NewtekOne, Inc. — Director's Dealing 2026

Jan 15, 2026

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2025-12-31

Reporting Person: Schwartz Michael Adam (Chief Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-01-13	Common Stock	P	603	$12.14	Acquired	47466	Direct
2025-04-30	Common Stock	P	715	$10.40	Acquired	47466	Direct
2025-07-15	Common Stock	F	4648	$11.38	Disposed	47466	Direct
2025-07-21	Common Stock	P	660	$11.48	Acquired	47466	Direct
2025-08-15	Common Stock	F	6527	$12.11	Disposed	47466	Direct
2025-10-24	Common Stock	P	207	$11.05	Acquired	47466	Direct
2025-10-15	Common Stock	F	5084	$11	Disposed	47466	Direct

Footnotes

F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

F2: Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

F3: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.