Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NewtekOne, Inc. Director's Dealing 2024

Jan 26, 2024

33217_dirs_2024-01-26_44479684-5cde-4de5-8a92-e6c29703f06d.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2023-12-31

Reporting Person: Mulia Salvatore Francis (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-13 Common stock G 5900 $18.21 Disposed 52603 Direct
2023-04-14 Common stock P 30 $13.05 Acquired 52633 Direct
2023-07-21 Common stock P 38 $17.92 Acquired 52671 Direct
2023-10-20 Common stock P 41 $13.40 Acquired 52712 Direct

Footnotes

F1: Bona Fide Gifts to family members.

F2: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.