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NEWS CORP — Director's Dealing 2013
Oct 3, 2013
30325_dirs_2013-10-03_0a491ced-ed71-4dc8-bc48-8299b39b2f38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWS CORP (NWS)
CIK: 0001564708
Period of Report: 2013-10-01
Reporting Person: MURDOCH LACHLAN K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-01 | Class A Common Stock | M | 505 | — | Acquired | 619 | Direct |
| 2013-10-01 | Class A Common Stock | D | 505 | $14.79 | Disposed | 114 | Direct |
| 2013-10-01 | Class A Common Stock | M | 629 | — | Acquired | 743 | Direct |
| 2013-10-01 | Class A Common Stock | D | 629 | $15.91 | Disposed | 114 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-01 | Deferred Stock Units | $ | A | 505 | Acquired | Class A Common Stock (505) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 629 | Acquired | Class A Common Stock (629) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 773 | Acquired | Class A Common Stock (773) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 1077 | Acquired | Class A Common Stock (1077) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 809 | Acquired | Class A Common Stock (809) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 660 | Acquired | Class A Common Stock (660) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 538 | Acquired | Class A Common Stock (538) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 514 | Acquired | Class A Common Stock (514) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 682 | Acquired | Class A Common Stock (682) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 613 | Acquired | Class A Common Stock (613) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 550 | Acquired | Class A Common Stock (550) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 452 | Acquired | Class A Common Stock (452) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 484 | Acquired | Class A Common Stock (484) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 582 | Acquired | Class A Common Stock (582) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 476 | Acquired | Class A Common Stock (476) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 439 | Acquired | Class A Common Stock (439) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 382 | Acquired | Class A Common Stock (382) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 356 | Acquired | Class A Common Stock (356) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 328 | Acquired | Class A Common Stock (328) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 288 | Acquired | Class A Common Stock (288) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | M | 505 | Disposed | Class A Common Stock (505) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | M | 629 | Disposed | Class A Common Stock (629) | Direct | |
| 2013-10-01 | Deferred Stock Units | $ | A | 3928 | Acquired | Class A Common Stock (3928) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 114 | Direct |
| Class B Common Stock | 1464 | Direct |
Footnotes
F1: Shares acquired in a pro rata distribution by Twenty-First Century Fox, Inc. ("Fox") of shares of News Corporation in connection with the separation of News Corporation from Fox.
F2: The securities reported are the result of the issuance of deferred stock units of News Corporation pursuant to the Employee Matters Agreement entered into in connection with the separation of News Corporation from Fox. Under Australian law, the issuance could not be effected until October 1, 2013. The number of deferred stock units received was equivalent to the number of News Corporation shares a stockholder of Fox would have received in connection with the separation had such stockholder held a number of shares equal to the number of outstanding deferred stock units granted by Fox to the reporting person prior to the separation.
F3: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of News Corporation's Class A Common Stock.
F4: Settlement value was based on the closing price of News Corporation's Class A Common Stock on July 1, 2013, the fifth anniversary of the original grant date. Under Australian law, the issuance of deferred stock units of News Corporation could not be effected until October 1, 2013.
F5: Each deferred stock unit represents the equivalent of one share of News Corporation Class A Common Stock.
F6: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of July 1, 2008.
F7: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of October 1, 2008.
F8: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of January 2, 2009.
F9: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of April 1, 2009.
F10: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of July 1, 2009.
F11: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of October 1, 2009.
F12: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of January 4, 2010.
F13: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of April 1, 2010.
F14: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of July 1, 2010.
F15: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of October 1, 2010.
F16: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of January 3, 2011.
F17: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of April 1, 2011.
F18: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of July 1, 2011.
F19: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of October 3, 2011.
F20: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of January 3, 2012.
F21: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of April 2, 2012.
F22: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of July 2, 2012.
F23: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of October 1, 2012.
F24: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of January 2, 2013.
F25: The deferred stock units become payable in cash upon the fifth anniversary of the original grant date of April 1, 2013.
F26: The deferred stock units became payable in cash upon the fifth anniversary of the original grant date.
F27: The deferred stock units become payable in cash upon the fifth anniversary of the grant date.