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NEWMONT Corp /DE/ — Director's Dealing 2019
Feb 26, 2019
29882_dirs_2019-02-26_9bff8816-2dae-426d-8420-cd399e9dc3f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2019-02-22
Reporting Person: Engel E Randall (EVP, Strategic Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-22 | Common Stock, $1.60 par value | S | 17100 | $37.1356 | Disposed | 236847 | Direct |
| 2019-02-22 | Common Stock, $1.60 par value | A | 132352 | — | Acquired | 369199 | Direct |
| 2019-02-22 | Common Stock, $1.60 par value | F | 58237 | $36.73 | Disposed | 310962 | Direct |
| 2019-02-22 | Common Stock, $1.60 par value | F | 3727 | $36.73 | Disposed | 307235 | Direct |
| 2019-02-25 | Common Stock, $1.60 par value | A | 18070 | — | Acquired | 325305 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $37.01 to $37.22. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the
SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 132,352 stock-settled restricted stock units.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,473 stock-settled restricted stock units.