NewtekOne, Inc. — Director's Dealing 2023

Jan 24, 2023

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2022-12-31

Reporting Person: YOUNG NICOLAS (President, Newtek Bank, N.A.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-03-31	Common stock	P	448	$26.70	Acquired	28539	Direct
2022-06-30	Common stock	P	748	$18.93	Acquired	28539	Direct
2022-08-02	Common stock	F	2412	$20.71	Disposed	28539	Direct
2022-09-30	Common stock	P	896	$16.32	Acquired	28539	Direct
2022-12-30	Common stock	P	1008	$16.25	Acquired	28539	Direct

Footnotes

F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

F2: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares