NewtekOne, Inc. — Director's Dealing 2024

Jan 30, 2024

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2023-12-31

Reporting Person: Zink Gregory L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-04-14	Common stock	P	282	$12.40	Acquired	27071	Direct
2023-04-14	Common stock	P	30	$13.05	Acquired	27101	Direct
2023-07-21	Common stock	P	224	$17.02	Acquired	27325	Direct
2023-07-21	Common stock	P	38	$17.92	Acquired	27363	Direct
2023-08-08	Common stock	J	740	—	Disposed	26623	Direct
2023-10-20	Common stock	P	41	$13.40	Acquired	26664	Direct
2023-10-25	Common stock	P	324	$12.73	Acquired	26988	Direct
2023-04-14	Common stock	P	5	$12.40	Acquired	334	Indirect
2023-07-21	Common stock	P	3	$17.02	Acquired	337	Indirect
2023-10-25	Common stock	P	5	$12.73	Acquired	342	Indirect
2023-08-08	Common stock	J	740	—	Acquired	4363	Indirect

Footnotes

F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

F2: Shares transferred by reporting person from direct ownership to indirect ownership.