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NEWMONT Corp /DE/ — Director's Dealing 2020
May 11, 2020
29882_dirs_2020-05-11_ae15bc32-f8c5-4723-9b5c-544f81b57aa7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT Corp /DE/ (NEM)
CIK: 0001164727
Period of Report: 2020-05-08
Reporting Person: Engel E Randall (EVP, Strategic Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-08 | Common Stock, $1.60 par value | M | 34982 | $55.675 | Acquired | 342823 | Direct |
| 2020-05-08 | Common Stock, $1.60 par value | S | 34982 | $65.5979 | Disposed | 307841 | Direct |
| 2020-05-08 | Common Stock, $1.60 par value | M | 33000 | $58.685 | Acquired | 340841 | Direct |
| 2020-05-08 | Common Stock, $1.60 par value | S | 33000 | $65.0429 | Disposed | 307841 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-08 | Employee Stock Option (right to buy) | $55.675 | M | 34982 | Acquired | 2020-04-29 | Common Stock (34982) | Direct |
| 2020-05-08 | Employee Stock Option (right to buy) | $58.685 | M | 33000 | Acquired | 2021-04-25 | Common Stock (33000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $65.24 to $65.74. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F2: This transaction was executed in multiple trades at prices ranging from $64.75 to $65.44. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F3: The options vested in approximately equal annual installments on April 29, 2011, April 30, 2012 and April 29, 2013, respectively.
F4: The expiration date of the stock option was automatically extended in accordance with the option award agreement to permit exercise following the Company's most recent quarterly blackout period.
F5: The options vested in approximately equal annual installments on April 25, 2012, April 25, 2013 and April 25, 2014, respectively.