NewtekOne, Inc. — Director's Dealing 2017

Jan 4, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Newtek Business Services Corp. (NEWT)
CIK: 0001587987
Period of Report: 2016-12-31

Reporting Person: Kirschner Sam (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-01-19	Common stock	J	66	$12.35	Acquired	53043	Direct
2016-04-01	Common stock	J	672	$12.54	Acquired	53715	Direct
2016-04-01	Common stock	J	57	$12.90	Acquired	53772	Direct
2016-04-01	Common stock	J	481	$12.54	Acquired	54253	Direct
2016-04-01	Common stock	J	240	$12.54	Acquired	54493	Direct
2016-07-01	Common stock	J	674	$12.86	Acquired	55167	Direct
2016-07-01	Common stock	J	62	$12.16	Acquired	55229	Direct
2016-07-01	Common Stock	J	483	$12.86	Acquired	55712	Direct
2016-07-01	Common Stock	J	268	$12.86	Acquired	55980	Direct

Footnotes

F1: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.