NewtekOne, Inc. — Director's Dealing 2024

Jan 30, 2024

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2023-12-31

Reporting Person: Downs Peter Mathison (Director, Chief Lending Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-04-14	Common stock	P	333	$13.05	Acquired	70517	Direct
2023-07-21	Common stock	P	246	$17.92	Acquired	70517	Direct
2023-09-06	Common stock	P	672	$26.70	Acquired	70517	Direct
2023-10-20	Common stock	P	332	$13.40	Acquired	70517	Direct

Footnotes

F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

F2: Dividends received on vested shares which inadvertently were not previously posted to Reporting Person's account and reported.