NewtekOne, Inc. — Director's Dealing 2023

Feb 3, 2023

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NewtekOne, Inc. (NEWT)
CIK: 0001587987
Period of Report: 2022-12-31

Reporting Person: Zink Gregory L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-01-04	Common stock	P	574	$26.02	Acquired	20021	Direct
2022-03-30	Common stock	P	379	$25.36	Acquired	20021	Direct
2022-03-31	Common stock	P	15	$26.70	Acquired	20021	Direct
2022-06-29	Common stock	P	633	$17.98	Acquired	20021	Direct
2022-09-29	Common stock	P	663	$15.50	Acquired	20021	Direct
2022-09-30	Common stock	P	80	$16.32	Acquired	20021	Direct
2022-12-29	Common stock	P	747	$15.44	Acquired	20021	Direct
2022-12-30	Common stock	P	90	$16.25	Acquired	20021	Direct
2022-01-04	Common stock	P	11	$26.02	Acquired	329	Indirect
2022-03-30	Common stock	P	7	$25.36	Acquired	329	Indirect
2022-06-29	Common stock	P	12	$17.98	Acquired	329	Indirect
2022-09-29	Common stock	P	13	$15.50	Acquired	329	Indirect
2022-12-29	Common stock	P	14	$15.44	Acquired	329	Indirect
2022-07-19	Common Stock	J	652	$0.00	Acquired	3623	Indirect

Footnotes

F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

F2: Reflects shares transferred from direct ownership to indirect ownership in 2022.