NewtekOne, Inc. — Director's Dealing 2023

Feb 2, 2023

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2022-12-31

Reporting Person: Mulia Salvatore Francis (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-03-03	Common stock	G	2227	$0.00	Disposed	59142	Direct
2022-03-11	Common stock	G	3270	$0.00	Disposed	59142	Direct
2022-03-31	Common stock	P	16	$26.70	Acquired	59142	Direct
2022-09-01	Common stock	G	150	$0.00	Disposed	59142	Direct
2022-09-30	Common stock	P	80	$16.32	Acquired	59142	Direct
2022-12-30	Common stock	P	90	$16.25	Acquired	59142	Direct

Footnotes

F1: Bona Fide Gifts to family members

F2: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer