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NEWMONT Corp /DE/ — Director's Dealing 2013
Mar 5, 2013
29882_dirs_2013-03-05_c9f1ab2d-add4-400b-8a2d-a3d47bccb383.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2013-03-01
Reporting Person: Ball Russell David (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-01 | Common Stock, $1.60 par value | G | 250 | — | Disposed | 66475 | Direct |
| 2013-03-01 | Common Stock, $1.60 par value | G | 250 | — | Acquired | 450 | Indirect |
| 2013-03-01 | Common Stock, $1.60 par value | G | 250 | — | Disposed | 66225 | Direct |
| 2013-03-01 | Common Stock, $1.60 par value | G | 250 | — | Acquired | 450 | Indirect |
| 2013-03-01 | Common Stock, $1.60 par value | G | 250 | — | Disposed | 65975 | Direct |
| 2013-03-01 | Common Stock, $1.60 par value | G | 250 | — | Acquired | 450 | Indirect |
| 2013-03-01 | Common Stock, $1.60 par value | G | 250 | — | Disposed | 65725 | Direct |
| 2013-03-01 | Common Stock, $1.60 par value | G | 250 | — | Acquired | 450 | Indirect |
| 2013-03-01 | Common Stock, $1.60 par value | A | 15150 | — | Acquired | 80875 | Direct |
| 2013-03-01 | Common Stock, $1.60 par value | S | 4972 | $39.1514 | Disposed | 75903 | Direct |
| 2013-03-04 | Common Stock, $1.60 par value | S | 1098 | $39.28 | Disposed | 74805 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 2203 | Indirect |
Footnotes
F1: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F3: This transaction was executed in multiple trades at prices of $39.1201 to $39.20. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F4: As of February 28, 2013, the reporting person held 2,203 shares of Newmont Mining common stock in his 401(k) Plan.