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NEWMONT Corp /DE/ — Director's Dealing 2013
May 3, 2013
29882_dirs_2013-05-03_7978382b-ff48-49f4-a298-60db2df8ecaf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2013-05-01
Reporting Person: Gutierrez David V (VP, Planning and Tax)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-01 | Common Stock, $1.60 par value | S | 726 | $32.4099 | Disposed | 36294 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 1909 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $32.4101 to $32.36. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F3: As of April 30, 2013, the reporting person held 1,909 shares of Newmont Mining common stock in his 401(k) Plan.