NewtekOne, Inc. — Director's Dealing 2024

Feb 9, 2024

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2023-12-31

Reporting Person: Leger Nicholas J (Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-15	Common stock	F	722	$20.39	Disposed	18318	Direct
2023-04-14	Common stock	P	186	$13.05	Acquired	18318	Direct
2023-04-14	Common stock	P	5	$21.85	Acquired	18318	Direct
2023-07-21	Common stock	P	137	$17.92	Acquired	18318	Direct
2023-07-21	Common stock	P	4	$17.97	Acquired	18318	Direct
2023-10-20	Common stock	P	185	$13.40	Acquired	18318	Direct
2023-10-20	Common stock	P	17	$13.71	Acquired	18318	Direct
2023-12-04	Common stock	S	5	$13.825	Disposed	18318	Direct

Footnotes

F1: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

F2: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

F3: Shares sold by Reporting Person's broker to cover account fees.