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Newton Resources Ltd Capital/Financing Update 2011

Jun 21, 2011

49785_rns_2011-06-20_ad8f50ed-baf4-4e41-86fb-76b360b340b1.pdf

Capital/Financing Update

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Use this form if you are a Qualifying NWS Shareholder named below applying for Reserved Shares. 如閣下為名列下文之合資格新創建股東,請用本申請表格申請預留股份。

Please staple your payment here 請將股款緊釘在此

Application No. 申請編號

附註:除本申請表格另有界定外,本申請表格所用詞彙與新礦資源有限公司(「本公司」)日期為 Note: Unless defined herein, capitalized terms in this Application Form shall have the same meanings as those defined in the prospectus issued by Newton Resources Ltd (the “Company”) dated June 21, 2011 (the “Prospectus”) together with any supplement thereto. 2011年6月21日的招股章程(「招股章程」)及其任何補充文件所界定者具有相同涵義。 This Application Form and the Prospectus have been prepared in connection with the Preferential Offering of the Company. Qualifying NWS Shareholders and Qualifying NWD Shareholders are being invited to apply for up to 40,000,000 Reserved Shares (representing approximately 5% of the new Shares initially available under the Global Offering) under the Preferential Offering out of the Offer Shares being offered under the International Placing on the basis of an Assured Entitlement of one Reserved Share for every 85 NWS Shares held by each Qualifying NWS Shareholder as at 5:00 p.m. on the Record Date.

本申請表格及招股章程乃為本公司優先發售編製。合資格新創建股東及合資格新世界發展股東獲邀根據優先發售申請認購由國際配售撥出的發售股份中,最多40,000,000股預留股份(相當於全球發售初步可供認購的新股份約5%),基準為各合資格新創建股東於記錄日期下午五時正每持有85股新創建股份可獲發保證配額一股預留股份。 Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any

part of the contents of this Application Form.

香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)及香港中央結算有限公司(「香港結算」)對本申請表格的內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就因本申請表格全部或任何部分內容而產生或因依賴該等內容而引致的任何損失承擔任何責任。 本申請表格連同 A copy of this Application Form, together with a copy of each of the 342C of the Hong Kong Companies Ordinance. The Securities and Futures Commission in Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. 白色黃色綠色粉橙色 申請表格、招股章程及招股章程附錄九「送呈公司註冊處處長及備查文件」一段所述其他文件已根據香港公司條例第 WHITE , YELLOW , GREEN and LIGHT ORANGE Application Forms, the Prospectus and the other documents specified in the paragraph headed “Documents Delivered to the Registrar of Companies and Available for Inspection” in Appendix IX to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C條之規定送呈香港公司註冊處處長登記。證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對任何該等文件的內容概不負責。 本申請表格或招股章程的內容概不構成於提呈出售、要約購買或出售任何預留股份即屬違法的司法權區內作出有關提呈或要約,亦不得在有關司法權區出售預留股份。本申請表格及招股章程不會於或向美國境內直接或間接派發,或為於美國提呈發售股份的申請。預留股份未曾亦不會根據美國證券法登記,且不得於美國境內提呈發售或出售,惟已登記或獲 Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy nor shall there be any sale of Reserved Shares in any jurisdiction in which such offer, solicitation or sale would be unlawful. This Application Form and the Prospectus are not for distribution, directly or indirectly, in or into the United States, nor is this application an offer of Shares for sale in the United States. The Reserved Shares have not been and will not be registered under the U.S. Securities Act and may not be offered or sold except pursuant to registration or exemption from the registration requirements of the U.S. Securities Act. No Hong Kong Public Offering or Preferential Offering will be made in the United States. 豁免遵守美國證券法項下登記規定者除外。將不會於美國進行香港公開發售或優先發售。 本申請表格及招股章程無論如何不會於任何根據司法權區法律不允許送遞、派發或轉載本申請表格及招股章程的司法權區,以任何方式送遞或派發或轉載全部或部分本申請表格及招股章程。本申請表格及招股章程僅向閣下提出。並無授權任何送遞或派發或轉載全部或部分本申請表格或招股章程。未能遵守此項指示可能導致違反美國證券法或其他司法權區 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the laws of that jurisdiction. This Application Form and the Prospectus are addressed to you personally. Any forwarding or distribution or reproduction of this Application Form or the Prospectus in whole or in part is unauthorised. Failure to comply with this directive may result in a violation of the U.S. Securities Act or the applicable laws of other jurisdictions. 的適用法律。

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(Incorporated in the Cayman Islands with limited liability)
(於開曼群島註冊成立的有限公司)
GLOBAL OFFERING
Number of Offer Shares : 1,000,000,000 Shares comprising 800,000,000 new Shares and 200,000,000 Sale Shares
(subject to the Over-allotment Option)
Number of Hong Kong Offer Shares : 100,000,000 Shares (subject to adjustment)
Number of International Placing Shares : 900,000,000 Shares comprising 660,000,000 new Shares and 200,000,000 Sale Shares
(subject to adjustment and the Over-allotment Option) and 40,000,000 Reserved Shares
Offer Price : Not more than HK$2.35 per Offer Share (payable in full on application in Hong Kong dollars,
plus brokerage fee of 1%, Stock Exchange trading fee of 0.005%, and SFC transaction levy
of 0.003% and subject to refund) and not less than HK$1.75 per Offer Share
Nominal value : HK$0.10 each
Stock code : 1231
全球發售
發售股份數目 : 1,000,000,000 股股份,包括 800,000,000 股新股份及 200,000,000 股銷售股份(視乎超額配股
權而定)
香港發售股份數目 : 100,000,000 股股份(可予調整)
國際配售股份數目 : 900,000,000 股股份,包括 660,000,000 股新股份及 200,000,000 股銷售股份(可予調整及視乎
超額配股權而定)及 40,000,000 股預留股份
發售價 : 不超過每股發售股份 2.35 港元(另加 1% 經紀佣金、0.005% 聯交所交易費及 0.003% 證監
會交易徵費,須於申請時以港元繳足,多繳股款將獲退還)及不低於每股發售股份
1.75 港元
面值 : 每股 0.10 港元
股份代號 : 1231
Application Form for Reserved Shares 預留股份申請表格
Applications will be accepted until 12:00 noon on June 24, 2011. 截止接受申請時間將為 2011 年 6 月 24 日中午十二時正。
You must read the conditions and instructions attached to this Application Form. 閣下務請細閱本申請表格附載的條件及指示。
To be valid, you must complete all applicable parts of this Application Form. 本申請表格各適用部分必須清楚填妥,方為有效。
Please write clearly. 請清楚填寫本申請表格。
Name(s) and address of Qualifying NWS Shareholder(s) Number of NWS Shares registered in your name as at 5:00 p.m. on Thursday, June 16, 2011 (the “Record Date”):
合資格新創建股東姓名及地址 於 2011 年 6 月 16 日(星期四)(「記錄日期」)下午五時正以閣下名義登記之新創建股份數目:
Box A
甲欄
Number of Reserved Shares in your Assured Entitlement:
閣下所獲保證配額之預留股份數目:
Box B
乙欄
Amount payable (which includes 1% brokerage fee, 0.005% Stock Exchange trading fee and 0.003% SFC transaction levy) if your
Assured Entitlement is taken up in full:
閣下如全數接納保證配額應付之款項(包括 1% 經紀佣金、0.005% 聯交所交易費及 0.003% 證監會交易徵費):
Box C HK$ 港元
丙欄
DO NOT complete Box D if you intend to apply for Reserved Shares equal to your Assured Entitlement.
Fill in Box D ONLY if you intend to apply for Reserved Shares less than or greater than your Assured Entitlement. If an application is made for a number of Reserved Shares
less than or greater than the Assured Entitlement, the applicant is recommended to apply for a number in one of the numbers of full board lots stated in the table of numbers and
Application can only be made by the Qualifying NWS Shareholder(s) named above. payments on the back page of this BLUE Application Form which also states the amount of remittance payable on application for each numbers of full Assured Entitlement, he/she/it must calculate the correct amount of remittance payable on application for the number of Reserved Shares applied for by using the formula set out below the table of numbers and
申請只可供名列上欄之合資格新創建股東提出。 payments on the back page of this BLUE Application Form.
You must provide your Hong Kong Identity Card number/passport number/Hong Kong Business Registration 倘閣下欲申請相等於閣下保證配額的預留股份, 毋須 填寫丁欄。
Certificate number (Please delete as appropriate) 倘閣下欲申請少於或多於閣下保證配額的預留股份, 方須 填寫丁欄。倘申請的預留股份數目少於或多於保證配額,建議申請人申請本藍色申請表格背頁
閣下必須填上香港身份證號碼╱護照號碼╱香港商業登記證號碼(請刪除不適用者) 申請表格背頁數目及股款列表所載的公式計算所申請的預留股份數目於申請時的應繳款項之正確數額。數目及股款列表(表上同時列明保證配額的完整買賣單位各數目於申請時的應繳款項數額)所載的完整買賣單位的其中一個數目;申請人必須使用本藍色
Box D Total number of Reserved Shares applied for Remittance enclosed
Part of your Hong Kong Identity Card number/passport number, or, if you are joint applicants, part of the Hong Kong Identity Card number/passport number of the first-named applicant, provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong identity card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of or may invalidate your refund cheque.閣下所提供香港身份證號碼╱護照號碼,或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的部分資料,可能會印列在閣下的退款支票(如有)。該等資料亦可能會轉交第三方作退款用途。閣下的銀行於兌現閣下的退款支票前可能會要求核實閣下的香港身份證號碼╱護照號碼。不正確填寫香港身份證號碼╱護照號碼,可能導致閣下的退款支票延遲兌現或可能使閣下的退款支票失效。 丁欄 申請之預留股份總數 HK$ 附上的款項 港元
To: ‧‧ 警告: ‧‧‧ Warning: ‧ It is important that you read the terms, conditions and application procedures overleaf.You may be prosecuted if you make a false declaration.Your application will be rejected where your cheque or banker’s cashier order is dishonored upon the first presentation.閣下務必細閱背頁的條款、條件及申請手續。閣下如作出虛假聲明,可能會被檢控。倘閣下之支票或銀行本票於首次過戶時不獲兌現,閣下之申請可遭拒絕受理。Newton Resources Ltd Contact telephone number聯絡電話號碼
‧‧‧‧‧‧ I/We: ‧‧‧ understand of Reserved Shares in response to this application; authorize in the Prospectus and this Application Form) to send any Share certificate(s) and/or refund cheque(s) by ordinary post at my/our own risk to the address given on this Application Form (except where I/we have applied for 1,000,000 or more Reserved Shares and have indicated on this Application Form that I/we wish to collect any Share certificate(s) and/or refund cheque(s) in person in accordance with the procedures prescribed in this Application Form); request Application Form and in the Prospectus) to send any refund cheque(s) by ordinary post and at my/our own risk to the address stated on this Application Form (except where I/we have applied for 1,000,000 or more Reserved Shares and have indicated on this Application Form that I/we wish to collect any refund cheque(s) in person in accordance with the procedures prescribed on this Application Form and the Prospectus); have readagree Regulation S under the US Securities Act of 1933, as amended) and I/we/each of us/the persons for whose benefit I am/we are applying for will acquire the Reserved Shares in an offshore transaction (within the meaning of Regulation S under the US Securities Act of 1933, as amended) and I am/we are outside the United States (within the definition of Regulation S) when completing and submitting this Application Form; or the allotment of or the application for the Reserved Shares or by whom or for whose benefit this application is made would require the Company to comply with any requirement under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong or (b) I am, or the person for whose benefit I am applying is, a qualified institutional buyer within the meaning of Rule 144A under the US Securities Act of 1933, as amended;Citigroup Global Markets Asia LimitedMacquarie Capital Securities LimitedRothschild (Hong Kong) LimitedBOCOM International Securities Limitedbeing the registered holder(s) of NWS Shares named above, Application Form, and subject to the Memorandum and the Articles of the Company; encloseundertakerepresent that this application made by me/us, any acceptance of it and the resulting contract, will be governed by and construed in accordance with the laws of Hong Kong. payment in full for the Reserved Shares applied for, including 1% brokerage fee, 0.005% Stock Exchange trading fee and 0.003% SFC transaction levy; that any refund cheque(s) be made payable to me/us (or in the case of joint applicants, to the first-named applicant in this Application Form), and (subject to the terms and conditions set out in this , the Company to place my/our name(s) on the register of members of the Company as the holder(s) of any Reserved Shares to be allocated to me/us and (subject to the terms and conditions set out the terms, conditions and application procedures set out on the pages attached to this Application Form and in the Prospectus and agree to be bound by them; and and warrant that this declaration and representation will be relied upon by the Company, the Joint Lead Managers, the Joint Sponsors and the Underwriters in deciding whether or not to make any allotment agree and to accept the Reserved Shares applied for, or any lesser number allocated to me/us, on this application; undertake to you that (a) I am not/we are not/each of us is not, and none of the persons for whose benefit I am/we are applying is, within the United States (as defined in apply for the number of Reserved Shares specified or deemed to be specified in Box D, on the terms and conditions of the Prospectus and this ‧‧‧致: 本人╱吾等: ‧‧‧‧‧‧ 留股份; 隨附承諾聲明、保證 各自及本人╱吾等為其利益而提出申請的人士會在離岸交易(定義見國境外(定義見新礦資源有限公司花旗環球金融亞洲有限公司麥格理資本證券股份有限公司洛希爾(香港)有限公司交銀國際證券有限公司乃名列上述之新創建股份登記持有人,按照招股章程及本申請表格所載條款及條件,以及有法律效力與否);或 明白授權 下)以平郵方式寄發任何股票及╱或退款支票往本申請表格所示地址,郵誤風險概由本人╱吾等自行承擔,惟倘本人╱吾等已申請據本申請表格及招股章程所述手續,親身領取任何退款支票則除外; 已細閱同意 申請表格表明本人╱吾等欲根據本申請表格所述手續,親身領取任何股票及╱或退款支票則除外; 要求 式將退款支票寄往本申請表格所列地址,郵誤風險概由本人╱吾等自行承擔,惟倘本人╱吾等已申請申請預留股份所需全數股款,包括及本人╱吾等作出的本申請、其任何接納及由此而訂立的合約,均受香港法例管轄,並須按其詮釋。任何退款支票以本人╱吾等(或如屬聯名申請人,則以本申請表格內排名首位的申請人)為抬頭人,並(在本申請表格及招股章程所載條款及條件規限下)以平郵方貴公司將本人╱吾等的姓名╱名稱列入貴公司、聯席牽頭經辦人、聯席保薦人及包銷商將依賴本聲明及陳述,以決定是否就是項申請配發任何預留股份; 同意 本申請表格各頁及招股章程所載條款與條件及申請手續,並同意受其約束;及及接納所申請預留股份,或本人╱吾等根據是項申請獲分配的較少數目預留股份; 承諾 S 規例);或本人╱吾等或是項申請的受益人獲配發或申請預留股份亦不會導致(a) 本人╱吾等╱吾等各自及本人╱吾等為其利益而提出申請的人士並非身處美國境內(定義見(b) 本人或本人為其利益而提出申請的人士為1% 經紀佣金、貴公司股東名冊,以作為本人╱吾等所獲配發任何預留股份的持有人,及(在招股章程及本申請表格所載條款及條件規限0.005% 聯交所交易費及19331933年美國證券法(經修訂)第年美國證券法(經修訂)0.003% 證監會交易徵費;貴公司章程大綱及章程細則之規定,S貴公司須遵守香港以外任何地區任何法律或法規項下任何規定(不論具144A規例)購入預留股份;及本人╱吾等於填寫及遞交本申請表格時身處美1,000,000條所指合資格機構買家;股或以上預留股份並已於本申請表格表明本人╱吾等欲根1933 年美國證券法(經修訂) 申請 1,000,000丁欄所指定或視作指定數目之預S股或以上預留股份並已於本規例),且本人╱吾等╱吾等
Signed by (all) applicant(s) (all joint applicants must sign):
由(所有)申請人簽署(所有聯名申請人必須簽署): (1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Date: 日期:. . . . . . . . . . . . . . . . . . . . . . . . ./ . . . . . . . . . . . . . . . . /. . . . . . . . . . . . . . . . . .
D M Y
日 月 年
Name of bank on which cheque/banker’s cashier order is drawn Cheque/banker’s cashier order number
支票╱銀行本票之付款銀行名稱 支票╱銀行本票號碼
‧ Cheques or banker’s cashier orders should be crossed “Account Payee Only” and made payable to “ Horsford Nominees Limited — Newton Resources Preferential Offer ”.
Sample
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  • ‧ 支票或銀行本票須以「只准入抬頭人賬戶」方式劃線開出,並須註明抬頭人為「 浩豐代理人有限公司[—] 新礦資源優先發售 」。

  • If you apply for 1,000,000 or more Reserved Shares and wish to collect your Share certificate(s) and/or refund cheque(s) (where relevant) in person from Tricor Investor Services Limited at 26/F., Tesbury Centre, 28 Queen’s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on June 30, 2011 or such other dates as notified by the Company in the newspapers as the date of dispatch/collection of Share certificate(s)/refund cheque(s), please put a “✓” in the box on the left. Please see the sections overleaf headed “If your application for Reserved Shares is successful (in whole or in part)” and “Refund of your money” for details of when and where to collect your Share certificate(s) and/or refund cheque(s) (where relevant).

  • 間及地點詳情,請參閱背頁「倘成功申請(全部或部分)預留股份」及「退還股款」兩節。如閣下申請 1,000,000 股或以上預留股份,並擬於 2011 年 6 月 30 日上午九時正至下午一時正,或本公司在報章公布寄發╱領取股票╱退款支票的其他日期,親身前往卓佳證券登記有限公司(地址為香港灣仔皇后大道東 28 號金鐘匯中心 26 樓)領取閣下的股票及╱或退款支票(如相關),請在左邊方格內填上「✓」號。有關領取股票及╱或退款支票(如相關)的時

USE THIS APPLICATION FORM IF YOU ARE A QUALIFYING NWS SHAREHOLDER NAMED ABOVE APPLYING FOR RESERVED SHARES 如閣下為名列前文之合資格新創建股東, 請用本申請表格申請預留股份

PUBLIC OFFERING — BLUE FORM 公開發售[—] 藍色表格

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HOW TO MAKE YOUR APPLICATION 申請手續
1. The number of Reserved Shares in your Assured Entitlement is contained in Box B and the amount payable for your Assured Entitlement is 1. 閣下保證配額的預留股份數目載列於乙欄,而閣下保證配額的應付款項則載列於丙欄。閣下如申請少於或多於保證配額數目
contained in Box C. You may apply for a number of Reserved Shares less than or greater than your Assured Entitlement by entering the number of 的預留股份,可於丁欄填上欲申請的預留股份數目。建議閣下申請本藍色申請表格內本頁下列數目及股款列表所載完整買賣
Reserved Shares applied for in Box D. You are recommended to apply for a number in one of the numbers of full board lots stated in the table of 單位的其中一個數目,該表亦列明申請預留股份的完整買賣單位各數目的應繳款項。倘閣下的申請少於或多於保證配額時並
numbers and payments listed below on this page of this BLUE Application Form which also states the amount of remittance payable on application 無遵從此項建議,則閣下須使用以下數目及股款列表下所載公式計算所申請預留股份數目的應繳款項正確數額。倘並無於丁
for each numbers of full board lots of Reserved Shares. If you do not follow this recommendation when applying for less than or greater than the Assured Entitlement, you must calculate the correct amount of remittance payable on application for the number of Reserved Shares applied for 欄填上股數,閣下將被視為申請乙欄所示預留股份數目。任何未附有申請股款正確金額之申請將全部視為無效,且不會向閣
by using the formula set out below the table of numbers and payments set out below. If no number is inserted into Box D, you will be deemed to 下配發預留股份。倘閣下申請的預留股份數目多於合資格新創建股東保證配額,保證配額將獲全數接納,惟超額申請認購僅
have applied for the number of Reserved Shares shown in Box B. Any application not accompanied by the correct amount of application monies 在其他合資格新創建股東或合資格新世界發展股東(視乎情況而定)拒絕承購彼等的全部或部分保證配額後,有足夠預留股份
will be treated as invalid in its entirety and no Reserved Share will be allotted to you. If an application is made for a number of Reserved Shares 的情況下方獲接納。任何未獲合資格新世界發展股東或合資格新創建股東承購的保證配額,將於各情況下首先按公平合理基
greater than the Assured Entitlement of a Qualifying NWS Shareholder, the Assured Entitlement will be satisfied in full but the excess portion 準分配以應付其他合資格新世界發展股東或其他合資格新創建股東(視乎情況而定)的預留股份超額申請認購。任何未獲合資
of such application will only be met to the extent that there are sufficient Reserved Shares resulting from other Qualifying NWS Shareholders or 格新創建股東或合資格新世界發展股東承購的保證配額將由聯席賬簿管理人酌情分配予國際配售之其他投資者。
Qualifying NWD Shareholders, as the case may be, declining to take up all or some of their Assured Entitlements. Any Assured Entitlement not 2. 申請之應繳款項相等於所申請預留股份數目乘以最高發售價 2.35 港元另加 1% 經紀佣金、0.005% 聯交所交易費及 0.003% 證監會
taken up by the Qualifying NWD Shareholders or the Qualifying NWS Shareholders will first be allocated to satisfy the excess applications for 交易徵費,然後向上調整至最接近仙位。為方便閣下參考,下表列出申請若干數目預留股份之應繳款項,惟閣下亦可申請並
the Reserved Shares from other Qualifying NWD Shareholders or from other Qualifying NWS Shareholders, as the case may be, in each case, on a fair and reasonable basis. Any Assured Entitlements not taken up by the Qualifying NWS Shareholders or Qualifying NWD Shareholders will be allocated at the discretion of the Joint Bookrunners, to other investors in the International Placing. 無列於下表之預留股份數目。謹請閣下注意,保證配額可能並非買賣單位總計為 2,000 股之完整倍數。 2,000 股股份之完整倍數,不能保證閣下最終持股量
2. The amount of the remittance payable on application will be equal to the number of Reserved Shares applied for multiplied by the maximum Offer 3. 請填妥並簽署表格。只接納親筆簽名。
Price of HK$2.35 plus 1% brokerage fee, 0.005% Stock Exchange trading fee and 0.003% SFC transaction levy and then rounded up to the nearest 4. 股款須緊釘於表格上。申請股份的股款必須以 支票 或 銀行本票 支付。
cent. For your easy reference, the table below sets out the amount of remittance payable for applications in certain numbers of Reserved Shares. 每份申請必須附有一張單獨開出的支票或銀行本票。
You may, however, apply for a number of Reserved Shares not shown in the following table. It should be noted that Assured Entitlements may 如閣下以支票付款,該支票必須:
represent Shares not in whole multiples of a full board lot of 2,000 Shares. There is no guarantee that your resultant aggregate holding of Shares ‧ 為港元面額;
will form an integral multiple of 2,000 Shares. ‧ 不得為期票;
3. 4. Complete the form and sign it. Only written signatures will be accepted.Staple your payment to the form. You must pay for the Shares applied for by Each application must be accompanied by either a separate cheque or banker’s cashier order. If you pay by cheque, the cheque must: cheque or by banker’s cashier order . ‧‧ 必須與閣下姓名╱名稱相同。如支票由聯名戶口開出,則其中一個聯名賬戶名稱必須與排名首位的申請人姓名╱名稱由閣下於香港開設的港元銀行賬戶開出;顯示閣下的賬戶名稱,而該賬戶名稱必須預印在支票上,或由有關銀行授權簽署的人士在該支票背面加簽。賬戶名稱
• • be in Hong Kong dollars;not be post-dated; ‧ 相同;註明抬頭人為「 浩豐代理人有限公司-新礦資源優先發售 」;
• be drawn on your Hong Kong dollar bank account in Hong Kong; ‧ 劃線註明「只准入抬頭人賬戶」;及
• show your account name. This name must either be pre-printed on the cheque, or be endorsed at the back by a person authorized by the ‧ 每份申請必須附有一張單獨開出的支票或銀行本票。
bank. This account name must be your name. If the cheque is drawn on a joint account, one of the joint account names must be the same as 下列情況將導致閣下之申請可能遭 拒絕 受理:
the name of the first-named applicant; ‧ 支票未能符合上述所有規定;或
• • • Your application is liable to be • each application must be accompanied by either a separate cheque or banker’s cashier order.be made payable to “be crossed “Account Payee Only”; anddoes not meet all these requirements; or Horsford Nominees Limited – Newton Resources Preferential Offerrejected if your cheque: ”; ‧ 倘閣下以銀行本票繳款,則銀行本票必須: ‧‧ 支票於首次過戶時不獲兌現。為港元面額;由一家香港持牌銀行發出,並由銀行授權簽署的人士在銀行本票背面簽署以核實閣下的姓名╱名稱。銀行本票背面所
• is dishonoured on its first presentation. 示姓名╱名稱必須與本申請表格上的姓名╱名稱相同。如屬聯名申請,則銀行本票背面所示姓名╱名稱必須與排名首位
If you pay by banker’s cashier order, the cashier order must: 申請人的姓名╱名稱相同;
• be in Hong Kong dollars; ‧ 不得為期票;
• be issued by licensed banks in Hong Kong, and have your name certified at the back of the order by a person authorized by the bank. The ‧ 註明抬頭人為「 浩豐代理人有限公司-新礦資源優先發售 」;及
name on the back of the order and the name on this Application Form must be the same. If it is a joint application, the name at the back of ‧ 劃線註明「只准入抬頭人賬戶」。
• • • the order must be the same as the name of the first-named applicant;not be post-dated;be made payable to “be crossed “Account Payee Only”. Horsford Nominees Limited – Newton Resources Preferential Offer ”; and 5. 一家分行或支行的特備收集箱內:倘閣下的支票或銀行本票未能符合上述所有規定或在首次過戶時不獲兌現,則閣下的申請可遭撕下本申請表格,對摺一次,然後投入卓佳證券登記有限公司(地址為香港灣仔皇后大道東 28 號金鐘匯中心 拒絕 受理。 26 樓)或下列任何
Your application is liable to be rejected if your cheque or banker’s cashier order does not meet all these requirements or is dishonoured on its first (a) 渣打銀行(香港)有限公司:
5. presentation.Tear off this Application Form, fold the form once and lodge it in the special collection box at Tricor Investor Services Limited at 26/F., Tesbury 地區 分行名稱 分行地址
Centre, 28 Queen’s Road East, Wanchai, Hong Kong or at any one of the following branches or sub-branches of: (a) Standard Chartered Bank (Hong Kong) Limited 香港 88 德輔道分行 中環德輔道中 88 號
北角中心分行 北角英皇道 284 號北角中心
District Branch Name Branch Address 銅鑼灣分行 銅鑼灣怡和街 38-40A 號怡華大廈地下
Hong Kong Island 88 Des Voeux Road Branch 88 Des Voeux Road Central, Central
North Point Centre Branch North Point Centre, 284 King’s Road, North Point 九龍 觀塘分行 觀塘裕民坊 1A 號舖
Causeway Bay Branch G/F., Yee Wah Mansion, 38-40A Yee Wo Street, Causeway Bay 旺角分行 旺角彌敦道 617-623 號地下 B 舖、一樓及二樓
Kowloon Kwun Tong Branch 1A Yue Man Square, Kwun Tong 尖沙咀分行 尖沙咀加連威老道 10 號地下
Mongkok Branch Shop B, G/F, 1/F & 2/F, 617-623 Nathan Road, Mongkok 樂富中心商場分行 樂富中心商場地下 G101 號舖
Tsimshatsui Branch G/F., 10 Granville Road, Tsimshatsui
Lok Fu Shopping Centre Branch Shop G101, G/F., Lok Fu Shopping Centre 新界 新城市廣場分行 沙田新城市廣場 1 期 215-223 號舖
New Territories New Town Plaza Branch Shop 215-223, Phase 1, New Town Plaza, Shatin 新都會廣場分行 葵涌興芳路 223 號新都會廣場 1 樓 175-176 號舖
Metroplaza Branch Shop No. 175-176, Level 1, Metroplaza, 223 Hing Fong Road, 元朗豐年路分行 元朗青山公路段 247 號萬昌樓地下前舖 B 號及 1 樓
Yuen Long Fung Nin Road Branch Shop B at G/F and 1/F Man Cheong Building, 247 Castle Peak Road, Kwai Chung (b) 或中國銀行(香港)有限公司下列任何分行:
Yuen Long 地區 分行名稱 分行地址
(b) or any of the following branches of Bank of China (Hong Kong) Limited:
District Branch Name Branch Address 香港 中銀大廈分行 花園道 1 號 3 樓
軒尼詩道 409 號分行 灣仔軒尼詩道 409-415 號
Hong Kong Island Bank of China Tower Branch 3/F., 1 Garden Road 北角僑輝大廈分行 北角英皇道 413-415 號
409 Hennessy Road BranchNorth Point (Kiu Fai Mansion) 409-415 Hennessy Road, Wan Chai413-415 King’s Road, North Point 統一中心分行 金鐘道 95 號統一中心商場 1021 號
Branch
United Centre Branch Shop 1021, United Centre, 95 Queensway 九龍 觀塘廣場分行 觀塘開源道 68 號觀塘廣場 G1
Kowloon Kwun Tong Plaza Branch G1 Kwun Tong Plaza, 68 Hoi Yuen Road, Kwun Tong 新界 好運中心分行 沙田橫壆街好運中心
New Territories Lucky Plaza Branch Lucky Plaza, Wang Pok Street, Shatin 荃灣青山道分行 荃灣青山道 201-207 號
Castle Peak Road (Tsuen Wan) Branch 201-207 Castle Peak Road, Tsuen Wan (c) 或交通銀行股份有限公司香港分行下列任何分行 :
(c) or any of the following branches of Bank of Communications Co., Ltd. Hong Kong Branch: 地區 分行名稱 分行地址
District Branch Name Branch Address
香港 香港分行 中環畢打街 20 號
Hong Kong Island Hong Kong Branch 20 Pedder Street, Central 北角支行 英皇道 442-444 號
North Point Sub-Branch 442-444 King’s Road 鰂魚涌支行 英皇道 981 號 C 地下
Quarry Bay Sub-Branch G/F., 981 C, King’s Road
Kowloon Jordan Road Sub-Branch 1/F., Booman Building, 37U Jordan Road 九龍 佐敦道支行 佐敦道 37 號 U 寶文大廈 1 樓
New Territories Sha Tsui Road Sub-Branch 122-124 Sha Tsui Road, Tsuen Wan
新界 沙咀道支行 荃灣沙咀道 122-124 號
6. This Application Form can be lodged during these times:
June 21, 2011 — 9:00 a.m. to 5:00 p.m. 6. 閣下可於下列時間內遞交本申請表格:
June 22, 2011 — 9:00 a.m. to 5:00 p.m. 2011 年 6 月 21 日 - 上午九時正至下午五時正
June 23, 2011June 24, 2011 —— 9:00 a.m. to 5:00 p.m.9:00 a.m. to 12:00 noon 20112011 年年 66 月 月 2223 日 日 -- 上午九時正至下午五時正上午九時正至下午五時正
7. The latest time for lodging your application is 12:00 noon on June 24, 2011 or, if the application lists are not open on that day, then by 12:00 2011 年 6 月 24 日 - 上午九時正至中午十二時正
noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to weather conditions. The application lists will not open if there is: 7. 遞交申請的截止時間為 2011 年 6 月 24 日中午十二時正 ,或如該日並無開始辦理認購申請登記,則為下一日開始辦理認購申請
• a tropical cyclone warning signal 8 or above, or 登記當日中午十二時正。本公司將於當日上午十一時四十五分至中午十二時正期間辦理認購申請登記,惟須視乎天氣情況而
• a “black” rainstorm warning 定。倘若香港於 2011 年 6 月 24 日 上午九時正至中午十二時正任何時間懸掛下列任何信號,將不會開始辦理認購申請登記:
in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on June 24, 2011 . Instead they will be open between 11:45 a.m. and 12:00 ‧ 八號或以上熱帶氣旋警告信號;或
noon on the next business day which does not have either of those warnings in force at any time between 9:00 a.m. and 12:00 noon. Business day ‧ 「黑色」暴雨警告信號,
means a day that is not a Saturday, Sunday or public holiday in Hong Kong. 認購申請登記將順延至下一個於上午九時正至中午十二時正任何時間內並無懸掛上述任何一項警告信號的營業日上午十一
8. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented 時四十五分至中午十二時正辦理。 營業日 指除星期六、星期日或香港公眾假期以外的日子。
for payment before 12:00 noon on June 24, 2011. The Company will not give you a receipt for your payment. The Company will keep any interest accrued on your application monies (up till, in the case of monies to be refunded, the date of despatch of refund cheques). The right is also reserved to retain any share certificates and/or any surplus application money(ies) or refunds pending clearance of your cheque or 8. 本公司將保留閣下的一切或任何股款過戶的權利,然而,閣下的支票或銀行本票將不會於戶。本公司將不會就已付款項發出收據。本公司將保留閣下的申請股款(如屬退款,則計至退款支票寄發日期止)的應得利息。2011 年 6 月 24 日中午十二時正前過
banker’s cashier order. 本公司亦有權將任何股票及╱或任何多繳申請股款或退款保留,以待閣下的支票或銀行本票過戶。
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NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS可供申請認購股份數目及應繳款項
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS可供申請認購股份數目及應繳款項
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS可供申請認購股份數目及應繳款項
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS可供申請認購股份數目及應繳款項
No. of Reserved Shares applied for
Amount payable on application
申請認購的預留股份數目
申請時應繳款項
No. of Reserved Shares applied for
Amount payable on application
申請認購的預留股份數目
申請時應繳款項
No. of Reserved Shares applied for
Amount payable on application
申請認購的預留股份數目
申請時應繳款項
No. of Reserved Shares applied for
Amount payable on application
申請認購的預留股份數目
申請時應繳款項
HK$港元
2,000
4,747.38
4,000
9,494.75
6,000
14,242.13
8,000
18,989.50
10,000
23,736.89
20,000
47,473.76
30,000
71,210.65
40,000
94,947.52
50,000
118,684.41
60,000
142,421.28
HK$港元
70,000
166,158.17
80,000
189,895.04
90,000
213,631.93
100,000
237,368.80
200,000
474,737.60
300,000
712,106.40
400,000
949,475.20
500,000
1,186,844.00
600,000
1,424,212.80
700,000
1,661,581.60
HK$港元
800,000
1,898,950.40
900,000
2,136,319.20
1,000,000
2,373,688.00
1,500,000
3,560,532.00
2,000,000
4,747,376.00
2,500,000
5,934,220.00
3,000,000
7,121,064.00
3,500,000
8,307,908.00
4,000,000
9,494,752.00
4,500,000
10,681,596.00
HK$港元
5,000,000
11,868,440.00
6,000,000
14,242,128.00
7,000,000
16,615,816.00
8,000,000
18,989,504.00
9,000,000
21,363,192.00
10,000,000
23,736,880.00
16,118,000(1)
38,259,103.19
(1)
16,118,000 is the maximum number of Shares available for the
Qualifying NWS Shareholders.
可供合資格新創建股東認購之股份最高數目為16,118,000股。

Formula for calculating amount of remittance payable:

A = No. of Reserved Units applied for × HK$2.35

B = A × 0.01 (round to the nearest cent)

計算應繳款項的公式:

A = 申請預留股份單位數目 × 2.35 港元

B = A × 0.01(四捨五入至最接近仙位)

C = A × 0.00005(四捨五入至最接近仙位)

C = A × 0.00005 (round to the nearest cent) D = A × 0.00003 (round to the nearest cent) Total Amount Payable = A+B+C+D

D = A × 0.00003(四捨五入至最接近仙位) 應繳款項總數 = A+B+C+D

PUBLIC OFFERING — BLUE FORM USE THIS APPLICATION FORM IF YOU ARE A QUALIFYING NWS SHAREHOLDER NAMED ABOVE APPLYING FOR RESERVED SHARES

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(Incorporated in the Cayman Islands with limited liability)

GLOBAL OFFERING

  • CONDITIONS OF YOUR APPLICATION Unless otherwise stated, terms used in these conditions have the same meanings ascribed thereto in the Prospectus. A. Who can apply 1. You, the applicant(s), and any person(s) for whose benefit you are applying, must be Qualifying NWS Shareholder(s) and 18 years of age or older.

    1. If you are a firm , the application must be in the names of the individual members, not in the name of the firm. 3. If you are a body corporate , the application must be stamped with the company chop (bearing the company name) and signed by a duly authorized officer, who must state his or her representative capacity.

ALLOTMENT OF RESERVED SHARES No proceedings will be taken on applications for the shares and no allotment of any such shares will be made until after the closing of the application lists. The Reserved Shares are being offered as of the International Placing Shares under the International Placing and are not subject to the clawback mechanism described in the Prospectus. The Company expects to release and announce the final Offer Price, the results of applications and the basis of allotment of the Reserved Shares on or about June 30, 2011 in the South China Morning Post (in English), the Hong Kong Economic Times (in Chinese), on the Company’s website ( www.newton-resources.com ) and on the Stock Exchange’s website ( www.hkexnews.hk ). Results of allocations of the Preferential Offering, and the Hong Kong Identity card/passport/Hong Kong business registration numbers of successful applicants (where appropriate) will be made available in the manner described in the section headed “How to apply for Hong Kong Offer Shares and Reserved Shares — Publication of Results, Despatch/Collection of Share Certificates and Refunds of Application Monies” in the Prospectus on June 30, 2011.

  1. Save as under the circumstances permitted by the Listing Rules, you cannot apply for any Reserved Share if you or any person(s) for whose benefit you are applying are/is:‧ an existing beneficial owner of Shares in the Company;

  2. ‧ the chief executive or a director of the Company or any of its subsidiaries;

IF YOUR APPLICATION FOR RESERVED SHARES IS SUCCESSFUL (IN WHOLE OR IN PART)

  • ‧ an associate (as defined in the Listing Rules) of any of the above;

‧ a connected person (as defined in the Listing Rules) of the Company or a person who will become a connected person of the No receipt will be issued for application monies paid. The Company will not issue temporary documents of title. ‧‧ inside the United States (as defined in Regulation S under the US Securities Act 1933 as amended) when completing and a legal or natural person of the PRC (except qualified domestic institutional investors);Company immediately upon completion of the Global Offering; If you have applied for 1,000,000 or more Reserved Shares and have indicated your intention on this Application Form to collect your share certificate(s) and/or refund cheque(s) (where relevant) in person from the Company’s Hong Kong Listed Share Registrar, Tricor Investor Services Limited, and have provided all information required by this Application Form, you may collect your share certificate(s) and/or refund cheque(s) (where relevant) from: submitting this Application Form and you are not either (a) a person described in paragraph (h) (3) of Rule 902 of Regulation S Tricor Investor Services Limited B. Allocation of Reserved Shares A valid application for a number of Reserved Shares which is less than or equal to your Assured Entitlement will be accepted in full, subject to the terms and conditions set forth on this Application Form assuming that the conditions of the Preferential Offering are satisfied. If an application is made for a number of Reserved Shares greater than the Assured Entitlement of a Qualifying NWS Shareholder, the Assured 5. The number of joint applicants may not exceed four.‧ a person who does not have a Hong Kong address.under the US Securities Act 1933 as amended or (b) a qualified institutional buyer within the meaning of Rule 144A under the US Securities Act of 1933, as amended; or other person to make collection on your behalf. If you are a corporate applicant which opts for personal collection, your authorized representative must from 9:00 a.m. to 1:00 p.m. on June 30, 2011 or any other date notified by the Company in the newspapers as the date of dispatch/collection of share certificates/e-Auto Refund payment instructions/refund cheque. If you are an individual who opts for personal collection, you must not authorize any 26/F., Tesbury Centre, 28 Queen’s Road East, WanchaiHong Kong Entitlement will be satisfied in full but the excess portion of such application will only be met to the extent that there are sufficient Reserved attend bearing a letter of authorization from your corporation stamped with your corporation’s chop. Both individuals and authorized representatives (if Shares resulting from other Qualifying NWS Shareholders or other Qualifying NWD Shareholders, as the case may be, declining to take up applicable) must produce, at the time of collection, evidence of identity acceptable to the Company’s Hong Kong Listed Share Registrar, Tricor Investor all or some of their Assured Entitlements. Any Assured Entitlement not taken up by the Qualifying NWD Shareholders or the Qualifying Services Limited. If you do not collect your share certificate(s) and refund cheque(s) (where relevant) in person within the time specified for collection, NWS Shareholders, as the case may be, will first be allocated to satisfy the excess applications for the Reserved Shares from other Qualifying it/they will be dispatched promptly to you by ordinary post to the address as specified in this Application Form at your own risk. NWD Shareholders or from other Qualifying NWS Shareholders, as the case may be, in each case, on a fair and reasonable basis. Any Assured If you have applied for less than 1,000,000 Reserved Shares or if you have applied for 1,000,000 or more Reserved Shares but have not indicated in this Entitlement not taken up by Qualifying NWS Shareholders or Qualifying NWD Shareholders will be allocated, at the discretion of the Joint Application Form that you wish to collect your share certificate(s) and/or refund cheque(s) (where relevant) in person, your share certificate(s) and/or Bookrunners, to other investors in the International Placing. If no number is inserted in Box D overleaf, you will be deemed to have applied for refund cheque(s) (where relevant) will be dispatched promptly to you by ordinary post to the address as specified in this Application Form at your own payable on application for each number of full board lots of Reserved Shares. If you do not follow this recommendation when applying for less than or greater than your Assured Entitlement, you must calculate the correct amount of remittance payable on application for the number of Reserved Shares applied for by using the formula set out below the table of numbers and payments set out below in this Form. Any application not accompanied by the correct amount of application monies will be treated as invalid in its entirety and no Reserved Share will be allotted to you. Qualifying NWS Shareholders who have applied for Reserved Shares under the Preferential Offering on a such number of Reserved Shares shown in Box B. If an application is made for a number of Reserved Shares less than or greater than the Assured Entitlement of a Qualifying NWS Shareholder, you are recommended to apply for a number of Reserved Shares in one of the numbers of full board lots stated in the table of numbers and payments set out below in this BLUE Application Form, which also states the amount of remittance BLUE Application BLUE risk. CIRCUMSTANCES IN WHICH YOU WILL NOT BE ALLOTTED RESERVED SHARES You will not be allocated Reserved Shares for any of the following reasons: 1. If your application is revoked: By completing and submitting an Application Form, you agree that your application cannot be revoked on or before the expiration of the fifth day after the closing of the application lists. This agreement will take effect as a collateral contract with the Company, and will become binding when you lodge this Application Form. This collateral contract will be in consideration of the Company agreeing that it will not offer any Application Form, as beneficial owner, may also make one application either on a WHITE or YELLOW Application Form, or electronically Reserved Shares to any person on or before the expiration of the fifth day after the closing of the application lists, except by means of one of the through CCASS (if you are a CCASS Investor Participant or act through a CCASS Clearing or Custodian Participant) or HK eIPO White Form procedures referred to in the Prospectus. services ( www.hkeipo.hk ) for Hong Kong Offer Shares in the Hong Kong Public Offering. However, in respect of any application for Hong Your application may only be revoked on or before the fifth day after the time of the opening of the application lists (excluding for this purpose Kong Offer Shares using the above-mentioned methods, you will not enjoy the preferential treatment accorded to you under the Preferential any day which is not a business day), if a person responsible for the Prospectus under Section 40 of the Companies Ordinance (as applied by Offering as described in the Prospectus. Qualifying NWS Shareholders are entitled to apply on the basis on an Assured Entitlement of one Section 342E of the Companies Ordinance) gives a public notice under that section which excludes or limits the responsibility of that person for Reserved Share for every 85 NWS Shares held by each Qualifying NWS Shareholder as at 5:00 p.m. on the Record Date. Any Qualifying NWS the Prospectus. C. D. Shareholder holding less than 85 NWS Shares as at 5:00 p.m. on the Record Date will not be entitled to apply for the Reserved Shares. Supplemental information If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending on the information contained in the supplement) be notified that they can withdraw their applications. If application(s) has/have not been so notified, or if applicant(s) has/have been notified but has/have not withdrawn their applications in accordance with the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to the above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented. Effect of completing and submitting this Application Form 2. 3. If your application has been accepted, it cannot be revoked. For this purpose, acceptance of applications which are not rejected will be constituted by notification in the press of the results of allocation, and where such basis of allocation is subject to certain conditions or provides for allocation by ballot, such acceptance will be subject to the satisfaction of such conditions or results of the ballot, respectively. At the discretion of the Company or its agents or nominees, your application is rejected: The Company, the Joint Lead Managers (as agents of the Company) or their respective agents have full discretion to reject or accept any application, or to accept only part of any application without having to give any reasons for any rejection or acceptance. If your application is rejected: By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as agent or nominee and on behalf of each person for whom you act as agent or nominee:‧ instruct of the Company, to execute any transfer forms, contract notes or other documents on your behalf and to do on your behalf all other things necessary to effect the registration of any Offer Shares allocated to you in your name(s) as required by the Articles and otherwise and authorize the Company and/or the Joint Lead Managers (or their respective agents or nominees), each acting as an agent ‧‧Your application may be rejected if:‧ ORANGE this Application Form is not completed correctly;your payment is not made correctly or you pay by cheque or banker’s cashier order and the cheque or banker’s cashier order is your application is a multiple or a suspected multiple application (other than an application (if any) made on a Application Form in the capacity as a Qualifying NWS Shareholder or a Qualifying NWD Shareholder respectively); BLUE or LIGHTundertake to give effect to the arrangements described in the Prospectus and this Application Form; to sign all documents and to do all things necessary to enable you to be registered as the holder of the Offer Shares allocated ‧ dishonoured on its first presentation;the Company and the Joint Lead Managers (on behalf of the Company) believe that the acceptance of your application would violate the ‧‧ confirm Prospectus in making this application, and not on any other information or representation concerning the Company save as set out in any supplement to the Prospectus and you agree that neither the Company, the Joint Lead Managers, the Joint Sponsors and the Underwriters represent the United States (as defined in Regulation S) and will acquire the Reserved Shares in an offshore transaction (within the meaning of Regulation S) or (b) you are, or the person for whose account for whose benefit you are applying is, a qualified institutional buyer within the meaning of Rule 144A under the US Securities Act of 1933, as amended;to you, and as required by the Articles; that you have received a copy of the Prospectus and have only relied on the information and representations contained in the , warrant and undertake that (a) you are not, and none of the other person(s) for whose benefit you are applying is, within ‧‧ applicable securities or other laws, rules or regulations of the jurisdiction in which your application is completed and/or signed;any of the Hong Kong Underwriting Agreement and/or the International Placing Agreement does not become unconditional or is terminated in accordance with the terms thereof; oryou or the person for whose benefit you apply have applied for or taken up, or indicated an interest for, or have been or will be placed or allocated (including conditionally and/or provisionally) Offer Shares in the International Placing (except in respect of Reserved HKSCC, you agree not to apply for Offer Shares in the International Placing (except in respect of Reserved Shares applied for pursuant Shares applied for pursuant to the Preferential Offering). By filling in any of the application forms or giving electronic instructions to nor any of their respective directors, officers, employees, partners, agents, advisors or any other parties involved in the Global Offering to the Preferential Offering). Reasonable steps will be taken to identify and reject applications in the Hong Kong Public Offering from ‧ agree will have any liability for any such other information or representations; (without prejudice to any other rights which you may have) that once this application has been accepted, you may not rescind it investors who have received Offer Shares in the International Placing (except in respect of Reserved Shares applied for pursuant to the Preferential Offering), and to identify and reject indications of interest in the International Placing (except in respect of Reserved Shares ‧ (if the application is made by an agent on your behalf) due to an innocent misrepresentation; warrant that you have validly and irrevocably conferred on your agent all applied for pursuant to the Preferential Offering) from investors who have received Hong Kong Offer Shares in the Hong Kong Public Offering. ‧ agree necessary power and authority to make this application; that once your application is accepted, your application will be evidenced by the results of the Preferential Offering made 4. If your allotment of Reserved Shares is void: Your allotment of Reserved Shares, if made, will be void if the Listing Committee of the Stock Exchange (the “Listing Committee”) does not ‧‧‧ agreewarrant application have not applied for, taken up or indicated an interest in, or received or been placed or allocated (including conditionally and/or provisionally) and will not apply for or take up or indicate any interest in any International Placing Shares in the International Placing, nor otherwise participate in the International Placing (except in respect of the Reserved Shares applied for pursuant to the Preferential Offering); undertake available by the Company; to disclose to the Company, the Joint Lead Managers and their respective advisers and agents any information about you or the the truth and accuracy of the information contained in this application; and confirm that you (if the application is made for your benefit) or the person(s) for whose benefit you have made the REFUND OF YOUR MONEY If you do not receive any Reserved Shares for any of, but not limited to, the above reasons, the Company will refund your application monies (together with brokerage fee, Stock Exchange trading fee and SFC transaction levy) to you without interest. If your application is accepted only in part, the grant permission to list the Shares either:‧‧ within three weeks from the closing date of the application lists; orwithin a longer period of up to six weeks if the Listing Committee notifies the Company of that longer period within three weeks of the closing of the application lists. ‧‧ representwarrant person(s) for whose benefit you have made the application which they require; that, in making an application, you or any person(s) on whose behalf you may be acting is/are Qualifying NWS Shareholder(s);, warrant and undertake that in making this application, you and/or any person(s) for whose behalf you may be acting are Company will refund the appropriate portion of your application monies, brokerage fee, Stock Exchange trading fee and SFC transaction levy to you, without interest. If the Offer Price as finally determined is less than the price per Offer Share initially paid by you on application, the surplus application monies (including brokerage fee, Stock Exchange trading fee and SFC transaction levy attributable to such surplus) will be refunded to you without not connected person(s) or person(s) who will become connected person(s) of the Company immediately upon completion of the Global interest. All such interest accrued prior to the date of despatch of refund cheques will be retained for the benefit of the Company. Offering, the subscription for Reserved Shares by you and/or any person(s) on whose behalf you may be acting is not financed directly Refund cheque(s) will be crossed “Account Payee Only”, and made out to you, or, if you are joint applicants, to the first-named applicant on this or indirectly by a connected person of the Company, and you and/or any person(s) on whose behalf you may be acting is not taking Application Form. Part of your Hong Kong Identity Card number/passport number, or, if you are joint applicants, part of the Hong Kong Identity ‧‧‧ authorize Share allocated to you, and the Company and/or the Company’s agents to send any Share certificate(s) (where applicable) and/or any refund cheque (where applicable) to you or (in case of joint applicants) the first-named applicant in this Application Form by ordinary post to the address stated on this Application Form at your own risk (except if you have applied for 1,000,000 or more Reserved Shares and have indicated in this Application Form that your wish to collect your refund cheque and/or Share certificates (where applicable) in undertakeagree laws of Hong Kong;instructions from a connected person of the Company in making this subscription for Reserved Shares; that your application, any acceptance of it and the resulting contract will be governed by and construed in accordance with the the Company to place your name(s) on the Company’s register of members as the holder(s) in Hong Kong of any Reserved and agree to accept the Reserved Shares applied for, or any lesser number allocated to you under the application; Card number/passport number of the first-named applicant, provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before encashment of your refund cheque.Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of or may invalidate your refund cheque.Please also refer to the section headed “If your application for Reserved Shares is successful (in whole or in part)” above for details regarding collection of refund cheques.The Company intends to make special efforts to avoid undue delays in refunding application monies, brokerage fee, SFC transaction levy and Stock ‧ agree person); that the processing of your application, including the dispatch of refund cheque(s) (if any), may be done by any of our Company’s Exchange trading fee where appropriate. PERSONAL DATA ‧‧ understandconfirm receiving bankers and is not restricted to the bank at which your Application Form is lodged; that you are aware of the restrictions on the Global Offering of the Offer Shares described in the Prospectus; that these declarations and representations will be relied upon by the Company and the Joint Lead Managers in deciding Personal Information Collection Statement The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”) came into effect in Hong Kong on December 20, 1996. This Personal Information Collection Statement informs the applicant for and holder of the Reserved Shares of the policies ‧ if the laws of any place outside Hong Kong are applicable to your application, you whether or not to allocate any Reserved Shares in response to your application; agree and warrant that you have complied with and practices of the Company and its Hong Kong Listed Share Registrar in relation to personal data and the Ordinance. 1. Reasons for the collection of your personal data ‧‧ agree the Memorandum and the Articles; agree its acceptance in whole or in part of the application to have agreed, for itself and on behalf of each shareholder of our Company) (and if applicable, with each CCASS Participant giving all such laws and none of the Company, the Joint Lead Managers, the Joint Sponsors and the Underwriters, nor any of their respective officers or advisors will infringe any laws outside Hong Kong as a result of the acceptance of your offer to purchase, or any actions arising from your rights and obligations under the terms and conditions contained in the Prospectus; with the Company and each shareholder of the Company, and the Company agrees with each of the Company’s shareholders, to with the Company, for itself and for the benefit of each shareholder of the Company (and so that the Company will be deemed by electronic application instructions ) to observe and comply with the Companies Law, From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to the Company and its Hong Kong Listed Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Listed Share Registrar.Failure to supply the requested data may result in your application for securities being rejected or delayed or inability of the Company or its Hong Kong Listed Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfer of the Reserved Shares which you have successfully applied for and/or the dispatch of share certificate(s), and/or e-Auto Refund payment instructions and/or refund cheque(s) to which you are entitled. ‧ agree observe and comply with the Companies Law, the Memorandum and the Articles; with the Company and each shareholder of the Company that the Shares in the Company are freely transferable by the holder It is important that holders of securities inform the Company and its Hong Kong Listed Share Registrar immediately of any inaccuracies in the personal data supplied. ‧ agree thereof; that the Company, the Joint Lead Managers, the Joint Sponsors, the Underwriters and any of their respective directors, officers, 2. Purposes The personal data of the applicants and the holders of securities may be used, held and/or stored (by whatever means) for the following employees, partners, agents or advisors, and any other parties involved in the Global Offering are or will be liable only for the information and representations contained in the Prospectus and any supplement to this Prospectus (and only then to the extent such purposes:‧ processing of your application and verification of compliance with the terms and application procedures set out in this Application ‧‧The Company, the Joint Lead Managers, the Joint Sponsors, the Underwriters, and their respective directors and any other parties involved in the Global Offering are entitled to rely on any warranty, representation or declaration made by you in this application. In the event of the application being made by joint applicants, all the warranties, representations, declarations and obligations expressed to be made, given or assumed by or imposed on the joint applicants shall be deemed to have been made, given and assumed by and imposed on the applicants jointly and severally.If you apply for the Reserved Shares using a otherwise participate in the International Placing (except in respect of Reserved Shares applied for pursuant to the Preferential Offering). undertake and/or provisionally) and will not apply for or take up or indicate any interest in any Offer Shares in the International Placing, nor agree and their respective advisors and agents any personal data and any other information which they require about you or the person(s) for whose benefit you have made the application; andliability is held to exist by a court with competent jurisdiction);application have not applied for, taken up or indicated an interest in, or received or been placed or allocated (including conditionally to disclose to the Company, the Company’s Hong Kong Listed Share Registrar, the receiving bankers, the Joint Lead Managers and confirm that you (if the application is made for your benefit) or the person(s) for whose benefit you have made the BLUE or LIGHT ORANGE Application Form, in addition to the confirmations and agreements ‧‧‧‧‧‧‧‧‧‧‧ Forms and the Prospectus and announcing results of allocations of the Reserved Shares;enabling compliance with all applicable laws and regulations in Hong Kong and elsewhere;registering new issues or transfers into or out of the name of holders of securities including, where applicable, in the name of HKSCC Nominees;maintaining or updating the registers of holders of securities of the Company;conducting or assisting to conduct signature verifications, any other verification or exchange of information;establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues and bonus issues;distributing communications from the Company and its subsidiaries;compiling statistical information and shareholder profiles;making disclosures as required by any laws, rules or regulations (whether statutory or otherwise);disclosing identities of successful applicants by way of announcement(s) or otherwise;disclosing relevant information to facilitate claims on entitlements; andany other incidental or associated purposes relating to the above and/or to enable the Company and its Hong Kong Listed Share referred to above, you (and if you are joint applicants, each of you jointly and severally) warrant that, in making an application, you or any Registrar to discharge their obligations to holders of securities and/or regulators and/or other purpose to which the holders of securities F. E. and their respective agents or nominees, each severally as the Company’s agent, may accept your application at their discretion, subject to any conditions they think fit, including production of evidence of the authority of your attorney. Determination of offer price The Offer Price is expected to be fixed by agreement between the Joint Bookrunners (on behalf of the Underwriters) and the Company on the person(s) on whose behalf you may be acting is/are Qualifying NWD Shareholder(s) or Qualifying NWS Shareholder(s). You must complete this Application in Form English, unless otherwise stated, and you or (in case of joint applicants) each of the joint applicants must sign this Application Form in writing (and not by way of personal chop), otherwise the application is liable to be rejected.Power of attorney If your application is made by a person duly authorized under a power of attorney, the Company, the Joint Lead Managers, the Underwriters 3. Transfer of personal data Personal data held by the Company and its Hong Kong Listed Share Registrar relating to the applicants and the holders of securities will be kept confidential but the Company and its Hong Kong Listed Share Registrar, to the extent necessary for achieving the above purposes or any of them, may make such inquiries as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose, obtain or transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to or from any and all of the following persons and entities:‧‧ the Company or its appointed agents such as financial advisors, receiving bankers and overseas principal Share Registrar;HKSCC and HKSCC Nominees, who will use the personal data for the purposes operating CCASS (in cases where the applicants have may from time to time agree. Price Determination Date. The Offer Price will be not more than HK$2.35 and is currently expected to be not less than HK$1.75. Applicants for the Offer Shares are required to pay, on application, the maximum Offer Price of HK$2.35 for each Offer Share together with brokerage fee ‧ requested for the Reserved Shares to be deposited into CCASS);any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other of 1%, Stock Exchange trading fee of 0.005% and SFC transaction levy of 0.003%, subject to any necessary rounding and refund if the Offer Price as finally determined is lower than HK$2.35. The Price Determination Date is expected to be on or around June 24, 2011 and, in any event, not later than June 28, 2011. The Sole Global Coordinator (on behalf of the Underwriters) may, with the consent of the Company, reduce ‧‧ services to the Company and/or the Hong Kong Listed Share Registrar in connection with the operation of their businesses;the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; andany other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, Offering and the Preferential Offering. If applications for the Reserved Shares have been submitted prior to the day which is the last day for the lodging of applications under the Hong Kong Public Offering and the Preferential Offering, then even if the number of Offer Shares and/or (the number of Offer Shares being offered under the Global Offering and/or the indicative Offer Price range below that stated in the Prospectus (which is HK$1.75 to HK$2.35 per Offer Share) at any time prior to the morning of the last day for the lodging of applications under the Hong Kong Offering and the Preferential Offering. In such a case, an announcement will be published in the South China Morning Post (in English), the Hong Kong Economic Times (in Chinese), on the Company’s website www.hkexnews.hk ) not later than the morning of the day which is the last day for the lodging of applications under the Hong Kong Public ( www.newton-resources.com ) and on the Stock Exchange’s website 4. Access and correction of personal data The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company and/or the Hong Kong Listed Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Listed Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices or the kinds of data held accountants or stockbrokers. the indicative Offer Price range is so reduced, such applications cannot be subsequently withdrawn. If, for whatever reason, the Company and should be addressed to the Company for the attention of the Company Secretary or (as the case may be) the Hong Kong Listed Share Registrar the Joint Bookrunners are not able to agree on the Offer Price, the Global Offering (including the Hong Kong Public Offering) will not become for the attention of the Privacy Compliance Officer (for the purposes of the Ordinance). unconditional and will lapse. By signing this Application Form, you agree to all of the above.

公開發售[—] 藍色表格 如閣下為名列前文之合資格新創建股東,請用本申請表格申請預留股份

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(於開曼群島註冊成立的有限公司)

全球發售

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申請條件 預留股份的配發
除另有說明者外,申請條件所用詞彙與招股章程所用者具有相同涵義。 本公司於截止辦理認購申請登記後,方會開始處理股份的申請及配發股份。預留股份以國際配售項下國際配售股份
甲 . 申請人資格 提呈,且不受招股章程所述回撥機制所限。
4. 1. 3. 2. 人的職銜。除非在獲得上市規則容許的情況下,倘閣下或閣下為其利益作出申請的任何人士為下列人士,則閣下(申請人)及閣下為其利益作出申請的任何人士必須為合資格新創建股東及年滿如閣下屬如閣下屬 商號法人團體 ,則須以商號內個別成員而非以商號的名義申請。,申請須加蓋附有公司名稱的公司印鑑,由正式授權的高級人員簽署,並須註明簽署18 歲。 不得 申 本公司預期會於及聯交所網站優先發售的分配結果及成功申請人的香港身份證╱護照╱香港商業登記號碼(如適用),將於程「如何申請認購香港發售股份及預留股份-公布結果、發送╱領取股票及退還申請股款」一節所述方式公布。( www.hkexnews.hk 2011年6月30日或前後於南華早報(英文)、香港經濟日報(中文)、本公司網站) 發放及公布最終發售價、預留股份的申請結果及配發基準。( www.newton 2011 年 6 月 - 30 resources.com 日按招股章)
請任何預留股份: 倘成功申請(全部或部分)預留股份
‧ 本公司股份的現有實益擁有人; 本公司不會就已付申請股款發出收據,亦不會發出任何臨時所有權文件。
‧ 本公司或其任何子公司的行政總裁或董事; 倘閣下申請 1,000,000 股或以上預留股份,並已在本申請表格上表明擬親身前往本公司香港上市股份登記處卓佳證券
‧ 上述任何人士的聯繫人士(定義見上市規則); 登記有限公司領取股票及╱或退款支票(如相關),且已提供本申請表格所規定一切資料,則閣下可於 2011 年 6 月 30 日
‧ 本公司的關連人士(定義見上市規則)或緊隨全球發售完成後將成為本公司關連人士的人士; 或本公司於報章上公布寄發╱領取股票╱電子自動退款指示╱退款支票的任何其他日期上午九時正至下午一時正,親
‧ 除合資格境內機構投資者外,中國法人或自然人; 身前往以下地點領取股票及╱或退款支票(如相關):
‧ 於填寫及提交本申請表格時身處美國境內(定義見 1933 年美國證券法(經修訂)S 規例),且閣下並非 卓佳證券登記有限公司
(a)1933 年美國證券法(經修訂)S 規例第 902 條第 (h)(3) 段所描述人士;或 (b)1933 年美國證券法(經修訂) 香港
乙 . 5. 預留股份之分配 如閣下有效申請之預留股份數目少於或相等於閣下之保證配額,受本申請表格所載條款及條件所限且假設優‧聯名申請人總數不可超過四名。並無香港地址的人士。第 144A 條所指合資格機構買家;或 倘閣下是個人申請人並選擇親身領取,則不可授權任何其他人士代為領取。倘閣下是公司申請人並選擇親身領取,灣仔皇后大道東金鐘匯中心 2826 號 樓
先發售之條件得以達成,則閣下之申請將會獲全數接納。倘所申請預留股份數目超過合資格新創建股東的保證 則必須委派持有加蓋公司印鑑的授權書的授權代表領取。個人及授權代表(如適用)均在領取時必須出示本公司香港
配額,則將獲全數配發保證配額股份,惟超額申請認購僅在其他合資格新創建股東或其他合資格新世界發展股 上市股份登記處卓佳證券登記有限公司接受的身份證明文件。倘閣下未在指定領取時間內親身領取股票及退款支票
東(視乎情況而定)拒絕承購彼等的全部或部分保證配額後,有足夠預留股份的情況下方獲接納。任何未獲合資 (如相關),則該等股票及退款支票將於其後盡快以平郵方式寄往本申請表格所示地址,郵誤風險概由閣下自行承擔。
格新世界發展股東或合資格新創建股東(視乎情況而定)承購的保證配額,將於各情況下首先按公平合理基準分 倘閣下申請少於 1,000,000 股預留股份,或閣下申請 1,000,000 股或以上預留股份但並未在申請表格上表明擬親身領取股
配以應付其他合資格新世界發展股東或其他合資格新創建股東(視乎情況而定)的預留股份超額申請認購。任何 票及╱或退款支票(如相關),則股票及╱或退款支票(如相關)將會盡快以平郵方式寄往本申請表格所示地址,郵誤風
未獲合資格新創建股東或合資格新世界發展股東承購的保證配額將由聯席賬簿管理人酌情分配予國際配售之 險概由閣下自行承擔。
其他投資者。倘並無於背頁丁欄填上股數,閣下將被視為申請乙欄所示預留股份數目。倘一名合資格新創建股 導致閣下不獲配發預留股份的情況
東申請的預留股份數目少於或多於其享有的保證配額,建議閣下申請本 藍色 申請表格以下數目及股款列表所 閣下可能因下列任何原因不獲配發預留股份:
閣下配發預留股份。合資格新創建股東除可以算所申請預留股份數目的應繳款項正確數額。任何未附有申請股款正確金額之申請將全部視為無效,且不會向少於或多於保證配額時並無遵從此項建議,則閣下須使用本載完整買賣單位的其中一個數目,該表亦列明申請預留股份的完整買賣單位各數目的應繳款項。倘閣下的申請 藍色 申請表格申請優先發售下之預留股份外,作為實益擁有人, 藍色 申請表格以下數目及股款列表下所載公式計 1. 成為與本公司訂立的附屬合同,並於閣下遞交本申請表格時即具有約束力。此附屬合同將換取本公司同意,除 如閣下的申請遭撤銷: 填妥及遞交申請表格後,即表示閣下同意不可於截止申請登記後第五日屆滿或之前撤銷閣下的申請。此協議將
亦可以 白色 或 黃色 申請表格或透過中央結算系統(如閣下為中央結算系統投資者戶口持有人或透過中央結算系 按招股章程所述其中一項手續外,不會於截止申請登記後第五日屆滿或之前向任何人士提呈發售任何預留股
統結算或託管商參與者行事)或透過 網上白表 服務 ( www.hkeipo.hk ) 遞交電子認購申請,申請香港公開發售項下 份。
之香港發售股份。然而,就任何利用上述方法申請香港發售股份而言,閣下將不享有招股章程所述優先發售之 除非根據公司條例第 40 條(如公司條例第 342E 條適用)須對招股章程負責的人士根據該條規定發出公告,免除或
優先處理。各合資格新創建股東可就其各自於記錄日期下午五時正每持有 85 股新創建股份獲發保證配額一股 限制該名負責人對招股章程所負責任,否則閣下的申請不可於開始申請登記後第五日(就此而言不包括任何非
預留股份之基準提出申請。於記錄日期下午五時正持有不足 85 股新創建股份的合資格新創建股東概不得申請 營業日)或之前撤銷。
預留股份。 閣下的申請一經接納,即不得撤回。就此,在報章上刊發分配結果通知,無遭拒絕受理的申請將視為已獲接納,
丙 . 補充資料 而若有關配發基準須受若干條件所規限或規定以抽籤方式分配,則該項接納須分別待該等條件達成或抽籤結
如果招股章程刊發任何補充文件,已提交申請的申請人可能會或可能不會(視乎補充文件所載資料)獲通知可以 果產生後,方可作實。
撤回彼等的申請。倘申請人並未獲知會可以撤回申請,或申請人已獲知會但並未根據本公司通知的手續撤回申 2. 本公司或其代理或代名人可酌情拒絕閣下的申請:
丁 . 以招股章程(以經補充者為準)為基礎而作出申請。 填妥及遞交本申請表格的影響 本申請表格一經填妥及遞交,即表示閣下(如屬聯名申請人,則閣下各自共同及個別地)為本身或作為代理或代請,所有已提交的申請仍屬有效,並可能獲接納。按上文所述,申請一經作出便不可撤回,且申請人均被視為 3. 本公司、聯席牽頭經辦人(作為本公司代理)或彼等各自的代理可全權酌情拒絕或接納任何申請,或只接納任何申請的一部分,而毋須就拒絕或接納任何申請提供任何理由。 如閣下的申請遭拒絕受理:
名人及代表閣下作為其代理或代名人的每名人士:‧ 指示 及 授權 本公司及╱或聯席牽頭經辦人(或其各自的代理或代名人)作為本公司代理,代表閣下簽立任 以下情況可能導致申請遭拒絕受理:‧ 閣下的申請為重複或疑屬重複申請(除作為合資格新創建股東或合資格新世界發展股東分別以 藍色 或 粉
何過戶表格、合約單據或其他文件,並代表閣下辦理所有其他必要手續,以便以閣下的名義登記閣下獲 橙色 申請表格申請(如有)外);
配發的發售股份,以遵照章程細則的規定及以其他方式實行招股章程及本申請表格所述安排; ‧ 本申請表格並無正確填妥;
‧ 承諾 簽署所有文件及辦理所有必要手續,以便根據章程細則規定,以閣下的名義登記為閣下獲配發發售 ‧ 閣下未按正確方式付款,或閣下以支票或銀行本票繳款,惟該支票或銀行本票於首次過戶時未能兌現;
‧ 股份的持有人; 聲明 、 保證 及 承諾 (a) 閣下及閣下為其利益而提出申請的人士並非身處美國境內(定義見 S 規例),且閣下 ‧ 本公司及聯席牽頭經辦人(代表本公司)相信接納閣下的申請會觸犯填寫及╱或簽署申請表格所示地址所在司法權區任何適用證券或其他法律、規則或規例;
‧ 會在離岸交易(定義見 確認 證券法(經修訂)第件以外涉及本公司的任何其他資料或聲明,閣下亦同意,本公司、聯席牽頭經辦人、聯席保薦人及包銷閣下已取得招股章程及僅依據招股章程所載資料及聲明作出申請,而並非依賴招股章程任何補充文144AS條所指合資格機構買家; 規例)購入預留股份;或 (b) 閣下或閣下為其利益而提出申請的人士為 1933 年美國 ‧‧ 任何香港包銷協議及╱或國際配售協議並無成為無條件或根據其條款終止;或閣下或閣下為其利益作出本申請的人士已申請、承購或表示有意申請、或已經或將獲配售或獲分配(包括有條件及╱或暫定)國際配售中的發售股份(根據優先發售申請的預留股份除外)。一經填寫任何申請表格
商或彼等各自的任何董事、高級職員、僱員、合夥人、代理、顧問或參與全球發售的任何其他人士毋須對 或向香港結算發出電子指示,即代表閣下同意不會申請國際配售中的發售股份(根據優先發售申請的預
任何該等其他資料或聲明承擔任何責任; 留股份除外)。本公司將採取合理措施,以識別及拒絕受理已於國際配售獲得發售股份(根據優先發售申
‧ 同意 (在不影響閣下可能擁有的任何其他權利的情況下)閣下的申請一經接納,則閣下不可因無意作出的 請的預留股份除外)的投資者根據香港公開發售提出的申請,亦會識別及拒絕受理已於香港公開發售獲
失實陳述而撤銷申請; 得香港發售股份的投資者根據國際配售(根據優先發售申請的預留股份除外)表示有意申請。
‧ (如本申請是由一名代理代表閣下作出) 保證 閣下已有效及不可撤回地賦予閣下的代理一切必要權力及授 4. 倘預留股份的配發無效:
權作出本申請; 若聯交所上市委員會(「上市委員會」)並未於下列時間批准股份上市,則閣下獲配發的預留股份將會無效:
‧ 同意 閣下的申請一經接納,閣下的申請將以本公司公布的優先發售結果為憑證; ‧ 截止登記申請日期起計三星期內;或
‧ 承諾 及 確認 閣下(如本申請是為閣下的利益作出)或閣下為其利益作出本申請的人士,並無申請、承購或 ‧ 若上市委員會於截止登記申請起計三星期內通知本公司延長有關期間,則為最多以六星期為限的較長期
表示有意申請或已收取或已獲配售或獲分配(包括有條件及╱或暫定)國際配售中任何國際配售股份,亦 間內。
‧‧ 先發售申請的預留股份除外); 保證同意 將不會申請、承購或表示有意申請國際配售中任何國際配售股份,亦無以其他方式參與國際配售(根據優向本公司、聯席牽頭經辦人及彼等各自的顧問及代理披露彼等所需有關閣下或閣下為其利益作出本本申請所載資料均準確無誤; 聯交所交易費及證監會交易徵費)。倘閣下的申請只獲部分接納,本公司將不計利息退還閣下申請股款當中適用部分 退還股款 倘閣下因(但不限於)上述任何原因未能收取任何預留股份,本公司將不計利息退還閣下的申請股款(連同經紀佣金、
申請的人士的任何資料; 的款項、經紀佣金、聯交所交易費及證監會交易徵費。倘最終釐定的發售價低於閣下申請時初步支付的每股發售股份
‧ 保證 閣下或閣下代為行事的人士在作出申請時為合資格新創建股東; 價格,本公司將不計利息退還閣下多繳的申請股款(包括所多繳股款應佔的經紀佣金、聯交所交易費及證監會交易徵
‧ 聲明 、 保證 及 承諾 閣下及╱或閣下代為行事的人士在作出申請時並非本公司的關連人士或於緊隨全球發 費)。於寄發退款支票前的應計利息將全數撥歸本公司所有。
售完成後會成為本公司關連人士,而閣下及╱或閣下代為行事的人士認購預留股份的資金並非直接或間 退款支票將以閣下(或倘閣下為聯名申請人,則為本申請表格中排名首位的申請人)為抬頭人並以「只准入抬頭人賬
接來自本公司關連人士且閣下及╱或閣下代為行事的人士並非根據本公司關連人士的指示認購預留股 戶」劃線方式開出。閣下所提供香港身份證號碼╱護照號碼,或如屬聯名申請人,則為排名首位申請人的香港身份證
份; 號碼╱護照號碼的部分資料,可能會列印在閣下的退款支票(如有)。該等資料亦可能會轉交第三方作退款用途。閣下
‧‧‧ 授權同意承諾 閣下的申請、接納申請及由此而訂立的合約,均受香港法例管轄,並須按其詮釋;及本公司將閣下的姓名╱名稱列入本公司股東名冊,以作為閣下獲分配的任何預留股份的持有人,並 同意 接納閣下申請的預留股份,或根據申請向閣下分配較少數目的預留股份; 的銀行於兌現閣下的退款支票前可能要求核實閣下的香港身份證號碼╱護照號碼。不正確填寫香港身份證號碼╱護照號碼可能導致延遲兌現閣下的退款支票或可能使閣下的退款支票失效。有關領取退款支票的詳情,亦請參閱上文「倘成功申請(全部或部分)預留股份」一節。
倘閣下已申請示地址寄予閣下或(如屬聯名申請人)本申請表格上排名首位的申請人,郵誤風險概由閣下自行承擔,惟股票(如適用)則除外;授權本公司及╱或其代理將任何股票(如適用)及╱或任何退款支票(如適用)以平郵方式按本申請表格上所1,000,000 股或以上預留股份並已於本申請表格表明閣下欲親身領取閣下的退款支票及╱或 本公司擬作出特別安排,以盡量避免延遲退還申請股款、經紀佣金、證監會交易徵費及聯交所交易費(如適用)。 個人資料個人資料收集聲明
‧ 同意 閣下的認購申請程序(包括寄發退款支票(如有))可由本公司任何一家收款銀行辦理,且並不限於閣 香港法例第 486 章個人資料(私隱)條例(「該條例」)中的主要條文已於 1996 年 12 月 20 日在香港生效。此項個人資料收集
下遞交申請表格的銀行; 聲明是向預留股份申請人及持有人說明本公司及其香港上市股份登記處就個人資料及該條例而制訂的政策及慣例。
‧ 確認 閣下瞭解招股章程所述關於全球發售發售股份的各項限制; 1. 收集閣下個人資料的原因
‧ 明白 本公司及聯席牽頭經辦人將依賴該等聲明及陳述,以決定是否就閣下的申請配發任何預留股份; 證券申請人或證券登記持有人在申請證券或將證券轉入其名下或將名下證券轉讓予他人,或要求香港上市股
‧ 倘香港以外任何地區的法律適用於閣下的申請,則閣下 同意 及 保證 閣下已遵守所有該等法律,而本公 份登記處提供服務時,須不時向本公司及其香港上市股份登記處提供其最新的正確個人資料。
司、聯席牽頭經辦人、聯席保薦人及包銷商或彼等各自的高級職員或顧問,概不會因閣下的認購要約獲 如未能提供所需資料,可能會導致閣下證券的申請遭拒絕受理或延誤或令本公司或其香港上市股份登記處無
接納,或根據招股章程所載條款及條件所享有權利與責任引起的任何訴訟而違反香港以外地區的任何法 法進行過戶或在其他方面提供服務,亦可能妨礙或延誤閣下成功申請的預留股份的登記或過戶及╱或妨礙或延
‧‧ 律;向本公司(代表本身及代表本公司各股東的利益)表示同意)遵照及遵守公司法、章程大綱及章程細則;閣下向本公司及本公司各股東表示代表本身及本公司各股東表示同意)大綱及章程細則; (在適用情況下亦向發出 同意 ,而本公司亦向本公司各股東表示同意遵照及遵守公司法、章程 同意 (而本公司透過接納全部或部分申請將被視為 電子認購指示 的各中央結算系統參與者表示 2. 誤寄發閣下應得的股票及╱或電子自動退款指示及╱或退款支票。務請垂注,證券持有人所提供個人資料如有任何不確之處,必須即時知會本公司及其香港上市股份登記處。 用途 證券申請人及持有人的個人資料可以任何方式被採用、持有及╱或保存,以作下列用途:‧ 處理閣下的申請及核實是否遵守本申請表格及招股章程所列條款及申請手續,以及公布預留股份的分配
‧‧ 同意 向本公司及本公司各股東表示本公司、聯席牽頭經辦人、聯席保薦人、包銷商及彼等各自的董事、高級職員、僱員、合夥人、代理 同意 ,本公司股份可由其持有人自由轉讓; ‧ 結果;確保遵守香港及其他地方的一切適用法例及規例;
或顧問,以及參與全球發售的任何其他人士,僅須對或將對招股章程及招股章程任何補充文件所載資料 ‧ 登記新發行證券或將證券轉入其名下或由其名下轉讓予他人,包括(如適用)以香港結算代理人的名義登
及陳述負責(且僅限於具管轄權法院裁定存在的責任); 記;
‧ 同意 向本公司、本公司香港上市股份登記處、收款銀行、聯席牽頭經辦人及彼等各自的顧問及代理披露 ‧ 保存或更新本公司證券持有人的名冊;
‧ 承諾 閣下或閣下為其利益作出本申請的人士的個人資料及任何其他資料;及及 確認 閣下(如本申請是為閣下的利益作出)或閣下為其利益作出本申請的人士,並無申請、承購或 ‧‧ 核對或協助核對簽名或核對或交換其他資料;確定本公司證券持有人可獲取的利益,例如股息、供股及發行紅股;
表示有意申請或已收取或已獲配售或獲分配(包括有條件及╱或暫定)國際配售中任何發售股份,亦將不 ‧ 寄發本公司及其子公司的公司通訊;
或被施加的所有保證、陳述、聲明及責任將被視為由申請人共同及個別作出、發出、承擔以及被施加。倘閣下使用賴閣下在本申請作出的任何保證、陳述或聲明。如為聯名申請人提出申請,聯名申請人明確作出、發出、承擔本公司、聯席牽頭經辦人、聯席保薦人及包銷商以及彼等各自的董事及參與全球發售的任何其他人士均有權依請的預留股份除外)。會申請、承購或表示有意申請國際配售中任何發售股份,亦無以其他方式參與國際配售(根據優先發售申 藍色 或 粉橙色 申請表格申請預留股份,除上文所述的確認及同意外,閣下(如屬聯名申請人,則閣 ‧‧‧‧‧ 與上述有關的任何其他附帶或相關用途及╱或令本公司及其香港上市股份登記處免除彼等對證券持有人編製統計資料及股東資料;遵照法律、規則或法規的規定(不論法定或其他規定)作出披露;透過公布或其他方式披露成功申請人的身份;披露有關資料以便提出權利索償;及
下各自共同及個別地)保證在提出申請時,閣下或閣下代為行事的人士為合資格新世界發展股東或合資格新創 及╱或監管機構的責任及╱或證券持有人不時同意的任何其他用途。
建股東。 3. 向他人提供個人資料
除另有指明外,閣下必須以英文填妥本申請表格,而閣下或(倘為聯名申請人)各聯名申請人必須親筆簽署本申 本公司及其香港上市股份登記處會把有關申請人及證券持有人的個人資料保密,但本公司及其香港上市股份登
請表格,不得以個人印章代替,否則申請可遭拒絕受理。 記處可能會作出必要的查詢以確定個人資料的準確性,以達到上述用途或上述任何一項用途,尤其可能會將申
戊 . 授權書 請人及證券持有人的個人資料向下列任何及所有人士及實體披露、獲取或提供有關資料(不論在香港或外地):
如閣下通過正式授權的代表提出申請,本公司、聯席牽頭經辦人、包銷商及彼等各自的代理或代名人(各自作 ‧ 本公司或其委任的代理,例如財務顧問、收款銀行及海外主要股份過戶登記處;
己 . 為本公司代理人),可在符合彼等認為適當的任何條件,包括取得證明閣下的代表已獲授權的憑證的情況下,酌情接納有關申請。 發售價的釐定 發售價預期於定價日由聯席賬簿管理人(代表包銷商)與本公司協定。發售價將不超過 2.35港元,現時預期不低於 ‧‧ 當申請人要求將預留股份存入中央結算系統時,香港結算及香港結算代理人將會為運作中央結算系統而使用個人資料;任何向本公司及╱或香港上市股份登記處提供與其業務運作有關的行政、電訊、電腦、付款或其他服務
交易費及1.75 港元。發售股份申請人須於申請時繳付最高發售價每股發售股份0.003% 證監會交易徵費。倘發售價最終定為低於 2.35 港元,則除所需約數外多繳股款將予退還。預期定2.35 港元,另加 1% 經紀佣金、0.005% 聯交所 ‧ 的代理、承包商或第三方服務供應商;聯交所、證監會及任何其他法定、監管或政府機關;及
價日為 2011 年 6 月 24 日或前後,且無論如何不遲於 2011 年 6 月 28 日。獨家全球協調人(代表包銷商)可在本公司同意 ‧ 與證券持有人有業務往來或擬有業務往來的任何其他人士或機構,例如其銀行、律師、會計師或股票經紀。
下,於香港公開發售及優先發售截止申請日期上午前,隨時調低根據全球發售提呈發售的發售股份數目及╱或 4. 查閱及更正個人資料
招股章程所列指標發售價範圍(每股發售股份 1.75 港元至 2.35 港元)。在此情況下,本公司將於香港公開發售及優 該條例賦予申請人及證券持有人權利查證本公司及╱或香港上市股份登記處是否持有其個人資料,並有權索取
先發售截止申請日期上午前,在南華早報(英文)、香港經濟日報(中文)、本公司網站 ( www.newton-resources.com ) 該等資料副本及更正任何不確的資料。依據該條例,本公司及香港上市股份登記處有權就處理任何查閱資料的
及聯交所網站 ( www.hkexnews.hk ) 刊登公告。倘於香港公開發售及優先發售截止申請日期前已遞交預留股份的申 要求收取合理費用。所有關於查閱資料或更正資料或關於政策及慣例或所持資料類別的要求,應向本公司的公
請,則即使調低發售股份數目及╱或指標發售價範圍,亦不得於其後撤回申請。倘本公司與聯席賬簿管理人基 司秘書或(視乎情況而定)香港上市股份登記處屬下(就該條例而設)的私隱權條例事務主任提出。
於任何理由而未能協定發售價,則全球發售(包括香港公開發售)將不會成為無條件並將告失效。
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  • 該條例賦予申請人及證券持有人權利查證本公司及╱或香港上市股份登記處是否持有其個人資料,並有權索取 該等資料副本及更正任何不確的資料。依據該條例,本公司及香港上市股份登記處有權就處理任何查閱資料的 要求收取合理費用。所有關於查閱資料或更正資料或關於政策及慣例或所持資料類別的要求,應向本公司的公 司秘書或(視乎情況而定)香港上市股份登記處屬下(就該條例而設)的私隱權條例事務主任提出。

  • 閣下簽署本申請表格,即表示同意上述各項。