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NewtekOne, Inc. — Director's Dealing 2017
Jan 6, 2017
33217_dirs_2017-01-06_56585981-cc2b-4290-a75a-c784db23c239.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Newtek Business Services Corp. (NEWT)
CIK: 0001587987
Period of Report: 2016-12-31
Reporting Person: EDDELSON JENNIFER CATHERINE (Principal Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Common Stock | J | 199 | $14.26 | Acquired | 30647 | Direct |
| 2016-12-30 | Common Stock | J | 171 | $15.90 | Acquired | 30818 | Direct |
| 2016-08-02 | Common Stock | J | 4950 | $0.00 | Acquired | 35768 | Indirect |
| 2016-09-30 | Common Stock | J | 149 | $14.26 | Acquired | 35917 | Indirect |
| 2016-12-30 | Common Stock | J | 128 | $15.90 | Acquired | 36045 | Indirect |
Footnotes
F1: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.
F2: Corrects an error in the previously reported number of shares held in the Reporting Person's 401k account.
F3: Reporting Person's husband, an employee of Issuer, was granted shares as a restricted stock award on April 2, 2016. The award vests on August 15, 2017. Dividends, in the form of common stock, were paid on September 30, 2016 and December 30, 2016, and such common stock will also vest on August 15, 2017.