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NEWMONT Corp /DE/ Director's Dealing 2014

Feb 28, 2014

29882_dirs_2014-02-28_f282d14c-437c-4627-acd8-b06fc8a593e6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2014-02-26

Reporting Person: Goldberg Gary J (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-26 Common Stock, $1.60 par value A 42484 Acquired 79283 Direct
2014-02-26 Common Stock, $1.60 par value S 4502 $23.9114 Disposed 74781 Direct
2014-02-27 Common Stock, $1.60 par value S 2340 $23.2005 Disposed 72441 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $1.60 par value 5000 Indirect
Common Stock, $1.60 par value 521 Indirect

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2: This transaction was executed in multiple trades at prices of $23.90 to $23.925. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F3: This transaction was executed in multiple trades at prices of $23.19 to $23.2005. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F4: The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of February 28, 2014, the reporting person held 521 shares or 1,908 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.