AI assistant
NEWMONT Corp /DE/ — Director's Dealing 2020
May 11, 2020
29882_dirs_2020-05-11_7757c7fb-07f9-435f-bc19-07c8f81c437a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT Corp /DE/ (NEM)
CIK: 0001164727
Period of Report: 2020-05-07
Reporting Person: Lipson Nancy (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-07 | Common Stock, $1.60 par value | M | 3450 | $55.675 | Acquired | 38155 | Direct |
| 2020-05-07 | Common Stock, $1.60 par value | S | 3450 | $64.572 | Disposed | 34705 | Direct |
| 2020-05-07 | Common Stock, $1.60 par value | M | 5452 | $58.685 | Acquired | 40157 | Direct |
| 2020-05-07 | Common Stock, $1.60 par value | S | 5452 | $64.65 | Disposed | 34705 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-07 | Employee Stock Option (right to buy) | $55.675 | M | 3450 | Acquired | 2020-04-29 | Common Stock (3450) | Direct |
| 2020-05-07 | Employee Stock Option (right to buy) | $58.685 | M | 5452 | Acquired | 2021-04-25 | Common Stock (5452) | Direct |
Footnotes
F1: The options vested in approximately equal annual installments begining on April 29, 2011, April 30, 2012 and April 29, 2013. First tranche was previously exercised. This exercise reflects the reamining two tranches.
F2: The expiration date of the stock option was automatically extended in accordance with the option award agreement to permit exercise following the Company's most recent quarterly blackout period.
F3: The options vested in approximately equal annual installments begining on April 25, 2012, April 25, 2013 and April 25, 2014.