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NewtekOne, Inc. Director's Dealing 2016

Aug 2, 2016

33217_dirs_2016-08-02_1fecdb5d-b1e3-4306-9b6e-f0af4be2d48a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Newtek Business Services Corp. (NEWT)
CIK: 0001587987
Period of Report: 2016-08-02

Reporting Person: Joshi Nilesh (Chief Information Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-02 Common Stock A 1650 $0.00 Acquired 1650 Direct

Footnotes

F1: On April 2, 2016, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person
was granted 1,650 shares as a restricted stock award. The award vests on August 15, 2017. Dividends, in the form of common stock, will be
paid during the restricted period, and such common stock will also vest on August 15, 2017.