AI assistant
NEWS CORP — Director's Dealing 2018
Aug 9, 2018
30325_rns_2018-08-09_c498d57a-9209-42bb-bfa2-c19e119bad56.pdf
Director's Dealing
Open in viewerOpens in your device viewer
| FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. _See_Instruction 1(b). |
FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. _See_Instruction 1(b). |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
OMB Number: Estimated average burden hours per response OMB APPROVAL 3235-0287 0.5 |
OMB Number: Estimated average burden hours per response OMB APPROVAL 3235-0287 0.5 |
OMB Number: Estimated average burden hours per response OMB APPROVAL 3235-0287 0.5 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Halpin Kevin |
Person* | 2. Issuer NameandTicker or Trading Symbol NEWS CORP [NWS] 3. Date of Earliest Transaction (Month/Day/Year) 08/07/2018 4. If Amendment, Date of Original Filed (Month/Day/Year) |
Director 10% Owner XOfficer (give title below) Other (specify below) 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Deputy Chief Financial Officer 6. Individual or Joint/Group Filing (Check Applicable Line) XForm filed by One Reporting Person Form filed by More than One Reporting Person |
||||||||||
| (Last) (First) (Middle) c/o News Corporation 1211 Avenue of the Americas |
|||||||||||||
| (Street) New York NY 10036 |
|||||||||||||
| (City) (State) (Zip) | |||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||
| 1.Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||
| Code | V | Amount | (A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/ Day/ Year) |
3A. Deemed Execution Date, if any (Month/ Day /Year) |
4. Transaction Code (Instr. 8) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/ Day /Year) |
6. Date Exercisable and Expiration Date (Month/ Day /Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date (Month/ Day/ Year) |
Title | Amount or Number of Shares |
||||||||
| Stock- Settled Performance Stock Units |
(1) | 08/07/2018 | A | 20,142 (2) |
08/15/2018 | 08/15/2018 | Class A Common Stock |
20,142 | (1) | 20,142 | D | ||||
| Stock- Settled Performance Stock Units |
(1) | 08/07/2018 | A | 12,174 (3) |
08/15/2018 | 08/15/2018 | Class A Common Stock |
12,174 | (1) | 12,174 | D | ||||
| Stock- Settled Performance Stock Units |
(1) | 08/07/2018 | A | 12,181 (4) |
08/15/2019 | 08/15/2019 | Class A Common Stock |
12,181 | (1) | 12,181 | D |
Explanation of Responses:
-
Each stock-settled performance stock unit is the economic equivalent of one share of News Corporation's Class A Common Stock.
-
The stock-settled performance stock units were granted to the Reporting Person after the achievement of pre-determined performance measures over the three-year performance period and shall vest on August 15, 2018.
-
The stock-settled performance stock units were granted to the Reporting Person after the achievement of pre-determined performance measures over the one-year performance period and shall vest on August 15, 2018.
-
The stock-settled performance stock units were granted to the Reporting Person after the achievement of pre-determined performance measures over the one-year performance period and shall vest on August 15, 2019.
/s/ Kenneth C. Mertz as Attorney-in-Fact for Kevin Halpin 08/09/2018
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.