AI assistant
NEWMONT Corp /DE/ — Director's Dealing 2019
Jun 5, 2019
29882_dirs_2019-06-05_1991cafa-c838-4188-b1aa-35b27fd24a95.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NEWMONT GOLDCORP CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2019-06-01
Reporting Person: Lipson Nancy (EVP & General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 53100 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $55.675 | 2020-04-29 | Common Stock (3450) | Direct | |
| Stock Option (right to buy) | $58.685 | 2021-04-25 | Common Stock (5452) | Direct |
Footnotes
F1: Includes 17,710 restricted stock units representing a right to receive one share of the Issuer's common stock in accordance with the terms and conditions of the Reporting Person's restricted stock unit agreements. Restricted stock units generally vest in three equal installments beginning on the first anniversary of the date of grant. Restricted stock units held by the Reporting Person will vest as follows: 2,626 units on February 27, 2020; 3,204 units on February 26, 2020; 3,204 units on February 26, 2021; 2,892 units on February 25, 2020; 2,892 units on February 25, 2021; and 2,892 units on February 25, 2022.
F2: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date and are fully vested.