NewtekOne, Inc. — Director's Dealing 2017

Jan 25, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Newtek Business Services Corp. (NEWT)
CIK: 0001587987
Period of Report: 2016-12-31

Reporting Person: Mulia Salvatore Francis (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-12-31	Common stock	J	318	$14.32	Acquired	62403	Direct
2016-01-19	Common stock	J	224	$11.06	Acquired	62627	Direct
2016-01-19	Common stock	J	171	$11.06	Acquired	62798	Direct
2016-03-31	Common stock	J	139	$12.50	Acquired	62937	Direct
2016-03-31	Common stock	J	183	$12.50	Acquired	63120	Direct
2016-06-30	Common stock	J	190	$12.72	Acquired	63310	Direct
2016-06-30	Common stock	J	144	$12.72	Acquired	63454	Direct
2016-09-30	Common stock	J	162	$14.26	Acquired	63616	Direct
2016-09-30	Common stock	J	212	$14.26	Acquired	63828	Direct

Footnotes

F1: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.