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NewtekOne, Inc. — Director's Dealing 2023
Jan 30, 2023
33217_dirs_2023-01-30_41d350cb-544c-42fb-ab67-8da434deabfa.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2022-12-31
Reporting Person: SLOANE BARRY (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-15 | Common stock | F | 12269 | $26.64 | Disposed | 1098048 | Direct |
| 2022-03-31 | Common stock | P | 1504 | $26.70 | Acquired | 1098048 | Direct |
| 2022-06-30 | Common stock | P | 2508 | $18.93 | Acquired | 1098048 | Direct |
| 2022-09-30 | Common stock | P | 4496 | $16.32 | Acquired | 1098048 | Direct |
| 2022-12-30 | Common stock | P | 5057 | $16.25 | Acquired | 1098048 | Direct |
Footnotes
F1: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of
Restricted Shares
F2: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer
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