AI assistant
NEWS CORP — Director's Dealing 2014
Jan 6, 2014
30325_rns_2014-01-06_18a7ab35-fba8-4e12-83cc-0a5445b2ea05.pdf
Director's Dealing
Open in viewerOpens in your device viewer
FORM 4
gecdf Check this box if no longer subject to Section
- Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
(Print or Type Responses)
- Name and Address of Reporting Person[] 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer Pessoa Ana Paula NEWS CORP [NWS] (Check all applicable) X Director _ 10% Owner (Last) (First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year) c/o News Corporation, 1211 Avenue of the Americas 01/02/2014 Officer (give title below) __ Other (specify below) (Street) 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person New York, NY 10036 ___ Form filed by More than One Reporting Person (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned* 1.Title of Security 2. Transaction 2A. Deemed 3. 4. Securities 5. Amount of Securities Beneficially Owned 6. 7. Nature (Instr. 3) Date Execution Date, if Transaction Acquired (A) or Following Reported Transaction(s) Ownership of Indirect (Month/Day/Year) any Code Disposed of (D) (Instr. 3 and 4) Form: Beneficial (Month/Day/Year) (Instr. 8) (Instr. 3, 4 and 5) Direct (D) Ownership or Indirect (Instr. 4) (A) (I) or (Instr. 4) Code V Amount (D) Price
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this SEC 1474 (9-02) form are not required to respond unless the form displays a currently valid OMB control number.
| Table II - Derivative | Table II - Derivative | Securities Acquired, Disposed of, or Beneficially Owned | Securities Acquired, Disposed of, or Beneficially Owned | Securities Acquired, Disposed of, or Beneficially Owned | Securities Acquired, Disposed of, or Beneficially Owned | Securities Acquired, Disposed of, or Beneficially Owned | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (e.g., puts, | calls, warrants, options, convertible securities) | |||||||||||||
| 1. Title of Derivative | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number | of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number | 10. | 11. Nature | ||
| Security | Conversion | Date | Execution Date, if | Transaction | Derivative | and Expiration Date | Underlying Securities | Derivative | of | Ownership | of Indirect | |||
| (Instr. 3) | or Exercise | (Month/Day/Year) | any | Code | Securities | (Month/Day/Year) | (Instr. 3 and 4) | Security | Derivative | Form of | Beneficial | |||
| Price of | (Month/Day/Year) | (Instr. 8) | Acquired (A) or | (Instr. 5) | Securities | Derivative | Ownership | |||||||
| Derivative | Disposed of (D) | Beneficially | Security: | (Instr. 4) | ||||||||||
| Security | (Instr. 3, 4, | and | Owned | Direct (D) | ||||||||||
| 5) | Following | or Indirect | ||||||||||||
| Reported | (I) | |||||||||||||
| Code | V | (A) | (D) | Date Exercisable Expiration Date |
Title | Amount or Number of Shares |
Transaction (s) (Instr. 4) |
(Instr. 4) | ||||||
| Deferred Stock Units |
(1) | 01/02/2014 | A | 1,740 | (2) (2) |
Class A Common Stock |
1,740 | $17.95 | 1,740 | D |
Reporting Owners
Relationships Reporting Owner Name / Address Director 10% Owner Officer Other Pessoa Ana Paula c/o News Corporation X 1211 Avenue of the Americas New York, NY 10036
Signatures
/s/ Kenneth C. Mertz as Attorney-in-Fact for Ana Paula Pessoa 01/06/2014 ** ~~S~~ Date
** ~~S~~ ignature of Reporting Person
Explanation of Responses:
-
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
-
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
-
(1) Each deferred stock unit represents the equivalent of one share of News Corporation Class A Common Stock.
-
(2) The deferred stock units become payable in cash upon the fifth anniversary of the grant date.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.