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NEWMONT Corp /DE/ Director's Dealing 2013

Mar 5, 2013

29882_dirs_2013-03-05_c9f1ab2d-add4-400b-8a2d-a3d47bccb383.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2013-03-01

Reporting Person: Ball Russell David (EVP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-03-01 Common Stock, $1.60 par value G 250 Disposed 66475 Direct
2013-03-01 Common Stock, $1.60 par value G 250 Acquired 450 Indirect
2013-03-01 Common Stock, $1.60 par value G 250 Disposed 66225 Direct
2013-03-01 Common Stock, $1.60 par value G 250 Acquired 450 Indirect
2013-03-01 Common Stock, $1.60 par value G 250 Disposed 65975 Direct
2013-03-01 Common Stock, $1.60 par value G 250 Acquired 450 Indirect
2013-03-01 Common Stock, $1.60 par value G 250 Disposed 65725 Direct
2013-03-01 Common Stock, $1.60 par value G 250 Acquired 450 Indirect
2013-03-01 Common Stock, $1.60 par value A 15150 Acquired 80875 Direct
2013-03-01 Common Stock, $1.60 par value S 4972 $39.1514 Disposed 75903 Direct
2013-03-04 Common Stock, $1.60 par value S 1098 $39.28 Disposed 74805 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $1.60 par value 2203 Indirect

Footnotes

F1: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts.

F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F3: This transaction was executed in multiple trades at prices of $39.1201 to $39.20. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

F4: As of February 28, 2013, the reporting person held 2,203 shares of Newmont Mining common stock in his 401(k) Plan.