NewtekOne, Inc. — Director's Dealing 2016

Jan 21, 2016

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Newtek Business Services Corp. (NEWT)
CIK: 0001587987
Period of Report: 2015-12-31

Reporting Person: Mulia Salvatore Francis (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-11-03	Common stock	J	264	$0.00	Acquired	59303	Direct
2015-12-31	Common stock	J	7384	$13.48	Acquired	59303	Direct
2015-10-04	Common stock	G	80	$0.00	Disposed	59303	Direct
2015-10-04	Common stock	G	50	$0.00	Disposed	59303	Direct

Footnotes

F1: This stock was received pursuant to the payment of regular quarterly dividend.

F2: This stock was received by the Reporting Person pursuant to a dividend declared by Newtek Business Services Corp. on October 1, 2015. As a result of the dividend, all holders of record of Common Stock on November 18, 2015 received on December 31, 2015, $2.69 per share payable, at the election of the stockholder, in either all shares of Common Stock or $0.836 per share in cash and $1.853 in shares of Common Stock. The price per share of Common Stock issued was based on the Common Stock's volume-weighted average price of $13.48 per share on the Nasdaq Global Market on December 11, 14 and 15, 2015.