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NEWMONT Corp /DE/ Director's Dealing 2020

May 11, 2020

29882_dirs_2020-05-11_7757c7fb-07f9-435f-bc19-07c8f81c437a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEWMONT Corp /DE/ (NEM)
CIK: 0001164727
Period of Report: 2020-05-07

Reporting Person: Lipson Nancy (EVP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-07 Common Stock, $1.60 par value M 3450 $55.675 Acquired 38155 Direct
2020-05-07 Common Stock, $1.60 par value S 3450 $64.572 Disposed 34705 Direct
2020-05-07 Common Stock, $1.60 par value M 5452 $58.685 Acquired 40157 Direct
2020-05-07 Common Stock, $1.60 par value S 5452 $64.65 Disposed 34705 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-07 Employee Stock Option (right to buy) $55.675 M 3450 Acquired 2020-04-29 Common Stock (3450) Direct
2020-05-07 Employee Stock Option (right to buy) $58.685 M 5452 Acquired 2021-04-25 Common Stock (5452) Direct

Footnotes

F1: The options vested in approximately equal annual installments begining on April 29, 2011, April 30, 2012 and April 29, 2013. First tranche was previously exercised. This exercise reflects the reamining two tranches.

F2: The expiration date of the stock option was automatically extended in accordance with the option award agreement to permit exercise following the Company's most recent quarterly blackout period.

F3: The options vested in approximately equal annual installments begining on April 25, 2012, April 25, 2013 and April 25, 2014.