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NEWS CORP Director's Dealing 2014

Apr 1, 2014

30325_rns_2014-04-01_a9c0f65b-bb9d-4966-9200-d31ad165bbcc.pdf

Director's Dealing

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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL

OMB Number: 3235-0104 Estimated average burden hours per response... 0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

(Print or Type Responses)

Print or Type Responses) Print or Type Responses)
1. Name and Address of Reporting Person* 2. Date of Event Requiring Statement 3. Issuer Name andTicker or Trading Symbol
NEWS CORP (Month/Day/Year) The Rubicon Project, Inc. [RUBI]
04/01/2014
1211 Avenue of the Americas
(Last)
(First)
(Middle) 4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
5. If Amendment, Date of Original Filed
(Month/Day/Year)
(Street) _____ Director X 10% Owner 6. Individual or Joint/Group Filing (Check Applicable
_____ Officer (give title below)
_____ Other (specify below)
Line)
New York, NY 10036 X Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip) Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security 2. Amount of Securities Beneficially
3. Ownership Form:

4. Nature
of Indirect Beneficial Ownership
(Instr. 4) Owned Direct (D) or (Instr. 5)
(Instr. 4) Indirect (I)
(Instr. 5)
Class B Common Stock(1)
(2)
4,190,063 D

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

SEC 1473 (7-02)

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security 2. Date Exercisable 3. Title and Amount of Securities 4. Conversion or 5. Ownership Form 6. Nature of Indirect Beneficial
(Instr. 4) and Expiration Date Underlying Derivative Security Exercise Price of of Derivative Ownership
(Month/Day/Year) (Instr. 4) Derivative Security Security: Direct (Instr. 5)
Date
Exercisable
Expiration
Date
Title Amount or Number
of Shares
(D) or Indirect (I)
(Instr. 5)
Class A
Series D Convertible Preferred Stock (3)
(3)
Common Stock 1,406,062 (3) D
(2)

Reporting Owners

Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
NEWS CORP
1211 Avenue of the Americas X
New York, NY 10036

/s/ Michael L. Bunder, Senior Vice President, Deputy General Counsel and Corporate Secretary

Signatures

04/01/2014

**Signature of Reporting Person

Date

Explanation of Responses:

  • If the form is filed by more than one reporting person, see Instruction 5(b)(v).

  • ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

  • (1)[The Class B Common Stock will automatically convert into Class A Common Stock on a one-for-one basis immediately prior to the completion of the initial public offering of The Rubicon Project, Inc.'s ] (the "Issuer") Common Stock.

Pursuant to the Sixth Amended and Restated Certificate of Incorporation (the "A&R Charter") of the Issuer to be filed immediately prior to the completion of the Issuer's initial public offering, effective

  • upon the filing of the A&R Charter each share of Class A Common Stock (including each share of Class A Common Stock issued upon the conversion of shares of the Company's Series D Convertible

  • (2) Preferred Stock upon completion of the Issuer's initial public offering ), and each share of Class B Common Stock that is issued and outstanding and has not been converted into Class A Common Stock, will be automatically reclassified and converted into one share of a single class of Common Stock.

  • (3)[The Series D Convertible Preferred Stock will automatically convert into 1/2 of a share of Class A Common Stock upon completion of the Issuer's initial public offering of its Common Stock. The ] Convertible Preferred Stock has no expiration date.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.