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NEWS CORP — Director's Dealing 2016
Apr 4, 2016
30325_rns_2016-04-04_8a884b52-c1a0-4f3e-8182-9d02b1be67f8.pdf
Director's Dealing
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| FORM 4 Check this box if no longer subjectto Section 16. Form 4 or Form 5obligations may continue._See_Instruction 1(b).UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934or Section 30(h) of the Investment Company Act of 1940 | FORM 4 Check this box if no longer subjectto Section 16. Form 4 or Form 5obligations may continue._See_Instruction 1(b).UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934or Section 30(h) of the Investment Company Act of 1940 | FORM 4 Check this box if no longer subjectto Section 16. Form 4 or Form 5obligations may continue._See_Instruction 1(b).UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934or Section 30(h) of the Investment Company Act of 1940 | FORM 4 Check this box if no longer subjectto Section 16. Form 4 or Form 5obligations may continue._See_Instruction 1(b).UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934or Section 30(h) of the Investment Company Act of 1940 | OMB Number:Estimated averageburden hours perresponseOMB APPROVAL3235-02870.5 |
|---|---|---|---|---|
| 1. Name and Address of Reporting Person*KLEIN JOEL(Last) (First) (Middle)c/o News Corporation1211 Avenue of the Americas(Street)New York NY 10036(City) (State) (Zip) | 2. Issuer NameandTicker or Trading SymbolNEWS CORP [NWS]3. Date of Earliest Transaction (Month/Day/Year)04/01/20164. If Amendment, Date of Original Filed (Month/Day/Year) | XDirector 10% Owner Officer(give title below) Other(specify below)5. Relationship of Reporting Person(s) to Issuer (Checkall applicable)6. Individual or Joint/Group Filing(Check Applicable Line)XForm filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security(Instr. 3) | 2. Transaction Date(Month/Day/Year) | 2A. Deemed ExecutionDate, if any(Month/Day/Year) | 3.TransactionCode(Instr. 8) | 3.TransactionCode(Instr. 8) | 4. Securities Acquired(A) or Disposed Of (D)(Instr. 3, 4 and 5) | 4. Securities Acquired(A) or Disposed Of (D)(Instr. 3, 4 and 5) | 4. Securities Acquired(A) or Disposed Of (D)(Instr. 3, 4 and 5) | 5. Amount ofSecuritiesBeneficially OwnedFollowing ReportedTransaction(s)(Instr. 3 and 4) | 6. OwnershipForm: Direct(D) or Indirect(I) (Instr. 4) | 7. Nature ofIndirectBeneficialOwnership(Instr. 4) |
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A)or(D) | Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title ofDerivativeSecurity(Instr. 3) | 2.Conversionor ExercisePrice ofDerivativeSecurity | 3.TransactionDate(Month/Day/ Year) | 3A. DeemedExecutionDate, if any(Month/Day /Year) | 4.TransactionCode(Instr. 8) | 4.TransactionCode(Instr. 8) | 5. NumberofDerivativeSecuritiesAcquired(A) orDisposed of(D) (Instr.3, 4 and 5) | 6. Date Exercisable andExpiration Date(Month/ Day /Year) | 7. Title and Amountof SecuritiesUnderlyingDerivative Security(Instr. 3 and 4) | 8. Price ofDerivativeSecurity(Instr. 5) | 9. Number ofDerivativeSecuritiesBeneficiallyOwnedFollowingReportedTransaction(s) (Instr. 4) | 10.OwnershipForm ofDerivativeSecurity:Direct(D) orIndirect (I)(Instr. 4) | 11. Natureof IndirectBeneficialOwnership(Instr. 4) | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A)(D) | DateExercisableExpirationDate(Month/Day/Year) | TitleAmountorNumberofShares | ||||||||||
| DeferredStock Units | (1) | 04/01/2016 | A | 2,782 | (2) (2) | Class ACommonStock2,782 | $13.03 | 2,782 | D |
Explanation of Responses:
- Each deferred stock unit represents the equivalent of one share of News Corporation's Class A Common Stock. 2. The deferred stock units become payable in cash on the first trading day of the quarter five years following the grant.
| /s/ Kenneth C. Mertz as Attorney-in-Fact for Joel Klein | 04/04/2016 |
|---|---|
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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