NewtekOne, Inc. — Director's Dealing 2025

Jan 30, 2025

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2024-12-31

Reporting Person: Schwartz Michael Adam (Chief Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-01-12	Common stock	P	329	$12.79	Acquired	61540	Direct
2024-02-15	Common stock	F	966	$11.52	Disposed	61540	Direct
2024-03-15	Common stock	F	391	$10.90	Disposed	61540	Direct
2024-04-15	Common stock	P	273	$11.22	Acquired	61540	Direct
2024-07-19	Common stock	P	348	$14.38	Acquired	61540	Direct
2024-10-21	Common stock	P	537	$13.46	Acquired	61540	Direct

Footnotes

F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

F2: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.