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NewtekOne, Inc. — Director's Dealing 2024
Jan 25, 2024
33217_dirs_2024-01-25_49e2e8d5-ffa8-4b8a-a26b-09db11119880.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2023-12-31
Reporting Person: YOUNG NICOLAS (President, Newtek Bank, N.A.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-14 | Common stock | P | 337 | $13.05 | Acquired | 31876 | Direct |
| 2023-07-21 | Common stock | P | 249 | $17.92 | Acquired | 32125 | Direct |
| 2023-08-02 | Common stock | F | 2733 | $17.98 | Disposed | 29392 | Direct |
| 2023-10-20 | Common stock | P | 238 | $13.40 | Acquired | 29630 | Direct |
Footnotes
F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
F2: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
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