NewtekOne, Inc. — Director's Dealing 2023

Jan 18, 2023

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2022-12-31

Reporting Person: Schwartz Michael Adam (Chief Legal&Compliance Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-15	Common stock	F	1471	$26.64	Disposed	40336	Direct
2022-03-15	Common stock	F	596	$27.54	Disposed	40336	Direct
2022-03-31	Common stock	P	181	$26.70	Acquired	40336	Direct
2022-06-30	Common stock	P	301	$18.93	Acquired	40336	Direct
2022-09-30	Common stock	P	878	$16.32	Acquired	40336	Direct
2022-12-30	Common stock	P	987	$16.25	Acquired	40336	Direct

Footnotes

F1: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares

F2: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer