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NEWMONT Corp /DE/ Director's Dealing 2019

Feb 26, 2019

29882_dirs_2019-02-26_9bff8816-2dae-426d-8420-cd399e9dc3f2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2019-02-22

Reporting Person: Engel E Randall (EVP, Strategic Development)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-22 Common Stock, $1.60 par value S 17100 $37.1356 Disposed 236847 Direct
2019-02-22 Common Stock, $1.60 par value A 132352 Acquired 369199 Direct
2019-02-22 Common Stock, $1.60 par value F 58237 $36.73 Disposed 310962 Direct
2019-02-22 Common Stock, $1.60 par value F 3727 $36.73 Disposed 307235 Direct
2019-02-25 Common Stock, $1.60 par value A 18070 Acquired 325305 Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2: This transaction was executed in multiple trades at prices ranging from $37.01 to $37.22. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the
SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 132,352 stock-settled restricted stock units.

F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,473 stock-settled restricted stock units.