28 日
關於對一家公司的法定控制權 是指閣下: 前未能協定發售價,則全球發售(包括香港公開發售)將不會成為無條件並將告失效。
• 控制該公司董事會的構成;或 香港發售股份的配發
• 控制該公司一半以上的表決權;或 本公司於截止辦理認購申請登記後,方會開始處理股份的申請及配發股份。本公司預期會於 2011 年 6 月 30 日於南華早
• 持有該公司一半以上已發行股本(不計及任何無權獲得超出指定金額的盈利或股本分派的股本部分)。 報(英文)、香港經濟日報(中文)、本公司網站 ( www.newton-resources.com ) 及聯交所網站 ( www.hkexnews.hk ) 發放及公布
丁 . 香港發售股份的分配-甲組及乙組 最終發售價、香港發售股份的申請結果及配發基準。
經考慮下文所述重新分配後,就分配用途而言,根據香港公開發售提呈可供認購的發售股份總數,將平均分為 香港公開發售的分配結果及成功申請人的香港身份證╱護照╱香港商業登記號碼(如適用),將於 2011 年 6 月 30 日按招
兩組:甲組和乙組。甲組香港發售股份將按公平基準分配予申請香港發售股份而認購總額為 5 百萬港元(不包括 股章程「如何申請認購香港發售股份及預留股份-公布結果、發送╱領取股票及退還申請股款」一節所述方式公布。
經紀佣金、證監會交易徵費及聯交所交易費)或以下的申請人。乙組香港發售股份將按公平基準分配予申請香 倘成功申請(全部或部分)香港發售股份
港發售股份而認購總額超過 5 百萬港元(不包括經紀佣金、證監會交易徵費及聯交所交易費)但不超過乙組總值 本公司不會就已付申請股款發出收據,亦不會發出任何臨時所有權文件。
的申請人。投資者務請垂注,甲組及乙組的申請分配比例或有不同。倘若其中一組(並非兩組)香港發售股份認 倘閣下的申請獲全部或部分接納,則閣下的股票將以香港結算代理人的名義發行並於 2011 年 6 月 30 日或(在若干突發
購不足,則剩餘的香港發售股份可能撥往另一組以滿足該組的需求,並作相應分配。申請人僅獲配發甲組或乙 情況下)於香港結算或香港結算代理人決定的任何其他日期,直接存入中央結算系統,以根據閣下於本申請表格作出
組香港發售股份而不會兩組兼得。倘出現超額認購,分配予香港公開發售項下投資者的香港發售股份(甲組及 的指示記存入閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份賬戶。
乙組),僅將按於香港公開發售所接獲有效申請的數量而定。每一組的分配基準可依據各申請人有效申請的香 • 如閣下通過指定中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請:
港發售股份數目而有所不同。香港發售股份的分配(如適用)可包括抽籤,即意味某些申請人獲分配的香港發售 就記存入閣下的指定中央結算系統參與者(中央結算系統投資者戶口持有人除外)股份賬戶的香港發售股份而
股份數目可能較其他申請同一數目香港發售股份的人士為高,而未中籤的申請人則可能不獲發任何香港發售 言,閣下可向該中央結算系統參與者查詢配發予閣下的香港發售股份數目。
股份。重複或疑屬重複申請每組或兩組之間的發售股份,以及超過 50,000,000 股香港發售股份(即根據香港公開 • 如閣下以中央結算系統投資者戶口持有人身份提出申請:
發售初步可供認購的香港發售股份的 50%)的申請將遭拒絕受理。香港公開發售的每名申請人均須在遞交的本 本公司預期於 2011 年 6 月 30 日按照招股章程「如何申請認購香港發售股份及預留股份-公布結果、發送╱領取股
申請表格上承諾及確認,申請人及為其利益而提出申請的人士並無根據國際配售獲發任何國際配售股份,而倘 票及退還申請股款」一節所述方式公布香港公開發售結果(包括中央結算系統投資者戶口持有人的申請結果)。
上述承諾及╱或確認遭違反及╱或屬失實(視乎情況而定),則該申請人的申請將不獲受理。 閣下應查閱本公司所公布結果,如有任何誤差,應於 2011 年 6 月 30 日或香港結算或香港結算代理人決定的其他
戊 . 補充資料 日期下午五時正前向香港結算報告。緊隨香港發售股份記存入閣下的股份賬戶後,閣下可透過中央結算系統
如果招股章程刊發任何補充文件,已提交申請的申請人可能會或可能不會(視乎補充文件所載資料)獲通知可以 「結算通」電話系統或中央結算系統互聯網系統(按照香港結算不時生效的「投資者戶口持有人操作簡介」所載程
撤回彼等的申請。倘申請人並未獲知會可以撤回申請,或申請人已獲知會但並未根據本公司通知的手續撤回申 序)查詢閣下最新戶口結餘。香港結算亦將向閣下提供一份活動結單以列示記存入閣下股份賬戶的香港發售股
請,所有已提交的申請仍屬有效,並可能獲接納。按上文所述,申請一經作出便不可撤回,且申請人均被視為 份數目。
以招股章程(以經補充者為準)為基礎而作出申請。 導致閣下不獲配發香港發售股份的情況
己 . 填妥及遞交本申請表格的影響 閣下可能因下列任何原因不獲配發香港發售股份:
本申請表格一經填妥及遞交,即表示閣下(如屬聯名申請人,則閣下各自共同及個別地)為本身或作為代理或代 1. 如閣下的申請遭撤銷:
名人及代表閣下作為其代理或代名人的每名人士: 填妥及遞交申請表格後,即表示閣下同意不可於截止申請登記後第五日屆滿或之前撤銷閣下的申請。此協議將
• 同意 閣下獲配發的任何香港發售股份將以香港結算代理人的名義登記,並直接存入香港結算管理的中央 成為與本公司訂立的附屬合同,並於閣下遞交本申請表格時即具有約束力。此附屬合同將換取本公司同意,除
結算系統,以記存入閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者 按招股章程所述其中一項手續外,不會於截止申請登記後第五日屆滿或之前向任何人士提呈發售任何香港發
股份賬戶(按閣下在本申請表格上的選擇而定); 售股份。
• 指示 及 授權 本公司及╱或聯席牽頭經辦人(或其各自的代理或代名人)作為本公司代理,代表閣下簽立任 除非根據公司條例第 40 條(如公司條例第 342E 條適用)須對招股章程負責的人士根據該條規定發出公告,免除或
何過戶表格、合約單據或其他文件,並代表閣下辦理所有其他必要手續,以便以香港結算代理人的名義登 限制該名負責人對招股章程所負責任,否則閣下的申請不可於截止申請登記後第五日(就此而言不包括任何非
記閣下獲配發的發售股份,以遵照章程細則的規定及以其他方式實行招股章程及本申請表格所述安排; 營業日)或之前撤銷。閣下的申請一經接納,即不得撤回。就此,在報章上刊發分配結果通知,無遭拒絕受理的
• 承諾 簽署所有文件及辦理所有必要手續,以便根據章程細則規定,以香港結算代理人的名義登記為閣下 申請將視為已獲接納,而若有關配發基準須受若干條件所規限或規定以抽籤方式分配,則該項接納須分別待該
獲配發發售股份的持有人; 等條件達成或抽籤結果產生後,方可作實。
• 聲明 、 保證 及 承諾 (a) 閣下及閣下為其利益而提出申請的人士並非身處美國境內(定義見 1933 年美國證券法 2. 本公司或其代理或代名人可酌情拒絕閣下的申請:
(經修訂)S 規例),且閣下會在離岸交易(定義見 1933 年美國證券法(經修訂)S 規例)購入香港發售股份;或 本公司、聯席牽頭經辦人(作為本公司代理)或彼等各自的代理可全權酌情拒絕或接納任何申請,或只接納任何
(b) 閣下及閣下為其利益而提出申請的人士為 1933 年美國證券法(經修訂)第 144A 條所指合資格機構買家; 申請的一部分,而毋須就拒絕或接納任何申請提供任何理由。
• 確認 閣下已取得招股章程及僅依據招股章程所載資料及聲明作出申請,而並非依賴賴招股章程任何補充 3. 如閣下的申請遭拒絕受理:
文件以外涉及本公司的任何其他資料或聲明,閣下亦同意,本公司、聯席牽頭經辦人、聯席保薦人及香 以下情況可能導致申請遭拒絕受理:
港包銷商或彼等各自的任何董事、高級職員、僱員、合夥人、代理、顧問或參與全球發售的任何其他人士 • 閣下的申請為重複或疑屬重複申請;
毋須對任何該等其他資料或聲明承擔任何責任; • 本申請表格並無正確填妥;
樣版
Sample
----- End of picture text -----

2. 本公司或其代理或代名人可酌情拒絕閣下的申請: 本公司、聯席牽頭經辦人(作為本公司代理)或彼等各自的代理可全權酌情拒絕或接納任何申請,或只接納任何 申請的一部分,而毋須就拒絕或接納任何申請提供任何理由。

3. 如閣下的申請遭拒絕受理: 以下情況可能導致申請遭拒絕受理: • 閣下的申請為重複或疑屬重複申請; • 本申請表格並無正確填妥; • 閣下未按正確方式付款,或閣下以支票或銀行本票繳款,惟該支票或銀行本票未能於首次過戶時未能兌現; • 閣下或閣下為其利益作出申請的人士已根據國際配售申請或承購、或表示有意、或已經或將獲配售或配 發(包括有條件及╱或暫定)國際配售股份(根據優先發售申請的預留股份除外);

• 本公司及聯席牽頭經辦人(代表本公司)相信接納閣下的申請會觸犯填寫及╱或簽署申請表格所示地址所 在司法權區任何適用證券或其他法律、規則或規例;

• 閣下申請超過初步提呈可供公眾人士認購香港發售股份的 50%;或 • 任何香港包銷協議及╱或國際包銷協議並無成為無條件或根據其條款終止。

4. 倘香港發售股份的配發無效: 若聯交所上市委員會(「上市委員會」)並未於下列時間批准股份上市,則閣下獲配發的香港發售股份將會無效:

  • 同意(在不影響閣下可能擁有的任何其他權利的情況下)閣下的申請一經接納,則閣下不可因無意作出的 失實陳述而撤銷申請;

  • (如本申請是為閣下本身的利益作出) 保證 本申請是為閣下利益以 白色黃色 申請表格或向香港結算或透 過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供應商發出 電子認購指示 作出的唯一申請;

  • (如本申請是由一名代理代表閣下作出) 保證 閣下已有效及不可撤回地賦予閣下的代理一切必要權力及授 權作出本申請;

  • (如閣下是他人的代理) 保證 已向該名人士作出合理的查詢,此申請乃為該名人士的利益以 白色黃色 申 請表格或向香港結算或透過 網上白表 服務 ( www.hkeipo.hk ) 向 網上白表 服務供應商發出 電子認購指示 作出 的唯一申請,而閣下已獲正式授權以該名人士的代理身份,簽署本申請表格或發出電子認購指示;

  • 同意 閣下的申請一經接納,閣下的申請將以本公司公布的香港公開發售結果為憑證;

  • 截止登記申請日期起計三星期內;或

  • 若上市委員會於截止登記申請起計三星期內通知本公司延長有關期間,則為最多以六星期為限的較長期 間內。

  • 承諾確認 閣下(如本申請是為閣下的利益作出)或閣下為其利益作出本申請的人士,並無申請、承購或 表示有意申請或已收取或已獲配售或獲分配(包括有條件及╱或暫定)國際配售中任何國際配售股份,亦 將不會申請、承購或表示有意申請國際配售中任何國際配售股份,亦無以其他方式參與國際配售(根據優 先發售申請的預留股份除外);

  • 保證 本申請所載資料均準確無誤;

5. 倘閣下同時根據香港公開發售及國際配售提出認購申請:

  - 一經填寫任何申請表格,或向香港結算或 **網上白表** 服務供應商發出 **電子認購指示** ,即表示閣下同意不會根據國 際配售申請認購國際配售股份(根據優先發售申請的預留股份除外)。有關方面將採取合理措施,以識別及拒絕 接納已根據國際配售獲得國際配售股份的投資者根據香港公開發售提出的申請(根據優先發售申請的預留股份 除外),並識別及拒絕接納已根據香港公開發售獲得香港發售股份的投資者對國際配售(根據優先發售申請的預 留股份除外)表示興趣。
  • 同意 向本公司、聯席牽頭經辦人及彼等各自的代理披露彼等所需有關閣下或閣下為其利益作出本申請的 人士的任何資料;

如欲以香港中央結算(代理人)有限公司的名義登記獲配發的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」), 以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者於中央結算系統設立的股份賬戶內, 請使用本申請表格

  • 用途 證券申請人及持有人的個人資料可以任何方式被採用、持有及╱或保存,以作下列用途: • 處理閣下的申請及核實是否遵守本申請表格及招股章程所列條款及申請手續,以及公布香港發售股份的 分配結果;

退還股款

2.

倘閣下因(但不限於)上述任何原因未能收取任何香港發售股份,本公司將不計利息退還閣下的申請股款(連同經紀佣
金、聯交所交易費及證監會交易徵費)。倘閣下的申請只獲部分接納,本公司將不計利息退還閣下申請股款當中適用
部分的款項、經紀佣金、聯交所交易費及證監會交易徵費。倘最終釐定的發售價低於閣下申請時初步支付的每股發售
股份價格,本公司將不計利息退還閣下多繳的申請股款(包括所多繳股款應佔的經紀佣金、聯交所交易費及證監會交
易徵費)。於寄發退款支票前的應計利息將全數撥歸本公司所有。
退款支票將以閣下(或倘閣下為聯名申請人,則為本申請表格中排名首位的申請人)為抬頭人並以「只准入抬頭人賬
戶」劃線方式開出。閣下所提供香港身份證號碼╱護照號碼,或如屬聯名申請人,則為排名首位申請人的香港身份證
號碼╱護照號碼的部分資料,可能會列印在閣下的退款支票(如有)。該等資料亦可能會轉交第三方作退款用途。閣下
的銀行於兌現閣下的退款支票前可能要求核實閣下的香港身份證號碼╱護照號碼。不正確填寫香港身份證號碼╱護照
號碼可能導致延遲兌現閣下的退款支票或可能使閣下的退款支票失效。如閣下申請1,000,000股或以上香港發售股份,
並已在本申請表格上表明擬親身前往本公司之香港上市股份登記處卓佳證券登記有限公司領取退款支票(如有),閣
下可於2011年6月30日或本公司在報章公布的任何其他寄發╱領取股票╱電子自動退款指示╱退款支票的日期當日上
午九時正至下午一時正期間,前往以下地點領取退款支票:
卓佳證券登記有限公司
香港
灣仔
皇后大道東28號金鐘匯中心26樓
倘閣下為個人申請人並選擇親身領取,則不得授權他人代為領取。倘閣下為公司申請人並選擇派人領取,則須攜帶加
蓋公司印鑑授權書的授權代表領取。個人及授權代表(如適用)在領取時須向本公司香港上市股份登記處卓佳證券登
記有限公司出示其接受的身份證明文件。倘閣下並未在指定時間親身領取退款支票(如有),則該等支票其後將盡快
以平郵方式寄往本申請表格所列地址,郵誤風險概由閣下自行承擔。倘閣下已申請少於1,000,000股香港發售股份,或
閣下申請1,000,000股或以上香港發售股份但並未在本申請表格上表明擬親身領取退款支票(如有),則退款支票(如有)
將會盡快以平郵方式寄往本申請表格所列地址,郵誤風險概由閣下自行承擔。
本公司擬作出特別安排,以盡量避免延遲退還申請股款、經紀佣金、證監會交易徵費及聯交所交易費(如適用)。
個人資料
個人資料收集聲明
香港法例第486章個人資料(私隱)條例(「該條例」)中的主要條文已於1996年12月20日在香港生效。此項個人資料收集
聲明是向香港發售股份申請人及持有人說明本公司及其香港上市股份登記處就個人資料及該條例而制訂的政策及慣
例。
1.
收集閣下個人資料的原因
證券申請人或證券登記持有人在申請證券或將證券轉入其名下或將名下證券轉讓予他人,或要求香港上市股
份登記處提供服務時,須不時向本公司及其香港上市股份登記處提供其最新的正確個人資料。如未能提供所需
資料,可能會導致閣下證券的申請遭拒絕受理或延誤或令本公司或其香港上市股份登記處無法進行過戶或在
其他方面提供服務,亦可能妨礙或延誤閣下成功申請的香港發售股份的登記或過戶及╱或妨礙或延誤寄發閣下
應得的股票及╱或電子自動退款指示及╱或退款支票。
務請垂注,證券持有人所提供個人資料如有任何不確之處,必須即時知會本公司及其香港上市股份登記處。
證券申請人及持有人的個人資料可以任何方式被採用、持有及╱或保存,以作下列用途:

處理閣下的申請及核實是否遵守本申請表格及招股章程所列條款及申請手續,以及公布香港發售股份的
分配結果;

確保遵守香港及其他地方的一切適用法例及規例;

登記新發行證券或將證券轉入其名下或由其名下轉讓予他人,包括(如適用)以香港結算代理人的名義登
記;

保存或更新本公司證券持有人的名冊;

核對或協助核對簽名或核對或交換其他資料;

確定本公司證券持有人可獲取的利益,例如股息、供股及發行紅股;

寄發本公司及其子公司的公司通訊;

編製統計資料及股東資料;

遵照法律、規則或法規的規定(不論法定或其他規定)作出披露;

透過公布或其他方式披露成功申請人的身份;

披露有關資料以便提出權利索償;及

與上述有關的任何其他附帶或相關用途及╱或令本公司及其香港上市股份登記處免除彼等對證券持有人
及╱或監管機構的責任及╱或證券持有人不時同意的任何其他用途。
3.
向他人提供個人資料
本公司及其香港上市股份登記處會把有關申請人及證券持有人的個人資料保密,但本公司及其香港上市股份登
記處可能會作出必要的查詢以確定個人資料的準確性,以達到上述用途或上述任何一項用途,尤其可能會將申
請人及證券持有人的個人資料向下列任何及所有人士及實體披露、獲取或提供有關資料(不論在香港或外地):

本公司或其委任的代理,例如財務顧問、收款銀行及海外主要股份過戶登記處;

當申請人要求將香港發售股份存入中央結算系統時,香港結算及香港結算代理人將會為運作中央結算系
統而使用個人資料;

任何向本公司及╱或香港上市股份登記處提供與其業務運作有關的行政、電訊、電腦、付款或其他服務
的代理、承包商或第三方服務供應商;

聯交所、證監會及任何其他法定、監管或政府機關;及

與證券持有人有業務往來或擬有業務往來的任何其他人士或機構,例如其銀行、律師、會計師或股票經
紀。
4.
查閱及更正個人資料
該條例賦予申請人及證券持有人權利查證本公司及╱或香港上市股份登記處是否持有其個人資料,並有權索取
該等資料副本及更正任何不確的資料。依據該條例,本公司及香港上市股份登記處有權就處理任何查閱資料的
要求收取合理費用。所有關於查閱資料或更正資料或關於政策及慣例或所持資料類別的要求,應向本公司的公
司秘書或(視乎情況而定)香港上市股份登記處屬下(就該條例而設)的私隱權條例事務主任提出。
閣下簽署本申請表格或向香港結算或網上白表服務供應商發出電子認購指示,即表示同意上述各項。
申請手續
1.
請按照下表計算擬申請認購香港發售股份數目的應繳款項。申請股數最少須為2,000股香港發售股份。申請股數
須按照下表中「可供申請認購股份數目及應繳款項」一欄所載股份數目提出。申請任何其他數目的股份將不予
考慮,而任何有關申請將遭拒絕受理。閣下須繳付最高發售價每股股份2.35港元,另加1%經紀佣金、0.005%聯
交所交易費及0.003%證監會交易徵費。下表亦列出申請認購香港發售股份若干倍數的應繳股款總額。
2.
閣下(作為申請人)必須按照下列指示填妥本申請表格並在本申請表格第一頁簽署。只接納親筆簽名。
如閣下透過指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請,則:

指定的中央結算系統參與者必須在本申請表格上加蓋附有其公司名稱的公司印鑑,並在適當空格內填上
其參與者編號。
如閣下以個人中央結算系統投資者戶口持有人提出申請,則:

本申請表格必須填上閣下的姓名及香港身份證號碼;及

閣下必須在本申請表格適當空格內填上其參與者編號。
如閣下以聯名個人中央結算系統投資者戶口持有人提出申請,則:

本申請表格必須填上所有聯名中央結算系統投資者戶口持有人的姓名及香港身份證號碼;及

閣下必須在本申請表格適當空格內填上其參與者編號。
如閣下以公司中央結算系統投資者戶口持有人提出申請,則:

本申請表格必須填上公司名稱及香港商業登記號碼;及

閣下必須在本申請表格適當空格內填上其參與者編號,並加蓋附有公司名稱的公司印鑑。
若中央結算系統參與者的資料不正確或不完整、其參與者編號遺漏或不完整或出現其他類似情況,均可能導致
申請無效。
3.
股款須緊釘於表格上。申請股份的股款必須以支票銀行本票支付。
每份申請必須附有一張單獨開出的支票或銀行本票。
如閣下以支票付款,該支票必須:

為港元面額;

不得為期票;

由閣下於香港開設的港元銀行賬戶開出;

顯示閣下的賬戶名稱,而該賬戶名稱必須預印在支票上,或由有關銀行授權簽署的人士在該支票背面加
簽。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請,則賬戶名稱必須與排名首位的申請人姓名╱名
稱相同。如支票由聯名戶口開出,則其中一個聯名賬戶名稱必須與排名首位的申請人姓名╱名稱相同;

註明抬頭人為「浩豐代理人有限公司-新礦資源公開發售」;

劃線註明「只准入抬頭人賬戶」;及

每份申請必須附有一張單獨開出的支票或銀行本票。
下列情況將導致閣下之申請可能遭拒絕受理:

支票未能符合上述所有規定;或

支票於首次過戶時不獲兌現。
倘閣下以銀行本票繳款,則銀行本票必須:

為港元面額;

由一家香港持牌銀行發出,並由銀行授權簽署的人士在銀行本票背面簽署以核實閣下的姓名╱名稱。銀
行本票背面所示姓名╱名稱必須與本申請表格上的姓名╱名稱相同。如屬聯名申請,則銀行本票背面所
示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同;

不得為期票;

註明抬頭人為「浩豐代理人有限公司-新礦資源公開發售」;及

劃線註明「只准入抬頭人賬戶」。
倘閣下的支票或銀行本票未能符合上述所有規定或在首次過戶時不獲兌現,則閣下的申請可遭拒絕受理。
4.
撕下本申請表格,對摺一次,然後投入下列任何一家分行或支行的特備收集箱內:
(a)
渣打銀行(香港)有限公司:
地區
分行名稱
分行地址
香港
88德輔道分行
中環德輔道中88號
北角中心分行
北角英皇道284號北角中心
銅鑼灣分行
銅鑼灣怡和街38-40A號怡華大廈地下
九龍
觀塘分行
觀塘裕民坊1A號舖
旺角分行
旺角彌敦道617-623號地下B舖、一樓及二樓
尖沙咀分行
尖沙咀加連威老道10號地下
樂富中心商場分行
樂富中心商場地下G101號舖
新界
新城市廣場分行
沙田新城市廣場1期215-223號舖
新都會廣場分行
葵涌興芳路223號新都會廣場1樓175-176號舖
元朗豐年路分行
元朗青山公路段247號萬昌樓地下前舖B舖及1樓
(b)
或中國銀行(香港)有限公司下列任何分行:
地區
分行名稱
分行地址
香港
中銀大廈分行
花園道1號3樓
軒尼詩道409號分行
灣仔軒尼詩道409-415號
北角僑輝大廈分行
北角英皇道413-415號
統一中心分行
金鐘道95號統一中心商場1021號
九龍
觀塘廣場分行
觀塘開源道68號觀塘廣場G1
新界
好運中心分行
沙田橫壆街好運中心
荃灣青山道分行
荃灣青山道201-207號
(c)
或交通銀行股份有限公司香港分行下列任何分行:
地區
分行名稱
分行地址
香港
香港分行
中環畢打街20號
北角支行
英皇道442-444號
鰂魚涌支行
英皇道981號C地下
九龍
佐敦道支行
佐敦道37號U寶文大廈1樓
新界
沙咀道支行
荃灣沙咀道122-124號
5.
閣下可於下列時間內遞交本申請表格:
2011年6月21日

上午九時正至下午五時正
2011年6月22日

上午九時正至下午五時正
2011年6月23日

上午九時正至下午五時正
2011年6月24日

上午九時正至中午十二時正
6.
遞交申請的截止時間為2011 年6月24 日中午十二時正,或如該日並無開始辦理認購申請登記,則為下一日開始
辦理認購申請登記當日中午十二時正。本公司將於當日上午十一時四十五分至中午十二時正期間辦理認購申
請登記,惟須視乎天氣情況而定。倘若香港於2011年6月24日上午九時正至中午十二時正任何時間懸掛下列任
何信號,將不會開始辦理認購申請登記:

八號或以上熱帶氣旋警告信號;或

「黑色」暴雨警告信號,
認購申請登記將順延至下一個於上午九時正至中午十二時正任何時間內並無懸掛上述任何一項警告信號的營
業日上午十一時四十五分至中午十二時正辦理。營業日指除星期六、星期日或香港公眾假期以外的日子。
7.
本公司保留將閣下的一切或任何股款過戶的權利,然而,閣下的支票或銀行本票將不會於2011年6月24日中午
十二時正前過戶。本公司將不會就已付款項發出收據。本公司將保留閣下的申請股款(如屬退款,則計至退款
支票寄發日期止)的應得利息。本公司亦有權將任何股票及╱或任何多繳申請股款或退款保留,以待閣下的支
票或銀行本票過戶。
可供申請認購香港發售股份數目及應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
港元
港元
港元
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1) 閣下可申請認購的香港發售股份最高數目為50,000,000股。
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版
倘閣下因(但不限於)上述任何原因未能收取任何香港發售股份,本公司將不計利息退還閣下的申請股款(連同經紀佣
金、聯交所交易費及證監會交易徵費)。倘閣下的申請只獲部分接納,本公司將不計利息退還閣下申請股款當中適用
部分的款項、經紀佣金、聯交所交易費及證監會交易徵費。倘最終釐定的發售價低於閣下申請時初步支付的每股發售
股份價格,本公司將不計利息退還閣下多繳的申請股款(包括所多繳股款應佔的經紀佣金、聯交所交易費及證監會交
易徵費)。於寄發退款支票前的應計利息將全數撥歸本公司所有。
退款支票將以閣下(或倘閣下為聯名申請人,則為本申請表格中排名首位的申請人)為抬頭人並以「只准入抬頭人賬
戶」劃線方式開出。閣下所提供香港身份證號碼╱護照號碼,或如屬聯名申請人,則為排名首位申請人的香港身份證
號碼╱護照號碼的部分資料,可能會列印在閣下的退款支票(如有)。該等資料亦可能會轉交第三方作退款用途。閣下
的銀行於兌現閣下的退款支票前可能要求核實閣下的香港身份證號碼╱護照號碼。不正確填寫香港身份證號碼╱護照
號碼可能導致延遲兌現閣下的退款支票或可能使閣下的退款支票失效。如閣下申請1,000,000股或以上香港發售股份,
並已在本申請表格上表明擬親身前往本公司之香港上市股份登記處卓佳證券登記有限公司領取退款支票(如有),閣
下可於2011年6月30日或本公司在報章公布的任何其他寄發╱領取股票╱電子自動退款指示╱退款支票的日期當日上
午九時正至下午一時正期間,前往以下地點領取退款支票:
卓佳證券登記有限公司
香港
灣仔
皇后大道東28號金鐘匯中心26樓
倘閣下為個人申請人並選擇親身領取,則不得授權他人代為領取。倘閣下為公司申請人並選擇派人領取,則須攜帶加
蓋公司印鑑授權書的授權代表領取。個人及授權代表(如適用)在領取時須向本公司香港上市股份登記處卓佳證券登
記有限公司出示其接受的身份證明文件。倘閣下並未在指定時間親身領取退款支票(如有),則該等支票其後將盡快
以平郵方式寄往本申請表格所列地址,郵誤風險概由閣下自行承擔。倘閣下已申請少於1,000,000股香港發售股份,或
閣下申請1,000,000股或以上香港發售股份但並未在本申請表格上表明擬親身領取退款支票(如有),則退款支票(如有)
將會盡快以平郵方式寄往本申請表格所列地址,郵誤風險概由閣下自行承擔。
本公司擬作出特別安排,以盡量避免延遲退還申請股款、經紀佣金、證監會交易徵費及聯交所交易費(如適用)。
個人資料
個人資料收集聲明
香港法例第486章個人資料(私隱)條例(「該條例」)中的主要條文已於1996年12月20日在香港生效。此項個人資料收集
聲明是向香港發售股份申請人及持有人說明本公司及其香港上市股份登記處就個人資料及該條例而制訂的政策及慣
例。
1.
收集閣下個人資料的原因
證券申請人或證券登記持有人在申請證券或將證券轉入其名下或將名下證券轉讓予他人,或要求香港上市股
份登記處提供服務時,須不時向本公司及其香港上市股份登記處提供其最新的正確個人資料。如未能提供所需
資料,可能會導致閣下證券的申請遭拒絕受理或延誤或令本公司或其香港上市股份登記處無法進行過戶或在
其他方面提供服務,亦可能妨礙或延誤閣下成功申請的香港發售股份的登記或過戶及╱或妨礙或延誤寄發閣下
應得的股票及╱或電子自動退款指示及╱或退款支票。
務請垂注,證券持有人所提供個人資料如有任何不確之處,必須即時知會本公司及其香港上市股份登記處。
證券申請人及持有人的個人資料可以任何方式被採用、持有及╱或保存,以作下列用途:

處理閣下的申請及核實是否遵守本申請表格及招股章程所列條款及申請手續,以及公布香港發售股份的
分配結果;

確保遵守香港及其他地方的一切適用法例及規例;

登記新發行證券或將證券轉入其名下或由其名下轉讓予他人,包括(如適用)以香港結算代理人的名義登
記;

保存或更新本公司證券持有人的名冊;

核對或協助核對簽名或核對或交換其他資料;

確定本公司證券持有人可獲取的利益,例如股息、供股及發行紅股;

寄發本公司及其子公司的公司通訊;

編製統計資料及股東資料;

遵照法律、規則或法規的規定(不論法定或其他規定)作出披露;

透過公布或其他方式披露成功申請人的身份;

披露有關資料以便提出權利索償;及

與上述有關的任何其他附帶或相關用途及╱或令本公司及其香港上市股份登記處免除彼等對證券持有人
及╱或監管機構的責任及╱或證券持有人不時同意的任何其他用途。
3.
向他人提供個人資料
本公司及其香港上市股份登記處會把有關申請人及證券持有人的個人資料保密,但本公司及其香港上市股份登
記處可能會作出必要的查詢以確定個人資料的準確性,以達到上述用途或上述任何一項用途,尤其可能會將申
請人及證券持有人的個人資料向下列任何及所有人士及實體披露、獲取或提供有關資料(不論在香港或外地):

本公司或其委任的代理,例如財務顧問、收款銀行及海外主要股份過戶登記處;

當申請人要求將香港發售股份存入中央結算系統時,香港結算及香港結算代理人將會為運作中央結算系
統而使用個人資料;

任何向本公司及╱或香港上市股份登記處提供與其業務運作有關的行政、電訊、電腦、付款或其他服務
的代理、承包商或第三方服務供應商;

聯交所、證監會及任何其他法定、監管或政府機關;及

與證券持有人有業務往來或擬有業務往來的任何其他人士或機構,例如其銀行、律師、會計師或股票經
紀。
4.
查閱及更正個人資料
該條例賦予申請人及證券持有人權利查證本公司及╱或香港上市股份登記處是否持有其個人資料,並有權索取
該等資料副本及更正任何不確的資料。依據該條例,本公司及香港上市股份登記處有權就處理任何查閱資料的
要求收取合理費用。所有關於查閱資料或更正資料或關於政策及慣例或所持資料類別的要求,應向本公司的公
司秘書或(視乎情況而定)香港上市股份登記處屬下(就該條例而設)的私隱權條例事務主任提出。
閣下簽署本申請表格或向香港結算或網上白表服務供應商發出電子認購指示,即表示同意上述各項。
申請手續
1.
請按照下表計算擬申請認購香港發售股份數目的應繳款項。申請股數最少須為2,000股香港發售股份。申請股數
須按照下表中「可供申請認購股份數目及應繳款項」一欄所載股份數目提出。申請任何其他數目的股份將不予
考慮,而任何有關申請將遭拒絕受理。閣下須繳付最高發售價每股股份2.35港元,另加1%經紀佣金、0.005%聯
交所交易費及0.003%證監會交易徵費。下表亦列出申請認購香港發售股份若干倍數的應繳股款總額。
2.
閣下(作為申請人)必須按照下列指示填妥本申請表格並在本申請表格第一頁簽署。只接納親筆簽名。
如閣下透過指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請,則:

指定的中央結算系統參與者必須在本申請表格上加蓋附有其公司名稱的公司印鑑,並在適當空格內填上
其參與者編號。
如閣下以個人中央結算系統投資者戶口持有人提出申請,則:

本申請表格必須填上閣下的姓名及香港身份證號碼;及

閣下必須在本申請表格適當空格內填上其參與者編號。
如閣下以聯名個人中央結算系統投資者戶口持有人提出申請,則:

本申請表格必須填上所有聯名中央結算系統投資者戶口持有人的姓名及香港身份證號碼;及

閣下必須在本申請表格適當空格內填上其參與者編號。
如閣下以公司中央結算系統投資者戶口持有人提出申請,則:

本申請表格必須填上公司名稱及香港商業登記號碼;及

閣下必須在本申請表格適當空格內填上其參與者編號,並加蓋附有公司名稱的公司印鑑。
若中央結算系統參與者的資料不正確或不完整、其參與者編號遺漏或不完整或出現其他類似情況,均可能導致
申請無效。
3.
股款須緊釘於表格上。申請股份的股款必須以支票銀行本票支付。
每份申請必須附有一張單獨開出的支票或銀行本票。
如閣下以支票付款,該支票必須:

為港元面額;

不得為期票;

由閣下於香港開設的港元銀行賬戶開出;

顯示閣下的賬戶名稱,而該賬戶名稱必須預印在支票上,或由有關銀行授權簽署的人士在該支票背面加
簽。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請,則賬戶名稱必須與排名首位的申請人姓名╱名
稱相同。如支票由聯名戶口開出,則其中一個聯名賬戶名稱必須與排名首位的申請人姓名╱名稱相同;

註明抬頭人為「浩豐代理人有限公司-新礦資源公開發售」;

劃線註明「只准入抬頭人賬戶」;及

每份申請必須附有一張單獨開出的支票或銀行本票。
下列情況將導致閣下之申請可能遭拒絕受理:

支票未能符合上述所有規定;或

支票於首次過戶時不獲兌現。
倘閣下以銀行本票繳款,則銀行本票必須:

為港元面額;

由一家香港持牌銀行發出,並由銀行授權簽署的人士在銀行本票背面簽署以核實閣下的姓名╱名稱。銀
行本票背面所示姓名╱名稱必須與本申請表格上的姓名╱名稱相同。如屬聯名申請,則銀行本票背面所
示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同;

不得為期票;

註明抬頭人為「浩豐代理人有限公司-新礦資源公開發售」;及

劃線註明「只准入抬頭人賬戶」。
倘閣下的支票或銀行本票未能符合上述所有規定或在首次過戶時不獲兌現,則閣下的申請可遭拒絕受理。
4.
撕下本申請表格,對摺一次,然後投入下列任何一家分行或支行的特備收集箱內:
(a)
渣打銀行(香港)有限公司:
地區
分行名稱
分行地址
香港
88德輔道分行
中環德輔道中88號
北角中心分行
北角英皇道284號北角中心
銅鑼灣分行
銅鑼灣怡和街38-40A號怡華大廈地下
九龍
觀塘分行
觀塘裕民坊1A號舖
旺角分行
旺角彌敦道617-623號地下B舖、一樓及二樓
尖沙咀分行
尖沙咀加連威老道10號地下
樂富中心商場分行
樂富中心商場地下G101號舖
新界
新城市廣場分行
沙田新城市廣場1期215-223號舖
新都會廣場分行
葵涌興芳路223號新都會廣場1樓175-176號舖
元朗豐年路分行
元朗青山公路段247號萬昌樓地下前舖B舖及1樓
(b)
或中國銀行(香港)有限公司下列任何分行:
地區
分行名稱
分行地址
香港
中銀大廈分行
花園道1號3樓
軒尼詩道409號分行
灣仔軒尼詩道409-415號
北角僑輝大廈分行
北角英皇道413-415號
統一中心分行
金鐘道95號統一中心商場1021號
九龍
觀塘廣場分行
觀塘開源道68號觀塘廣場G1
新界
好運中心分行
沙田橫壆街好運中心
荃灣青山道分行
荃灣青山道201-207號
(c)
或交通銀行股份有限公司香港分行下列任何分行:
地區
分行名稱
分行地址
香港
香港分行
中環畢打街20號
北角支行
英皇道442-444號
鰂魚涌支行
英皇道981號C地下
九龍
佐敦道支行
佐敦道37號U寶文大廈1樓
新界
沙咀道支行
荃灣沙咀道122-124號
5.
閣下可於下列時間內遞交本申請表格:
2011年6月21日

上午九時正至下午五時正
2011年6月22日

上午九時正至下午五時正
2011年6月23日

上午九時正至下午五時正
2011年6月24日

上午九時正至中午十二時正
6.
遞交申請的截止時間為2011 年6月24 日中午十二時正,或如該日並無開始辦理認購申請登記,則為下一日開始
辦理認購申請登記當日中午十二時正。本公司將於當日上午十一時四十五分至中午十二時正期間辦理認購申
請登記,惟須視乎天氣情況而定。倘若香港於2011年6月24日上午九時正至中午十二時正任何時間懸掛下列任
何信號,將不會開始辦理認購申請登記:

八號或以上熱帶氣旋警告信號;或

「黑色」暴雨警告信號,
認購申請登記將順延至下一個於上午九時正至中午十二時正任何時間內並無懸掛上述任何一項警告信號的營
業日上午十一時四十五分至中午十二時正辦理。營業日指除星期六、星期日或香港公眾假期以外的日子。
7.
本公司保留將閣下的一切或任何股款過戶的權利,然而,閣下的支票或銀行本票將不會於2011年6月24日中午
十二時正前過戶。本公司將不會就已付款項發出收據。本公司將保留閣下的申請股款(如屬退款,則計至退款
支票寄發日期止)的應得利息。本公司亦有權將任何股票及╱或任何多繳申請股款或退款保留,以待閣下的支
票或銀行本票過戶。
可供申請認購香港發售股份數目及應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
港元
港元
港元
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1) 閣下可申請認購的香港發售股份最高數目為50,000,000股。
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版
倘閣下因(但不限於)上述任何原因未能收取任何香港發售股份,本公司將不計利息退還閣下的申請股款(連同經紀佣
金、聯交所交易費及證監會交易徵費)。倘閣下的申請只獲部分接納,本公司將不計利息退還閣下申請股款當中適用
部分的款項、經紀佣金、聯交所交易費及證監會交易徵費。倘最終釐定的發售價低於閣下申請時初步支付的每股發售
股份價格,本公司將不計利息退還閣下多繳的申請股款(包括所多繳股款應佔的經紀佣金、聯交所交易費及證監會交
易徵費)。於寄發退款支票前的應計利息將全數撥歸本公司所有。
退款支票將以閣下(或倘閣下為聯名申請人,則為本申請表格中排名首位的申請人)為抬頭人並以「只准入抬頭人賬
戶」劃線方式開出。閣下所提供香港身份證號碼╱護照號碼,或如屬聯名申請人,則為排名首位申請人的香港身份證
號碼╱護照號碼的部分資料,可能會列印在閣下的退款支票(如有)。該等資料亦可能會轉交第三方作退款用途。閣下
的銀行於兌現閣下的退款支票前可能要求核實閣下的香港身份證號碼╱護照號碼。不正確填寫香港身份證號碼╱護照
號碼可能導致延遲兌現閣下的退款支票或可能使閣下的退款支票失效。如閣下申請1,000,000股或以上香港發售股份,
並已在本申請表格上表明擬親身前往本公司之香港上市股份登記處卓佳證券登記有限公司領取退款支票(如有),閣
下可於2011年6月30日或本公司在報章公布的任何其他寄發╱領取股票╱電子自動退款指示╱退款支票的日期當日上
午九時正至下午一時正期間,前往以下地點領取退款支票:
卓佳證券登記有限公司
香港
灣仔
皇后大道東28號金鐘匯中心26樓
倘閣下為個人申請人並選擇親身領取,則不得授權他人代為領取。倘閣下為公司申請人並選擇派人領取,則須攜帶加
蓋公司印鑑授權書的授權代表領取。個人及授權代表(如適用)在領取時須向本公司香港上市股份登記處卓佳證券登
記有限公司出示其接受的身份證明文件。倘閣下並未在指定時間親身領取退款支票(如有),則該等支票其後將盡快
以平郵方式寄往本申請表格所列地址,郵誤風險概由閣下自行承擔。倘閣下已申請少於1,000,000股香港發售股份,或
閣下申請1,000,000股或以上香港發售股份但並未在本申請表格上表明擬親身領取退款支票(如有),則退款支票(如有)
將會盡快以平郵方式寄往本申請表格所列地址,郵誤風險概由閣下自行承擔。
本公司擬作出特別安排,以盡量避免延遲退還申請股款、經紀佣金、證監會交易徵費及聯交所交易費(如適用)。
個人資料
個人資料收集聲明
香港法例第486章個人資料(私隱)條例(「該條例」)中的主要條文已於1996年12月20日在香港生效。此項個人資料收集
聲明是向香港發售股份申請人及持有人說明本公司及其香港上市股份登記處就個人資料及該條例而制訂的政策及慣
例。
1.
收集閣下個人資料的原因
證券申請人或證券登記持有人在申請證券或將證券轉入其名下或將名下證券轉讓予他人,或要求香港上市股
份登記處提供服務時,須不時向本公司及其香港上市股份登記處提供其最新的正確個人資料。如未能提供所需
資料,可能會導致閣下證券的申請遭拒絕受理或延誤或令本公司或其香港上市股份登記處無法進行過戶或在
其他方面提供服務,亦可能妨礙或延誤閣下成功申請的香港發售股份的登記或過戶及╱或妨礙或延誤寄發閣下
應得的股票及╱或電子自動退款指示及╱或退款支票。
務請垂注,證券持有人所提供個人資料如有任何不確之處,必須即時知會本公司及其香港上市股份登記處。
證券申請人及持有人的個人資料可以任何方式被採用、持有及╱或保存,以作下列用途:

處理閣下的申請及核實是否遵守本申請表格及招股章程所列條款及申請手續,以及公布香港發售股份的
分配結果;

確保遵守香港及其他地方的一切適用法例及規例;

登記新發行證券或將證券轉入其名下或由其名下轉讓予他人,包括(如適用)以香港結算代理人的名義登
記;

保存或更新本公司證券持有人的名冊;

核對或協助核對簽名或核對或交換其他資料;

確定本公司證券持有人可獲取的利益,例如股息、供股及發行紅股;

寄發本公司及其子公司的公司通訊;

編製統計資料及股東資料;

遵照法律、規則或法規的規定(不論法定或其他規定)作出披露;

透過公布或其他方式披露成功申請人的身份;

披露有關資料以便提出權利索償;及

與上述有關的任何其他附帶或相關用途及╱或令本公司及其香港上市股份登記處免除彼等對證券持有人
及╱或監管機構的責任及╱或證券持有人不時同意的任何其他用途。
3.
向他人提供個人資料
本公司及其香港上市股份登記處會把有關申請人及證券持有人的個人資料保密,但本公司及其香港上市股份登
記處可能會作出必要的查詢以確定個人資料的準確性,以達到上述用途或上述任何一項用途,尤其可能會將申
請人及證券持有人的個人資料向下列任何及所有人士及實體披露、獲取或提供有關資料(不論在香港或外地):

本公司或其委任的代理,例如財務顧問、收款銀行及海外主要股份過戶登記處;

當申請人要求將香港發售股份存入中央結算系統時,香港結算及香港結算代理人將會為運作中央結算系
統而使用個人資料;

任何向本公司及╱或香港上市股份登記處提供與其業務運作有關的行政、電訊、電腦、付款或其他服務
的代理、承包商或第三方服務供應商;

聯交所、證監會及任何其他法定、監管或政府機關;及

與證券持有人有業務往來或擬有業務往來的任何其他人士或機構,例如其銀行、律師、會計師或股票經
紀。
4.
查閱及更正個人資料
該條例賦予申請人及證券持有人權利查證本公司及╱或香港上市股份登記處是否持有其個人資料,並有權索取
該等資料副本及更正任何不確的資料。依據該條例,本公司及香港上市股份登記處有權就處理任何查閱資料的
要求收取合理費用。所有關於查閱資料或更正資料或關於政策及慣例或所持資料類別的要求,應向本公司的公
司秘書或(視乎情況而定)香港上市股份登記處屬下(就該條例而設)的私隱權條例事務主任提出。
閣下簽署本申請表格或向香港結算或網上白表服務供應商發出電子認購指示,即表示同意上述各項。
申請手續
1.
請按照下表計算擬申請認購香港發售股份數目的應繳款項。申請股數最少須為2,000股香港發售股份。申請股數
須按照下表中「可供申請認購股份數目及應繳款項」一欄所載股份數目提出。申請任何其他數目的股份將不予
考慮,而任何有關申請將遭拒絕受理。閣下須繳付最高發售價每股股份2.35港元,另加1%經紀佣金、0.005%聯
交所交易費及0.003%證監會交易徵費。下表亦列出申請認購香港發售股份若干倍數的應繳股款總額。
2.
閣下(作為申請人)必須按照下列指示填妥本申請表格並在本申請表格第一頁簽署。只接納親筆簽名。
如閣下透過指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請,則:

指定的中央結算系統參與者必須在本申請表格上加蓋附有其公司名稱的公司印鑑,並在適當空格內填上
其參與者編號。
如閣下以個人中央結算系統投資者戶口持有人提出申請,則:

本申請表格必須填上閣下的姓名及香港身份證號碼;及

閣下必須在本申請表格適當空格內填上其參與者編號。
如閣下以聯名個人中央結算系統投資者戶口持有人提出申請,則:

本申請表格必須填上所有聯名中央結算系統投資者戶口持有人的姓名及香港身份證號碼;及

閣下必須在本申請表格適當空格內填上其參與者編號。
如閣下以公司中央結算系統投資者戶口持有人提出申請,則:

本申請表格必須填上公司名稱及香港商業登記號碼;及

閣下必須在本申請表格適當空格內填上其參與者編號,並加蓋附有公司名稱的公司印鑑。
若中央結算系統參與者的資料不正確或不完整、其參與者編號遺漏或不完整或出現其他類似情況,均可能導致
申請無效。
3.
股款須緊釘於表格上。申請股份的股款必須以支票銀行本票支付。
每份申請必須附有一張單獨開出的支票或銀行本票。
如閣下以支票付款,該支票必須:

為港元面額;

不得為期票;

由閣下於香港開設的港元銀行賬戶開出;

顯示閣下的賬戶名稱,而該賬戶名稱必須預印在支票上,或由有關銀行授權簽署的人士在該支票背面加
簽。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請,則賬戶名稱必須與排名首位的申請人姓名╱名
稱相同。如支票由聯名戶口開出,則其中一個聯名賬戶名稱必須與排名首位的申請人姓名╱名稱相同;

註明抬頭人為「浩豐代理人有限公司-新礦資源公開發售」;

劃線註明「只准入抬頭人賬戶」;及

每份申請必須附有一張單獨開出的支票或銀行本票。
下列情況將導致閣下之申請可能遭拒絕受理:

支票未能符合上述所有規定;或

支票於首次過戶時不獲兌現。
倘閣下以銀行本票繳款,則銀行本票必須:

為港元面額;

由一家香港持牌銀行發出,並由銀行授權簽署的人士在銀行本票背面簽署以核實閣下的姓名╱名稱。銀
行本票背面所示姓名╱名稱必須與本申請表格上的姓名╱名稱相同。如屬聯名申請,則銀行本票背面所
示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同;

不得為期票;

註明抬頭人為「浩豐代理人有限公司-新礦資源公開發售」;及

劃線註明「只准入抬頭人賬戶」。
倘閣下的支票或銀行本票未能符合上述所有規定或在首次過戶時不獲兌現,則閣下的申請可遭拒絕受理。
4.
撕下本申請表格,對摺一次,然後投入下列任何一家分行或支行的特備收集箱內:
(a)
渣打銀行(香港)有限公司:
地區
分行名稱
分行地址
香港
88德輔道分行
中環德輔道中88號
北角中心分行
北角英皇道284號北角中心
銅鑼灣分行
銅鑼灣怡和街38-40A號怡華大廈地下
九龍
觀塘分行
觀塘裕民坊1A號舖
旺角分行
旺角彌敦道617-623號地下B舖、一樓及二樓
尖沙咀分行
尖沙咀加連威老道10號地下
樂富中心商場分行
樂富中心商場地下G101號舖
新界
新城市廣場分行
沙田新城市廣場1期215-223號舖
新都會廣場分行
葵涌興芳路223號新都會廣場1樓175-176號舖
元朗豐年路分行
元朗青山公路段247號萬昌樓地下前舖B舖及1樓
(b)
或中國銀行(香港)有限公司下列任何分行:
地區
分行名稱
分行地址
香港
中銀大廈分行
花園道1號3樓
軒尼詩道409號分行
灣仔軒尼詩道409-415號
北角僑輝大廈分行
北角英皇道413-415號
統一中心分行
金鐘道95號統一中心商場1021號
九龍
觀塘廣場分行
觀塘開源道68號觀塘廣場G1
新界
好運中心分行
沙田橫壆街好運中心
荃灣青山道分行
荃灣青山道201-207號
(c)
或交通銀行股份有限公司香港分行下列任何分行:
地區
分行名稱
分行地址
香港
香港分行
中環畢打街20號
北角支行
英皇道442-444號
鰂魚涌支行
英皇道981號C地下
九龍
佐敦道支行
佐敦道37號U寶文大廈1樓
新界
沙咀道支行
荃灣沙咀道122-124號
5.
閣下可於下列時間內遞交本申請表格:
2011年6月21日

上午九時正至下午五時正
2011年6月22日

上午九時正至下午五時正
2011年6月23日

上午九時正至下午五時正
2011年6月24日

上午九時正至中午十二時正
6.
遞交申請的截止時間為2011 年6月24 日中午十二時正,或如該日並無開始辦理認購申請登記,則為下一日開始
辦理認購申請登記當日中午十二時正。本公司將於當日上午十一時四十五分至中午十二時正期間辦理認購申
請登記,惟須視乎天氣情況而定。倘若香港於2011年6月24日上午九時正至中午十二時正任何時間懸掛下列任
何信號,將不會開始辦理認購申請登記:

八號或以上熱帶氣旋警告信號;或

「黑色」暴雨警告信號,
認購申請登記將順延至下一個於上午九時正至中午十二時正任何時間內並無懸掛上述任何一項警告信號的營
業日上午十一時四十五分至中午十二時正辦理。營業日指除星期六、星期日或香港公眾假期以外的日子。
7.
本公司保留將閣下的一切或任何股款過戶的權利,然而,閣下的支票或銀行本票將不會於2011年6月24日中午
十二時正前過戶。本公司將不會就已付款項發出收據。本公司將保留閣下的申請股款(如屬退款,則計至退款
支票寄發日期止)的應得利息。本公司亦有權將任何股票及╱或任何多繳申請股款或退款保留,以待閣下的支
票或銀行本票過戶。
可供申請認購香港發售股份數目及應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
港元
港元
港元
2,000
4,747.38
300,000
712,106.40
5,000,000
11,868,440.00
4,000
9,494.75
400,000
949,475.20
6,000,000
14,242,128.00
6,000
14,242.13
500,000
1,186,844.00
7,000,000
16,615,816.00
8,000
18,989.50
600,000
1,424,212.80
8,000,000
18,989,504.00
10,000
23,736.89
700,000
1,661,581.60
9,000,000
21,363,192.00
20,000
47,473.76
800,000
1,898,950.40
10,000,000
23,736,880.00
30,000
71,210.65
900,000
2,136,319.20
20,000,000
47,473,760.00
40,000
94,947.52
1,000,000
2,373,688.00
30,000,000
71,210,640.00
50,000
118,684.41
1,500,000
3,560,532.00
40,000,000
94,947,520.00
60,000
142,421.28
2,000,000
4,747,376.00
50,000,000 (1)
118,684,400.00
70,000
166,158.17
2,500,000
5,934,220.00
80,000
189,895.04
3,000,000
7,121,064.00
90,000
213,631.93
3,500,000
8,307,908.00
100,000
237,368.80
4,000,000
9,494,752.00
(1) 閣下可申請認購的香港發售股份最高數目為50,000,000股。
200,000
474,737.60
4,500,000
10,681,596.00
Sample樣版
可供申請認購香港發售股份數目及應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
申請認購的香港發售
股份數目
申請時應繳款項
港元
2,000
4,747.38
4,000
9,494.75
6,000
14,242.13
8,000
18,989.50
10,000
23,736.89
20,000
47,473.76
30,000
71,210.65
40,000
94,947.52
50,000
118,684.41
60,000
142,421.28
70,000
166,158.17
80,000
189,895.04
90,000
213,631.93
100,000
237,368.80
200,000
474,737.60
港元
300,000
712,106.40
400,000
949,475.20
500,000
1,186,844.00
600,000
1,424,212.80
700,000
1,661,581.60
800,000
1,898,950.40
900,000
2,136,319.20
1,000,000
2,373,688.00
1,500,000
3,560,532.00
2,000,000
4,747,376.00
2,500,000
5,934,220.00
3,000,000
7,121,064.00
3,500,000
8,307,908.00
4,000,000
9,494,752.00
4,500,000
10,681,596.00
港元
5,000,000
11,868,440.00
6,000,000
14,242,128.00
7,000,000
16,615,816.00
8,000,000
18,989,504.00
9,000,000
21,363,192.00
10,000,000
23,736,880.00
20,000,000
47,473,760.00
30,000,000
71,210,640.00
40,000,000
94,947,520.00
50,000,000 (1)
118,684,400.00
(1) 閣下可申請認購的香港發售股份最高數目為50,000,000股。