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NEWMONT Corp /DE/ — Director's Dealing 2013
Mar 1, 2013
29882_dirs_2013-03-01_9f539611-f077-40da-85d9-14853ef0e5b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2013-02-27
Reporting Person: HUSPENI JEFFREY R (SVP, Asia Pacific)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-27 | Common Stock, $1.60 par value | M | 6250 | $28.11 | Acquired | 46670 | Direct |
| 2013-02-27 | Common Stock, $1.60 par value | S | 6250 | $40.9433 | Disposed | 40420 | Direct |
| 2013-02-27 | Common Stock, $1.60 par value | A | 5408 | — | Acquired | 45828 | Direct |
| 2013-02-27 | Common Stock, $1.60 par value | S | 619 | $40.5301 | Disposed | 45209 | Direct |
| 2013-02-28 | Common Stock, $1.60 par value | S | 452 | $40.0403 | Disposed | 44757 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-27 | Employee Stock Option (right to buy) | $28.11 | M | 6250 | Disposed | 2013-05-06 | Common Stock (6250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 826 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices of $40.935 to $40.96. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F3: As of February 28, 2013, the reporting person held 826 shares of Newmont Mining common stock in his 401(k) Plan.
F4: The options vested in three equal annual installments on May 6, 2004, 2005 and 2006.