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NEWS CORP — Director's Dealing 2014
Nov 19, 2014
30325_rns_2014-11-19_f5f1a748-ad78-4eb2-b171-1b3343408850.pdf
Director's Dealing
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
FORM 4
fgecd Check this box if no longer subject to Section STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
| Print or Type Responses) | Print or Type Responses) | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* | 2. Issuer NameandTicker | or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||||||||
| Halpin Kevin | NEWS CORP [NWS] | (Check all applicable) | |||||||||||
| _ Director ___ 10% Owner |
|||||||||||||
| c/o News Corporation, 1211 Avenue of the Americas (Last) (First) (Middle) |
3. Date of Earliest Transaction (Month/Day/Year) 11/17/2014 |
X Officer (give title below) _____ Other (specify below) DeputyChief Financial Officer |
|||||||||||
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||
| X Form filed by One Reporting Person | |||||||||||||
| New York, NY 10036 | ___ Form filed by More than One Reporting Person | ||||||||||||
| (City) | (State) | (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1.Title of Security | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | ||||||
| (Instr. 3) | Date | Execution Date, if | Transaction | (A) or Disposed of | Following Reported Transaction(s) | Ownership | of Indirect | ||||||
| (Month/Day/Year) | any | Code | (D) | (Instr. 3 and 4) | Form: | Beneficial | |||||||
| (Month/Day/Year) | (Instr. 8) | (Instr. 3, | 4 and 5) | Direct (D) | Ownership | ||||||||
| (A) | or Indirect (I) |
(Instr. 4) | |||||||||||
| Code | V | Amount | or (D) |
Price | (Instr. 4) | ||||||||
| Class B Common Stock | 11/17/2014 | I | 23~~6~~(1) | D | $14.94 | 0 | I | By 401 (k) Plan |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this SEC 1474 (9-02) form are not required to respond unless the form displays a currently valid OMB control number.
| Table II - Derivative | Table II - Derivative | Securities Acquired, Disposed of, or Beneficially | Securities Acquired, Disposed of, or Beneficially | Securities Acquired, Disposed of, or Beneficially | Securities Acquired, Disposed of, or Beneficially | Owned | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (e.g., puts, | calls, warrants, options, convertible securities) | ||||||||||||
| 1. Title of Derivative | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number | 10. | 11. Nature | ||
| Security | Conversion | Date | Execution Date, if | Transaction | Derivative | and Expiration Date | Underlying Securities | Derivative | of | Ownership | of Indirect | ||
| (Instr. 3) | or Exercise | (Month/Day/Year) | any | Code | Securities | (Month/Day/Year) | (Instr. 3 and 4) | Security | Derivative | Form of | Beneficial | ||
| Price of | (Month/Day/Year) | (Instr. 8) | Acquired (A) or | (Instr. 5) | Securities | Derivative | Ownership | ||||||
| Derivative | Disposed of (D) | Beneficially | Security: | (Instr. 4) | |||||||||
| Security | (Instr. 3, 4, and | Owned | Direct (D) | ||||||||||
| 5) | Following | or Indirect | |||||||||||
| Reported | (I) | ||||||||||||
| Code | V | (A) (D) |
Date Exercisable Expiration Date |
Title | Amount or Number of Shares |
Transaction (s) (Instr. 4) |
(Instr. 4) |
Reporting Owners
| Relationships | ||
|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer | Other |
| Halpin Kevin | ||
| c/o News Corporation 1211 Avenue of the Americas |
Deputy Chief Financial Officer | |
| New York, NY 10036 |
Signatures
==> picture [359 x 25] intentionally omitted <==
----- Start of picture text -----
/s/ Kenneth C. Mertz as Attorney-in-Fact for Kevin Halpin 11/19/2014
Signature of Reporting Person Date
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**Signature of Reporting Person
Explanation of Responses:
-
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1) The number of shares of News Corporation's Class B Common Stock is based on the equivalent number of units allocated to the reporting person under the 401(k) Plan.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.