NewtekOne, Inc. — Director's Dealing 2017

Jan 9, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Newtek Business Services Corp. (NEWT)
CIK: 0001587987
Period of Report: 2016-12-31

Reporting Person: Downs Peter Mathison (Director, Chief Lending Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-30	Common Stock	J	199	$14.26	Acquired	21325	Direct
2016-12-31	Common Stock	J	171	$15.90	Acquired	21496	Direct

Footnotes

F1: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.