NewtekOne, Inc. — Director's Dealing 2024

Jan 23, 2024

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2023-12-31

Reporting Person: Schwartz Michael Adam (Chief Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-15	Common stock	F	1204	$20.39	Disposed	39762	Direct
2023-03-15	Common stock	F	321	$12.20	Disposed	39441	Direct
2023-04-14	Common stock	P	271	$13.05	Acquired	39712	Direct
2023-07-21	Common stock	P	200	$17.92	Acquired	39912	Direct
2023-10-20	Common stock	P	270	$13.40	Acquired	40182	Direct

Footnotes

F1: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

F2: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.