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NewtekOne, Inc. Director's Dealing 2024

Sep 24, 2024

33217_dirs_2024-09-24_b4cdfc72-c531-40d4-9c01-0f2a9fb08455.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2024-09-23

Reporting Person: SLOANE BARRY (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-09-23 Common stock P 10000 $11.7954 Acquired 1157323 Direct
2024-09-23 Common stock P 10000 $11.6905 Acquired 1167323 Direct
2024-09-23 Common stock P 10000 $11.68 Acquired 1177323 Direct
2024-09-23 Common stock P 1134 $11.7485 Acquired 1178457 Direct
2024-09-23 Common stock P 5386 $11.79 Acquired 1183843 Direct
2024-09-23 Common stock P 3614 $11.9195 Acquired 1187457 Direct
2024-09-24 Common stock G 40134 Disposed 1147323 Direct

Footnotes

F1: Represents a bona fide gift of securities by the Reporting Person to the CAMCO ONE IRREVOCABLE TRUST (the "Trust"). The Reporting Person is the grantor of the Trust and does not have voting or investment control over the securities and disclaims beneficial ownership of the securities.