NEWPEAK METALS LIMITED — Director's Dealing 2021

Jun 16, 2021

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	NewPeak Metals Limited
ABN	79 068 958 752

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Nicholas Mather
Date of last notice	22 July 2020

Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Samuel Holdings Pty Ltd Discretionary A/C> (Director is a director and may be a beneficiary of the trust from time to time) Nicholas & Judith Mather Fund A/C> (Director is a trustee and member) Samuel Capital Pty Ltd (Director is a director and shareholder)
Date of change	11 June 2021

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change	Samuel Holdings Pty Ltd **Discretionary A/C> 57,841,416 ordinary shares 5,000,000 unlisted options @ $0.012 to 11/06/2021 Nicholas and Judith Mather **Super Fund A/C> 2,225,000 ordinary shares Samuel Capital Pty Ltd 16,791,660 ordinary shares Total 76,858,076 ordinary shares 5,000,000 unlisted options @ $0.012 to 11/06/2021
Class	Unlisted options @ $0.012 to 11/06/2021
Number acquired	Nil
Number disposed	5,000,000 unlisted options @ $0.012 to 11/06/2021
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	N/A
No. of securities held after change	Samuel Holdings Pty Ltd **Discretionary A/C> 57,841,416 ordinary shares Nicholas and Judith Mather **Super Fund A/C> 2,225,000 ordinary shares Samuel Capital Pty Ltd 16,791,660 ordinary shares Total 76,858,076 ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Expiry of unlisted directors’ options.

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	Not applicable
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	NewPeak Metals Limited
ABN	79 068 958 752

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	David Mason
Date of last notice	4 February 2021

Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct & indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Rothstein Pty Ltd (Director may be a beneficiary of the trust from time to time)
Date of change	11 June 2021 and 16 June 2021
No. of securities held prior to change	David Joseph Mason 275,335,596 ordinary shares 10,000,000 unlisted options @ $0.012 to 11/06/2021 Rothstein Pty Ltd 49,722,223 ordinary shares Total 325,057,819 ordinary shares 10,000,000 unlisted options @ $0.012 to 11/06/2021
Class	11 June 2021: Unlisted options @ $0.012 to 11/06/2021 16 June 2021: Ordinary shares
Number acquired	16 June 2021: Rothstein Pty Ltd A/C> acquired 3,000,000 ordinary shares acquired bywayof off-market transfer

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number disposed	11 June 2021: David Joseph Mason disposed of 10,000,000 unlisted options @ $0.012 (due to expiry)
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	11 June 2021: N/A 16 June 2021: $6,000.00
No. of securities held after change	David Joseph Mason 275,335,596 ordinary shares Rothstein Pty Ltd 52,722,223 ordinary shares Total 328,057,819 ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	11 June 2021: Expiry of unlisted directors’ options. 16 June 2021: Acquisition of ordinary shares by way of off-market transfer.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	NewPeak Metals Limited
ABN	79 068 958 752

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Brian Moller
Date of last notice	22 July 2020

Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct & indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Anne Wallace (wife of Director)
Date of change	11 June 2021
No. of securities held prior to change	Brian Moller 62,114,357 ordinary shares 5,000,000 unlisted options @ $0.012 to 11/06/2021 Anne Wallace 519,167 ordinary shares Total 62,633,524 ordinary shares 5,000,000 unlisted options @ $0.012 to 11/06/2021
Class	Unlisted options @ $0.012 to 11/06/2021
Number acquired	Nil

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number disposed	5,000,000 unlisted options @ $0.012 to 11/06/2021
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	N/A
No. of securities held after change	Brian Moller 62,114,357 ordinary shares Anne Wallace 519,167 ordinary shares Total 62,633,524 ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Expiry of unlisted directors’ options.

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	Not applicable
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3