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NewtekOne, Inc. Director's Dealing 2025

Feb 10, 2025

33217_dirs_2025-02-10_3dad9d3a-9bfa-42ce-aca3-6ed9bd949a5f.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2024-12-31

Reporting Person: SLOANE BARRY (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-01-12 Common stock P 1646 $12.79 Acquired 1168337 Direct
2024-02-15 Common stock F 15152 $11.52 Disposed 1168337 Direct
2024-04-15 Common stock P 2009 $11.22 Acquired 1168337 Direct
2024-07-16 Common stock P 1594 $14.38 Acquired 1168337 Direct
2024-10-21 Common stock P 1888 $13.46 Acquired 1168337 Direct

Footnotes

F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

F2: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.