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NEWMONT Corp /DE/ — Director's Dealing 2013
Mar 1, 2013
29882_dirs_2013-03-01_1aa5e99c-1f94-46b7-b64e-dbd4b4377e5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2013-02-27
Reporting Person: Ball Russell David (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-27 | Common Stock, $1.60 par value | A | 13701 | — | Acquired | 69592 | Direct |
| 2013-02-27 | Common Stock, $1.60 par value | S | 1479 | $40.6301 | Disposed | 68113 | Direct |
| 2013-02-28 | Common Stock, $1.60 par value | S | 1388 | $39.9809 | Disposed | 66725 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 200 | Indirect |
| Common Stock, $1.60 par value | 200 | Indirect |
| Common Stock, $1.60 par value | 200 | Indirect |
| Common Stock, $1.60 par value | 200 | Indirect |
| Common Stock, $1.60 par value | 2203 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $39.9801 to $40.12. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: As of February 28, 2013, the reporting person held 2,203 shares of Newmont Mining common stock in his 401(k) Plan.