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NewtekOne, Inc. — Director's Dealing 2016
Aug 2, 2016
33217_dirs_2016-08-02_724571c9-11c7-44cb-a17a-143412387c99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Newtek Business Services Corp. (NEWT)
CIK: 0001587987
Period of Report: 2016-08-02
Reporting Person: Schwartz Michael Adam (Chief Legal&Compliance Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-02 | Common Stock | A | 6600 | $0.00 | Acquired | 10519 | Direct |
Footnotes
F1: On April 2, 2016, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person
was granted 6,600 shares as a restricted stock award. The award vests on August 15, 2017. Dividends, in the form of common stock, will be
paid during the restricted period, and such common stock will also vest on August 15, 2017.
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