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NEWS CORP — Director's Dealing 2018
Aug 9, 2018
30325_rns_2018-08-09_f7c288b2-b8b1-4adc-91c2-8ad91d43f64b.pdf
Director's Dealing
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| UNITED STATES SECURITIES AND EXCHANGE COMMISSION | UNITED STATES SECURITIES AND EXCHANGE COMMISSION | UNITED STATES SECURITIES AND EXCHANGE COMMISSION | ||
|---|---|---|---|---|
| FORM 4 | Washington, D.C. 20549 | OMB APPROVAL | ||
| Check this box if no longer subjectto Section 16. Form 4 or Form 5obligations may continue._See_Instruction 1(b). | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934or Section 30(h) of the Investment Company Act of 1940OMB Number:Estimated averageburden hours perresponse3235-02870.5 | |||
| 1. Name and Address of Reporting Person*KLEIN JOEL | 2. Issuer NameandTicker or Trading SymbolNEWS CORP [NWS] | 5. Relationship of Reporting Person(s) to Issuer (Checkall applicable) | ||
| (Last) (First) (Middle)c/o News Corporation1211 Avenue of the Americas(Street) | 3. Date of Earliest Transaction (Month/Day/Year)08/07/2018 | XDirector 10% Owner Officer(give title below) Other(specify below) | ||
| New York NY 10036(City) (State) (Zip) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing(Check Applicable Line)XForm filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security(Instr. 3) | 2. Transaction Date(Month/Day/Year) | 2A. Deemed ExecutionDate, if any(Month/Day/Year) | 3.TransactionCode(Instr. 8)CodeV | 4. Securities Acquired(A) or Disposed Of (D)(Instr. 3, 4 and 5)Amount(A)or(D)Price | 5. Amount ofSecuritiesBeneficially OwnedFollowing ReportedTransaction(s)(Instr. 3 and 4) | 6. OwnershipForm: Direct(D) or Indirect(I) (Instr. 4) | 7. Nature ofIndirectBeneficialOwnership(Instr. 4) |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title ofDerivativeSecurity(Instr. 3) | 2.Conversionor ExercisePrice ofDerivativeSecurity | 3.TransactionDate(Month/Day/ Year) | 3A.DeemedExecutionDate, if any(Month/Day /Year) | 4.TransactionCode(Instr. 8) | 4.TransactionCode(Instr. 8) | 5. NumberofDerivativeSecuritiesAcquired (A)or Disposedof (D)(Instr. 3, 4and 5) | 5. NumberofDerivativeSecuritiesAcquired (A)or Disposedof (D)(Instr. 3, 4and 5) | 6. Date Exercisable andExpiration Date (Month/Day /Year) | 6. Date Exercisable andExpiration Date (Month/Day /Year) | 7. Title andAmount ofSecuritiesUnderlyingDerivative Security(Instr. 3 and 4) | 7. Title andAmount ofSecuritiesUnderlyingDerivative Security(Instr. 3 and 4) | 8. Price ofDerivativeSecurity(Instr. 5) | 9. Number ofDerivativeSecuritiesBeneficiallyOwnedFollowingReportedTransaction(s) (Instr. 4) | 10.OwnershipForm ofDerivativeSecurity:Direct(D)or Indirect(I) (Instr.4) | 11. Natureof IndirectBeneficialOwnership(Instr. 4) |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | DateExercisable | ExpirationDate(Month/Day/ Year) | Title | AmountorNumberofShares | ||||||||
| Cash-SettledPerformanceStock Units | (1) | 08/07/2018 | A | 60,129(2) | 08/15/2018 | 08/15/2018 | Class ACommonStock | 60,129 | (1) | 60,129 | D |
Explanation of Responses:
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Each cash-settled performance stock unit is the economic equivalent of one share of News Corporation's Class A Common Stock.
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The cash-settled performance stock units were granted to the Reporting Person after the achievement of pre-determined performance measures over the three-year performance period and shall vest on August 15, 2018.
/s/ Kenneth C. Mertz as Attorney-in-Fact for Joel Klein 08/09/2018
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.