AI assistant
NEWMONT Corp /DE/ — Director's Dealing 2013
Mar 5, 2013
29882_dirs_2013-03-05_2a06c246-1c8c-4149-9896-c56165332907.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2013-03-01
Reporting Person: HUSPENI JEFFREY R (Former SVP, Asia Pacific)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-01 | Common Stock, $1.60 par value | A | 6308 | — | Acquired | 51065 | Direct |
| 2013-03-01 | Common Stock, $1.60 par value | S | 2070 | $39.1611 | Disposed | 48995 | Direct |
| 2013-03-04 | Common Stock, $1.60 par value | S | 490 | $39.2801 | Disposed | 48505 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 826 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $39.1601 to $39.1625. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: As of February 28, 2013, the reporting person held 826 shares of Newmont Mining common stock in his 401(k) Plan.